- SMBC (New York, NY)
- …support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . ... Tokyo Home Office, Finance & Operations, Risk, HR, Internal Audit, and Technology . The Regulatory Governance team collaborates with internal support functions… more
- Neuberger Berman (New York, NY)
- …managed accounts (SMAs). + Extensive experience with trade management workflows, regulatory reporting , incident oversight, and operational KPIs/SLAs; ability to ... Compliance, Technology , and Risk; represent investment teams in process, regulatory , and platform forums. + Lead resolution efforts for operational issues with… more
- SMBC (New York, NY)
- …architectures. + Familiarity with trade lifecycle, settlements, risk management, and regulatory reporting . + Exceptional ability to influence senior stakeholders ... **Role Description** We are seeking an experienced Technical Program Manager / Tech Lead with 15+ years of experience...Lead with 15+ years of experience to lead large-scale technology programs in an Agile environment within an investment… more
- Memorial Sloan-Kettering Cancer Center (New York, NY)
- …cost-effective patient care and ensure compliance with departmental, MSKCC, and regulatory standards. + Where applicable, functions as modality or department expert. ... proven supervisory experience. + Licenses: New York State in Radiologic Technology . + Registration: ARRT. **Core Skills:** + **Strategic Leadership:** Ability to… more
- Tradeweb (New York, NY)
- …and money markets. As financial markets become increasingly interconnected, our technology enables efficient, multi-asset trading on a global scale. We serve ... trading. https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a VP, Technology , Internal Audit to take on a key role… more
- PSEG Long Island (Bethpage, NY)
- …of the business area's functions and applications, and of system and technology alternatives. + Deep familiarity with regulatory and assurance frameworks: ... position is a direct report to the Group Product Manager and has sound knowledge of business processes in...knowledge of business processes in the specific area of technology enablement. This position is responsible for managing Vulnerability… more
- Stony Brook University (Stony Brook, NY)
- …support personnel and management, including visiting customers or departments and reporting /escalating issues with supervisor or manager . Report changes to ... **IT Service Desk Technician** provides timely and accurate Information Technology service and support to the Academic, Clinical Faculty,...complete a 4 panel drug screen * + Meet Regulatory Requirements for pre employment screenings. + Provide a… more
- Stony Brook University (Stony Brook, NY)
- …support personnel and management, including visiting customers or departments and reporting /escalating issues with supervisor or manager . Report changes to ... **IT Service Desk Technician** provides timely and accurate Information Technology service and support to the Academic, Clinical Faculty,...complete a 4 panel drug screen * + Meet Regulatory Requirements for pre employment screenings. + Provide a… more
- Bank of America (New York, NY)
- Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... with the overall goal of centralizing, standardizing and remediating (as necessary) regulatory reporting processes within NTCO NFRR Operations. We are therefore… more
- Robert Half Technology (New York, NY)
- …looking for an experienced individual to lead our Data Management and Client Reporting initiatives. This role requires a strategic thinker with a deep understanding ... Addepar. The successful candidate will oversee the integrity and evolution of reporting systems, manage a team member, and align data strategies with organizational… more
- Capital One (New York, NY)
- Manager , Regulatory Affairs & Liaison Support Capital One, a Fortune 500 company and one of the nation's top 10 banks, offers a broad spectrum of financial ... providing advisory consulting to senior management with respect to onsite supervision and evolving regulatory policy matters. We are seeking a Manager to play an… more
- Robert Half Finance & Accounting (New York, NY)
- Description Senior Manager , SEC Reporting & Technical Accounting Role Overview This leader will drive the integrity of external reporting and guide the ... new accounting guidance, determine organizational impact, and lead adoption efforts External Reporting & Compliance + Lead preparation and review of quarterly and… more
- TD Bank (New York, NY)
- …by regulators covering various businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare business ... requests. + Provide periodic examination status updates and contribute to internal reporting and tracking related to examinations and regulatory findings. +… more
- MUFG (New York, NY)
- …requested to Central PMO for inclusion in executive reporting about the Technology portfolio. + To support portfolio manager in the delivery of portfolio ... of date. Ensure that reporting updates are meaningful to all project and Technology portfolio stakeholders, not all of whom will be SME's in all aspects of the… more
- Deloitte (New York, NY)
- …implementing, or supporting systems for trading, settlements, recordkeeping, compliance monitoring, regulatory reporting , risk or case management, operations, or ... Manager - Capital Markets Operations and Technology...professionals deliver sustainable value across the organization, leverage emerging technology , impacting trading strategy, operational efficiency, regulatory … more
- Capital One (New York, NY)
- Manager , Technology Risk Oversight Capital One is one of the fastest growing organizations in the world today, powered by our passion for our customers. We are ... high-impact results in their areas of expertise. As a ** Manager , Technology Risk Oversight** **,** you will...key role in the review, risk identification, risk assessment, reporting , and effective challenge of technology processes,… more
- Citigroup (New York, NY)
- The Senior Audit Manager is within the AI Technology , Cyber, Data and GenAI Engineering team and is a senior level management position, reporting to the ... and control environment for the adoption of AI/GenAI, specifically related to AI Technology , Cyber, Data and GenAI Engineering. This role will primarily focus on AI… more
- Mizuho Corporate Bank (New York, NY)
- …in financial services. + Technical Skills: Proficiency in compliance tech solutions, regulatory reporting systems, and case management tools. Required: SQL, ... restricted data, employee trading monitoring, electronic communication surveillance, and regulatory reporting standards. + Analytical Skills: Strong analytical… more
- AIG (New York, NY)
- …a Senior Audit Manager , you will be part of IAG's Core Technology audit covering the Infrastructure Services and Information Security Office functions. These are ... global functions responsible for defining, implementing, and modernizing technology capabilities and security solutions which enable business strategy and respond to… more
- Wolters Kluwer (New York, NY)
- …& Reporting , CCH Tagetik has developed pre-packaged solutions addressing regulatory reporting requirements for ESG, Tax, Insurance & Banking. The ... join our expanding team, which offers a challenging and progressive career opportunity. Reporting to the Director of Solution Consulting (North America), it will be… more
