- Bank of America (New York, NY)
- Compliance & Operational Risk Manager - Global Markets & Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a common ... + Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager is responsible for engaging in activities to… more
- Bank of America (New York, NY)
- Equities Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... responsible for executing second line of defense compliance and operational risk oversight for a Front Line...and risk -based focus of the second line's risk management activities. The C&OR Manager prepares… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Trade Surveillance New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are ... job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties.… more
- Scotiabank (New York, NY)
- Senior Manager , US Operational Risk **Requisition ID:** 204416 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... Risk Management Committee, and ongoing reporting and monitoring. The Operational Risk Senior Manager is accountable for management of complex and… more
- SMBC (White Plains, NY)
- …competitive portfolio of benefits to its employees. **Overview** Reporting to the VP of Operational Risk , the incumbent supports the Second Line of Defense ... Risk Management Department Americas Division's (RMDAD) Operational Risk and Other Risks Group (ORORG) in accordance with US Regulations, Head Office policies… more
- MUFG (New York, NY)
- …and maintain documentation of policies and procedures. **Responsibilities:** We are seeking an Operational Risk Manager who will support the building and ... team will provide more details. **Job Summary:** Reporting to the Operational Risk Management Governance Director this role will be focused on managing… more
- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Manager , you will get the opportunity to grow and contribute to our clients' business needs by providing ... knowledge on emerging regulations and help organizations leverage efficiencies within the Risk Advisory Practice - all with the resources, environment, and support… more
- US Bank (New York, NY)
- …**Job Description** -Partners with leaders in their assigned Line of Business, - Risk /Compliance/Audit (RCA) Consultants, and other RCA Managers to, depending on the ... oversee the successful creation, implementation, and maintenance of an effective risk management framework. -Lead projects and/or activities that ensure compliance… more
- Scotiabank (New York, NY)
- Manager , First Line Operational Risk & Resilience **Requisition ID:** 206469 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range ... operational resilience program. This role falls within the Internal Control Operational Risk Pillar and will subsequently require the ability to connect key… more
- Bank of America (New York, NY)
- …subject matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing ... The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per requirements. This role contributes… more
- Citigroup (New York, NY)
- …to 2nd line risk policies, standards, and frameworks (incl. In-Business Senior Operational Risk Manager (SORM) requirements) + Advise Business Owners on ... and partner with resources from existing business and functional risk and control teams, as well as IT system...thinking + Proficient in developing new ideas to mitigate risk and improve current processes. This job description provides… more
- Citigroup (New York, NY)
- …cost of ownership, and create a competitive advantage for Citi. The Technology Product Manager in Operational Risk Technology is a strategic professional who ... and the business. Recognized as subject matter expert within Operational Risk 1st and 2nd line oversight...the team/project. **Responsibilities** + As a senior technology product manager , you will be responsible for entire product lifecycle… more
- American Express (New York, NY)
- …capabilities and technologies. **About the Role:** The Audit Manager , Enterprise Risk Management and Operational Risk Management will support the ... have diverse backgrounds including internal controls, consumer compliance, technology, operational risk , financial accounting, data analytics, and banking… more
- Bank of America (New York, NY)
- Dodd Frank EAC Compliance and Operational Risk Executive New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... for overseeing the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...team contributions to business purpose, results, and success. + Risk Manager : Inspects and challenges risk… more
- Morgan Stanley (Purchase, NY)
- …and escalation of the various risk frameworks (eg Issues/Action Plans, Operational Risk Incidents, Metrics, Reporting, Risk Assessments). The individual ... risk management practices in support of the Banks Operational Risk frameworks, including Risk ...sit in other state locations, but report to a manager in NY, must have the above language included… more
- Synchrony (Stamford, CT)
- Job Description: **Role Summary/Purpose:** The Operational Risk Management team is part of the 2nd Line of Defense (2LOD) within Synchrony. This role is ... responsible for performing independent operational risk oversight of information technology within...consistently meet performance expectations and have approval from your manager to post (or the approval of your … more
- Office of the Comptroller of the Currency (New York, NY)
- …As a National Bank Examiner/Bank Examiner (Large Banks Field Examiner) with emphasis in Operational Risk , you will participate in the planning and conducting of ... Bank Examiner (Large Banks Field Examiner) with emphasis in Operational Risk , you will: Plan, organize, and...part-time work schedule at the discretion of the hiring manager . The candidate selected for this position may be… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Risk Management **Job Description:** **The** **Senior Risk Analyst Governance and ... Control** **manages the development and monitors the enterprise risk governance frameworks. The Senior Risk Analyst Governance and Control also plays a key role… more
- American Express (New York, NY)
- …are identified, assessed, and managed in compliance with enterprise Operational Risk Management programs and reporting. **The Manager , Global Services Group ... way together. Global Services Group is looking for a Manager Governance focused on ensuring control management is embedded...Group Control Management Governance team is to establish the Operational Risk and Controls strategy for Global… more
- Citigroup (New York, NY)
- …partners. This includes ensuring execution of Citi policies and tools such as the Operational Risk Framework. Some of the components this includes are: * Oversee ... Establish best practices and continuously improve each rollout * Operational Risk Management Policy & Standards: ensure...trends/ concerns based on reviews of potential loss events, operational losses and Manager Control Assessments (MCA)… more