- SMBC (New York, NY)
- …employees. **Job Summary** The SMBC Nikko Securities Inc., Capital Markets (CM) Business Control Officer (BCO) associate risk and control individual ... contributor. The BCO will assist the CM BCO lead on execution of the Business Control ...The SMBC Nikko Securities Inc., Capital Markets (CM) Business Control Officer is primarily an individual contributor.… more
- Citigroup (New York, NY)
- The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... and accuracy of the implementation of the Control Framework, including Risk Control Policy, Control Standard, Issue Management Policy, Lesson Learned… more
- Citigroup (New York, NY)
- Job Description The Business Risk and Control Officer will have responsibility for overseeing the quality of documentation and artifacts which evidence the ... + Bachelor's degree required, Master's degree preferred **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full… more
- Citigroup (New York, NY)
- …Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP** **Description** Citi's Commercial Bank (CCB) ... generally from $100 million to $3 billion. Institutional Credit Management (ICM) is a critical component of Citi's First...warning signs are established and proactively addressed. A Credit Officer can advise or lead strategic projects… more
- Citigroup (New York, NY)
- …finance teams to provide a summary of financial trends and insight to senior management + Lead analysis of forecasts, strategic and operating plans, and create ... The Financial Planning and Analysis Senior Lead Analyst is a senior level position responsible...Analyst is a senior level position responsible for providing management with an analysis and insight of Citi's financial… more
- Citigroup (New York, NY)
- …to execute on the TBE Vision and Strategy. The Technology Regulatory Exam Management Officer will report to the NAM & International Technology Regulatory ... Exam Management Senior Lead and will be a...degree or equivalent experience **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management… more
- Veterans Affairs, Veterans Health Administration (New York, NY)
- …the VA Medical Center in New York, NY serving as a Supervisory Police Officer (Instructor) - Training Manager and Lead Firearms Armorer, overseeing the training ... conducts training classes and coordinates classes conducted by subordinate Police Officer Training Instructors Provides written reports relevant to training and… more
- City of New York (New York, NY)
- Job Description TASK FORCE: Executive JOB TITLE: One (1) EEO Officer CONTROL CODE: EXE-25-01 SUMMARY: The Mayor's Office of Management and Budget (OMB) is ... of New York's Equal Employment Opportunity Policy. The EEO Officer will report directly to the agency head. The...with promulgated policies and procedures. - Handle EEO Case Management : Oversee the EEO case management and… more
- City of New York (New York, NY)
- …TASK FORCE: Personnel Management and Administration JOB TITLE: One (1) DEI Officer CONTROL CODE: PMA-25-01 SUMMARY: The Mayor's Office of Management ... and activities of more than 90 City agencies and entities. Personnel Management & Administration (PMA) is OMB's central services department. It is responsible… more
- Fox Rothschild LLP (New York, NY)
- **Description** As a key member of Fox Rothschild's management team, the Chief Financial Officer will have primary oversight and responsibility for the Firm's ... with the Executive Committee, the Finance Committee and other members of Senior Management in both operating and strategic matters as needed. The Chief Financial … more
- Citigroup (New York, NY)
- …internal stakeholders to provide guidance on regulatory matters and enhance the control environment. + Partner with Business/Function Regulatory Management Teams ... The Capital Markets Regulatory Engagement Officer will be part of Citi's Global Regulatory...and report directly to the Capital Markets Regulatory Engagement Lead . Citi's Global Regulatory Engagement Team is responsible for… more
- NatWest Markets (Stamford, CT)
- …outcomes. + Responsible for the preparing and presenting formal written reports to senior management . + Report and escalate control issues and any violations of ... executive management , regulators, and acrossa number ofbusiness lines and control functions. + Proventrack recordin the preparation and presentation of formal… more
- Morgan Stanley (Purchase, NY)
- …* **Job:** **Wealth Management * **Title:** *Assistant Vice President - Risk and Controls Officer * **Location:** *New York-Purchase* **Requisition ID:** *3258092* ... conducts its business through three principal business segments-Institutional Securities, Wealth Management (WM), and Asset Management . Morgan Stanley provides… more
- Citigroup (New York, NY)
- …**Qualifications:** + Relevant industry experience of Data, Technology, Market Risk Management , Product Control or product valuation specialist with First ... skills + Effective organizational influencing skills required. + Third party vendor management preferred. Demonstrated ability to lead global team efforts +… more
- City of New York (New York, NY)
- Job Description The Chief Information Officer (CIO) is a valuable member of our team, who is responsible for the strategic and operational management of the ... Reporting directly to the Chief of Administration, the Chief Information Officer provides leadership of Information Technology resources and services in support… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering...securities licenses a plus **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management … more
- Citigroup (New York, NY)
- Serves as a risk officer for Client's Regulatory Management responsible for the promotion, support, monitoring and reporting on Citi's interactions with its ... ability to navigate a complex organization; to influence and lead people across cultures at a senior level +...Advanced degree a plus **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management… more
- SMBC (New York, NY)
- …Underwriting, Risk Management , Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large amount ... regulatory advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is...compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various… more
- SMBC (New York, NY)
- …Underwriting, Risk Management , Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large amount ... regulatory advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is...compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various… more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering...JD, MBA) strongly preferred **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management … more