- Citizens (New York, NY)
- …the management and delivery of both Regulatory Change Management and the facilitation of the enterprise Compliance Risk Assessment progress. Specific ... this role at Citizens, you will be joining the Regulatory Change Management team which...risk partners to remain apprised of status of ongoing regulatory implementations as well as to ensure compliance… more
- SMBC (New York, NY)
- …of Risk Assessment, Monitoring and Testing, and Regulatory Change Management is a crucial role within the Compliance Department, reporting directly to ... Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management . Additionally, the... Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management teams, ensuring… more
- Citigroup (New York, NY)
- …Performing timely compliance risk assessments related to SMB Central Operations, regulatory change management and mapping duties. + Appropriately assess ... to include assisting Loans Operations area with risk assessment, regulatory change management and compliance with rules and regulations, and other ad hoc… more
- Morgan Stanley (Purchase, NY)
- …objectives and compliance requirements. * Coordinate with stakeholders to assess regulatory impacts and develop change management strategies. * Develop ... Wealth Management is seeking a dynamic and organized Vice President to join our Regulatory Change Management Program (RCMP) team. The goal of the RCMP is… more
- S&P Global (New York, NY)
- …services that span client reference data collection and management , client lifecycle management , regulatory compliance , and document management . + ** ... transformative impact on our clients by streamlining complex processes, enhancing data management , and ensuring robust regulatory compliance . These offerings… more
- Huron Consulting Group (New York, NY)
- …of banking regulations, policies, and governance to help clients build robust risk management frameworks and ensure regulatory compliance . Within the ... Benchmarking and Best Practices: Stay informed on industry best practices in regulatory and compliance risk management . Strategic Risk Planning:… more
- The Mount Sinai Health System (New York, NY)
- **JOB DESCRIPTION** The Research Regulatory and Compliance Manager is responsible for the leadership and support of the Regulatory personnel and participates ... to implement improvements in communication, monitoring, and enforcement of compliance standards. **RESPONSIBILITIES** + Responsibility for compiling regulatory … more
- S&P Global (New York, NY)
- …are seeking an experienced Executive Director of Product Management to lead the Regulatory & Compliance product team. To be successful in this role, a ... internal use):** 14 **The** **Role** **:** Head of Product, Regulatory & Compliance **The Team** : The...seasoned professional with deep knowledge of both product management and client lifecycle and regulatory services… more
- JPMorgan Chase (New York, NY)
- …to provide regulatory advisory capability and lead the standardization of the regulatory change management processes within Payments. As a leader within ... Payments Controls is responsible for managing regulations and driving regulatory compliance for Payments globally. In order...experience in providing regulatory advisory services + Regulatory Change Management skills with… more
- Mizuho Corporate Bank (New York, NY)
- …- Experience in scaling technology solutions for growing organizations6. Project and Change Management - Proven ability to manage complex, multi-faceted projects ... Join the Mizuho team as the Regulatory & Compliance Integration Lead! In...infrastructure - Knowledge of information security best practices and compliance standards2. Leadership and Management - Proven… more
- Liberty Utilities (Sea Cliff, NY)
- Manager, Regulatory Compliance - Gas Columbus, GA, US,...to gas compliance standards and lead the change management process. + Act as the owner ... for changes to gas compliance reporting and lead the change management process. + Provide leadership for the prioritization of gas operations/engineering… more
- Citigroup (New York, NY)
- …audit reports in a timely manner, in accordance with Internal Audit and Regulatory standards + Review and approve the Business Monitoring Quarterly summary and serve ... comprehensive expertise to manage a team + Advise the business on change initiatives, while advancing integrated auditing concepts and technology adoption +… more
- TD Bank (New York, NY)
- …culture of supervision and supervisory engagement, considering industry best practice and regulatory change . The Global Markets Supervision (GMS) team partners ... and process enhancements to supervision framework and procedures; assist with relevant change management process. The VP Trading Business Management … more
- Santander US (New York, NY)
- …with the bank's corporate and investment banking activities and objectives. + Regulatory Compliance : Ensure adherence to relevant regulatory requirements, ... Regulatory Capital Management , Corporate & Investment...capital, with a particular focus on RWA, to ensure compliance with regulatory and internal requirements. +… more
- Citigroup (New York, NY)
- … regulatory engagement and communications. **About the Role** The Finance Regulatory Engagement, Management of Information and Communications Vice President ... necessary forums and frameworks to establish and govern processes for Finance Regulatory Engagement & Oversight, including exam management , regulatory … more
- City National Bank (New York, NY)
- ** REGULATORY ASSOCIATE, PORTFOLIO MANAGEMENT RISK AND CONTROL** **WHAT IS THE OPPORTUNITY?** This position will work directly with the City National Rochdale's ... to support and assist in identifying, monitoring and mitigating operational and regulatory risks within Portfolio Management Risk and Control.The role will… more
- Boehringer Ingelheim (Ridgefield, CT)
- …for assigned projects. + CMC Lifecycle Management : Effect timely and appropriate regulatory change management of CMC changes, including those of ... regulatory activities required of an NDA Holder for compliance to FDA requirements for US products in BIPI's...complexity and/or business impact, in accordance with the Corporate Change Management Procedures. Support Local Change… more
- Wells Fargo (New York, NY)
- …SIE Certifications + CAMS (Certified anti-money laundering specialist) + CRCM (Certified regulatory compliance manager) + CAFP (Certified AML and Fraud ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Deloitte (Stamford, CT)
- …governance frameworks for liquidity risks, including enhancements related to the changing regulatory environment and compliance with regulatory expectations ... rate risk + Experience with the contents and implementation of specific regulatory initiatives such as: Dodd-Frank, general consumer compliance , regulatory… more
- The Mount Sinai Health System (New York, NY)
- …industry experience preferred, especially in the areas of quality or regulatory management , project management , and/or change management . CPHQ, Lean ... among departments/services for improved clinical outcomes, processes of care and regulatory compliance . **RESPONSIBILITIES** 1. Facilitates the identification of… more