- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Manager , you will get the opportunity to grow and contribute to our clients' business needs by providing ... risk exposure. From day one, you'll be empowered by the greater Regulatory Compliance Operational Risk team to help clients make the moves that will… more
- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Senior Manager , you will get the opportunity to grow and contribute to our clients' business needs by ... compliance examination procedures + Compliance , Operational Risk and/or Regulatory Compliance or related consulting experience + Exceptional client… more
- Bank of America (New York, NY)
- …senior management and regulators - Ensuring robust procedures to maintain regulatory compliance The market risk manager will additionally assess a broad ... Global Markets Risk Manager New York, New York...+ Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance + Technical Documentation **Shift:** 1st… more
- Deloitte (Stamford, CT)
- Deloitte Risk and Financial Advisory Risk , Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory's Financial Services Industry ... (FSI) Risk , Data and Regulatory professionals help organizations identify the regulatory ...complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this… more
- Citigroup (New York, NY)
- …capital, liquidity, interest rate risk and treasury investments, and ensures compliance with all risk -related regulatory requirements. In addition, the ... skills **Education:** + Bachelor's/University degree, Master's degree preferred **Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Technology Data Management New York, New York **Job Description:** At Bank of America, we are guided by a common ... and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk ...**Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager -...applicable to area(s) of coverage **Skills:** + Advisory + Regulatory Compliance + Reporting + Risk ... risk appetite and limits, reporting violations of compliance or regulatory activities + Analyzes and...day to day Control Room processes. + Assist AMRS manager in Quality Assurance reviews for the AMRS team.… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Global Banking & Payments Charlotte, North Carolina;New York, New York; Pennington, New Jersey **Job Description:** ... and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk ...**Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial ... and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk ...**Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk… more
- Bank of America (New York, NY)
- Equities Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in...second line's risk management activities. The C&OR Manager prepares materials for C&OR regulatory exams/audits/inquiries… more
- Morgan Stanley (New York, NY)
- …*10 years of professional experience in financial services with focus on audit or regulatory risk & compliance ; 15 years preferred *Experience with ... sit in other state locations, but report to a manager in NY, must have the above language included...* **Title:** *Vice President US Banks First Line Business Risk Regulatory & Audit Oversight* **Location:** *New… more
- Amazon (New York, NY)
- …opportunities to implement stronger controls, processes, and governance mechanisms to enhance risk mitigation and regulatory compliance for last mile ... Description As an experienced Compliance Manager within Amazon's Last Mile...of stronger controls, processes, and governance frameworks to improve risk and regulatory compliance *… more
- Bank of America (Stamford, CT)
- …Administration + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud ... Audit Manager - Compliance and Operational Risk Charlotte, North Carolina;Stamford, Connecticut; East Hartford, Connecticut; Dallas, Texas; Providence, Rhode… more
- Scotiabank (New York, NY)
- …developments. + Analyze along with the Regulatory Controls Management team the compliance risk assessments and address inquiries relating to US Regulatory ... Senior Analyst, Regulatory Obligations & Controls, US Compliance ...and back office functions in developing and maintaining appropriate regulatory risk -related controls. This role will entail… more
- Robert Half (New York, NY)
- JOB REQUISITION Risk and Compliance Analytics Manager LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The Protiviti Career ... Where We Need You Protiviti is looking for aR&C Manager to join our growing ( Analytics ) team....more effective and efficient in a way that is risk -sensitive, regulatory compliant, well controlled, and enabled… more
- Amazon (New York, NY)
- …team is seeking a customer-obsessed Program Manager who can apply broad risk , compliance and regulatory knowledge to difficult and complex initiatives. ... regulatory developments and issues that may pose compliance risk ; educate management and guide teams... regulatory developments and issues that may pose compliance risk ; educate management and guide teams… more
- TD Bank (New York, NY)
- …**Line of Business:** Compliance **Job Description:** **Department Overview:** The Compliance Regulatory Change Office (CRCO) supports TD business lines in ... range of stakeholders from multiple business lines across the organization. Prior regulatory compliance implementation experience within the banking industry and… more
- HSBC (New York, NY)
- … regulatory issues, providing challenge and governance to mitigate regulatory risk . Global Regulatory Policy Manager - Liquidity continuously monitors ... risk , liquidity risk , securitisation, market risk , etc. Global Regulatory Policy Manager...interpretations on complex transactions and new products to ensure compliance with Group and local regulatory policies,… more
- City National Bank (New York, NY)
- …+ Act as a key decision-maker on IT-related regulatory matters + Manager aligned business units, quantifying risk exposures within the business including ... **SENIOR MANAGER IT & OPS RISK ADVISORY**...do** + Provide strategic, thought-leadership to technology-business functions around regulatory remediation and IT risk requirements +… more
- TD Bank (New City, NY)
- …+ Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of Conduct + Keeps ... AML knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of Conduct… more