- City National Bank (New York, NY)
- ** REGULATORY ASSOCIATE , IN- BUSINESS CLIENT SERVICE & OPERATIONS RISK & CONTROLS** **WHAT IS THE OPPORTUNITY?** This position will work directly with the ... Defense to support and assist in identifying, monitoring and mitigating operational and regulatory risks within Client Service & Operations.The role will support… more
- SMBC (New York, NY)
- …futures, treasury futures & options, etc. CM is looking to hire a Policy Governance Associate or Vice President in their Regulatory and Control Group. The group ... corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive...is responsible for managing regulatory and internal audit matters, business processes,… more
- Publicis Groupe (New York, NY)
- …| Twitter: www.twitter.com/digitas_health **Job Description** The Associate , Regulatory Review works closely with the internal client ... Regulatory Review or Senior Associate , Regulatory Review + Ensure components conform to client...to 6 weeks a year (based upon eligibility) + Business Resource Groups that support multiple affinities and alliances… more
- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Senior Associate , you will get the opportunity to grow and contribute to our clients' business needs by ... to provide comprehensive compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk exposure. From day one,… more
- Publicis Groupe (New York, NY)
- …www.facebook.com/digitashealth | Twitter: www.twitter.com/digitas_health **Job Description** The Senior Associate , Regulatory Review must follow the protocol ... by our pharmaceutical company clients when submitting marketing materials for regulatory review. This includes preparing completed editorial content to the… more
- Cline Davis & Mann (New York, NY)
- …or class of person protected by law. We are seeking a seasoned Associate Scientific Director with a proven track record of leading scientific content development ... for regulatory communications (health authority meeting preparation, presentations, briefing materials....+ Excellent communication skills and the drive to build client and team relationships + A passion for science… more
- SMBC (New York, NY)
- …to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The ... as well as the heads of US Compliance verticals to build a bank regulatory compliance program covering US state and federal banking rules applicable to SMBC… more
- TD Bank (New York, NY)
- …details for this role. **Line of Business :** TD Wealth **Job Description:** The Associate Private Client Relationship Manager (ARM) is a high-touch point of ... worth segment with a focus on clients who maintain smaller balances with TD. The Associate Private Client Relationship Manager I will serve as the central point… more
- JPMorgan Chase (West Harrison, NY)
- …scope allow us to customize solutions tailored to clients' specific needs. As a Client Associate in JP Morgan Advisors, you will provide dedicated business ... based clients and their advisors the personalized service of a dedicated wealth management business and the global resources of one of the largest and most respected… more
- S&P Global (New York, NY)
- …resolve client issues and implement customizations. + Lead meetings with client 's business and technology teams to manage projects, troubleshoot issues and ... Level (for internal use):** 11 **The Team:** S&P's Network and Regulatory Compliance group offers best-in-class technology and incorporate industry best practices… more
- JPMorgan Chase (Greenwich, CT)
- …scope allow us to customize solutions tailored to clients' specific needs. As a Client Associate in JP Morgan Advisors, you will provide dedicated business ... based clients and their advisors the personalized service of a dedicated wealth management business and the global resources of one of the largest and most respected… more
- Citigroup (New York, NY)
- …Legal Department as an Associate General Counsel - C15 in its Bank Regulatory Legal ("BRL") Group. In this role, this attorney will provide US bank regulatory ... and functions; assist Citi in evolving to meet marketplace, regulatory and client needs. + Authority to.../function operations. + Appropriately identify and assess US bank regulatory risk issues when business decisions are… more
- Publicis Groupe (New York, NY)
- …or just an all-around nice person, let's chat. **Job Description** The Manager, Regulatory Review is responsible for ensuring regulatory submissions follow the ... delivery. This role may have direct reports at the Associate /Senior Associate level as appropriate. Core Duties...Account teams as they prepare projects for Medical Legal Regulatory (MLR) review + Submit completed materials to the… more
- Publicis Groupe (New York, NY)
- …| Twitter: www.twitter.com/digitas_health **Job Description** The Sr Manager, Regulatory Review is responsible for managing a large team ... Associates and Managers to ensure marketing materials for a client (or group of clients) follow the protocol established...the protocol established by our pharmaceutical company clients for regulatory review. The Senior Manager plays a key role… more
- Publicis Groupe (New York, NY)
- …and experience of a global leader. **Job Description** The Director of Regulatory Operations is responsible for ensuring the smooth daily operations across large, ... partners with clients to uncover, document, or improve Medical, Legal, and Regulatory review processes, advising them on how to streamline submission and review… more
- PSEG (Bethpage, NY)
- …resolves issues and requests from other business areas and client (LIPA) regarding various regulatory inquiries. Researches open revenue/regulator inquiries. ... camaraderie and care for one another you might typically associate with a small business . Our focus...experience and gaining an in-depth understanding of the utility business revenue model and Regulatory accounting principles.… more
- Morgan Stanley (New York, NY)
- …GCM Management supports GCM in executing a variety of strategic, financial and regulatory initiatives, including the client and transaction onboarding process to ... with 2-10 years of relevant financial industry experience; experience with client onboarding, KYC and anti-financial crimes related regulatory requirements… more
- JPMorgan Chase (New York, NY)
- …that were once buried in unstructured documents. **Job summary** As a Senior Business Risk and Controls Associate within the Digital Private Markets, you ... The Digital Private Markets business is a fast-growing global team within JP...Chase & Co. (JPMC), preventing, detecting, and monitoring operational, regulatory , and reputational risks. In support of operational excellence,… more
- TD Bank (New York, NY)
- …and services are highly competitive + May act as a subject matter expert to Client Associate team + Ensures those existing clients, where it would add value, ... you more specific details for this role. **Line of Business :** TD Wealth **Job Description:** The Private Client...service to achieve greater share of wallet. The Private Client Service Associate will support other team… more
- Citigroup (New York, NY)
- …the Business Execution Lead on managing compliance, external audits, business continuity activities and/or addressing regulatory matters. More specific ... The Business Vice President for the Technology & Communications...and productivity measures, revenue and expense management, talent management, client administration, and other administrative needs and ad hoc… more