- Meta (New York, NY)
- …help prevent them in future. This position is full time. **Required Skills:** Regulatory Escalations Specialist Responsibilities: 1. Serve as an expert ... **Summary:** Meta is seeking an Escalations Specialist to join the Detection,...Specialist to join the Detection, Response, and Intelligence, Regulatory Escalations Team. The team develops bespoke… more
- Citigroup (New York, NY)
- The Liquidity Management Services (LMS) Controls and Regulatory Management Head is a senior specialist who provides global oversight to the LMS Risk and Control ... LMS Head ("Business Head") in managing and mitigating operational, compliance and regulatory risks, and executing risk and control responsibilities for the business… more
- MUFG (New York, NY)
- …researching pricing disputes and enhancing the control framework for escalations that would highlight firm exposure. **Key Responsibilities** **Collateral ... - Ensure compliance with internal risk management policies and external regulatory requirements including FINRA 4210. **Client Interaction:** - Communicate margin… more
- Citigroup (New York, NY)
- …successful candidate will act as the primary contact for operational service-related escalations and in conjunction with the Client Executive (CE), will be ... updates on all planned changes, including Citi driven, client driven and regulatory driven change. Ensure clients are fully operational and satisfied post go-live.… more
- TD Bank (New York, NY)
- …in a complex field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders and governs the ... or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product, technical, functional… more
- Bank of America (New York, NY)
- …Investment Bankers and Global Markets Sales to support the Bank's global regulatory and policy requirements as it relates Client Due Diligence (CDD) documentation ... document engagement, individuals within the team keep abreast of global regulatory change that could influence processes, and identify opportunities that enhance… more
- M&T Bank (Riverside, CT)
- …Bankers. Provide coaching and guidance to improve and reduce future problem resolution/ escalations . + Engages with all team members and business partners as ... to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies. + Promotes an environment that supports diversity… more