- MUFG (New York, NY)
- …Assist with system configuration, setup, and testing + Collaborate with relevant regulatory bodies to understand the application process, reporting requirements, ... recruitment team will provide more details. Job Description The AVP in the Middle Office will be responsible for...gathering the requirements, will be responsible for the FR2004 reporting , will support the Fed's FOMC Operations, and will… more
- Mizuho Corporate Bank (New York, NY)
- Summary: The Liquidity Regulatory Reporting team is responsible for the daily and monthly reporting and submission of the FR2052A report for multiple ... for the preparation and analysis of Mizuho Americas LLC Liquidity Regulatory Reporting , ensuring the accurate and timely submission of reports in compliance… more
- Mizuho Corporate Bank (New York, NY)
- … regulatory authorities, which requires basic knowledge of financial accounting and regulatory reporting , as well as understanding of the financial industry. ... the background of figures changed + Maintain up-to-date knowledge of financial/ regulatory reporting requirements, as well as pertinent accounting standard… more
- Mizuho Corporate Bank (New York, NY)
- …Unit: The Quality Assurance Unit is responsible for enhancing the integrity of the bank regulatory reporting processes, reporting data quality as well as the ... reports to ensure that they are prepared in accordance with regulatory reporting instructions, guidance, regulators' expectations, and industry best practices… more
- Citigroup (New York, NY)
- …The Finance Regulatory Engagement & Oversight Analyst for communications and reporting contributes to the directional strategy of regulatory engagement and ... **About the Team** The Finance Regulatory Engagement & Oversight team works closely with...on following risk management and controls practices and internal reporting protocols. **Responsibilities:** Contributes to the engagement and oversight… more
- Mizuho Corporate Bank (New York, NY)
- Regulatory Reporting Quality Assurance, Senior AVP or Junior VP Quality Assurance Unit: The Quality Assurance Unit is responsible for enhancing the integrity ... of the regulatory reporting processes and reporting issues stem from data quality as well as the overall control environment through performing periodic and… more
- Win (Women In Need) (New York, NY)
- Title: AVP of Talent Acquisition (TA) - [HYBRID] FLSA Status: Exempt Department: Human Capital Reports to: Senior Vice President of Organizational Effectiveness ... Positions reporting to this position: Talent Acquisition Lead, Talent Acquisition...of the Opportunity We are searching for a seasoned AVP of Talent Acquisition to lead our TA team.… more
- Morgan Stanley (Purchase, NY)
- …including 1LOG Risk Governance, Ops Risk, (including Third Party and Affiliate Management) Regulatory Affairs and Audit support, Model and Data Risk. The 1LOD Risk ... Governance Team Support, AVP support role for 1LOD Risk Governance including quarterly...* Support broader 1LOD efforts compiling information for IA, regulatory requests (audits/exams) * Assist with creation and execution… more
- Adecco US, Inc. (New York, NY)
- **Front Line Unit Risk Manager ( AVP )** We are seeking a proactive and detail-oriented Front Line Unit Risk Manager ( AVP ) to lead risk management efforts within ... management policies and procedures. + Conduct risk assessments and control testing, reporting results and managing remediation efforts. + Monitor Key Risk Indicators… more
- Bank of America (New York, NY)
- Global Markets Risk Manager ( AVP /VP) - Mortgages and Securitized Products New York, New York **Job Description:** At Bank of America, we are guided by a common ... **Job Description:** This job is responsible for the analysis, monitoring and reporting applicable market related risks taken within Global Mortgages and Securitized… more
- Morgan Stanley (New York, NY)
- …Mergers / Divestitures / Integration, Organizational Change and Readiness, and Regulatory Compliance. The team partners with individual Wealth Management business ... support, and work with project teams to build out a project's governance, reporting and tracking, and overall execution model from initiation to scale. The candidate… more
- Synchrony (Stamford, CT)
- Job Description: **Role Summary/Purpose:** The AVP , IAM Security Engineer will be responsible for delivering automation capabilities for programs such as Secrets ... patterns and present meaningful trends and insights + Standardize metrics and reporting for Secrets Management and HPA Monitoring to drive more efficient program… more
- Morgan Stanley (Purchase, NY)
- …limited to, employee conduct risk assessment and mitigation, data management, communications, reporting , as well as RCSA and Biz Continuity Management * * ... and strategic projects * Understanding and/or aptitude to learn about the regulatory rules that govern the conduct of Financial Advisors, investment products,… more
- Synchrony (Stamford, CT)
- …current Synchrony Financial operating systems + Experience with FRB and/or OCC regulatory reporting requirements **Grade/Level: 10** The salary range for this ... Job Description: **Role Summary/Purpose:** Reporting to the VP Capital and ACL Oversight,...+ Assist in compiling materials for internal audit and regulatory examinations + Perform other duties and/or special projects… more
- Citigroup (New York, NY)
- …of the requirements set out in policies, standards, procedures, and regulatory obligations. The role involves vertical as well as horizontal management ... and colleagues across Citi to deliver timely execution of milestones, provide reporting of potential risks to delivery, and incorporate milestone reporting … more
- TD Bank (New York, NY)
- …risk Policies and Frameworks + Understands and complies with TD policies, regulatory , and compliance requirements + Develops key risk metrics, collaborating with ... market risks in the Bank to senior management and Board Committees + Regulatory interactions and responsibilities including periodic meetings with the FRB and OCC… more
- MUFG (New York, NY)
- …safety and soundness principles, ensuring that our PAM is aligned with regulatory requirements, industry standards, and internal policies. This is an operational ... and automate existing manual PAM processes + Preparing and presenting audit reporting + Troubleshooting + Monitor health and welfare + Working with accounts… more
- MUFG (New York, NY)
- …+ Front Office/Middle Office Investment banking experience. + Experience of Market Risk reporting (eg VaR) + Experience of Credit Risk reporting (eg PFE) ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- Mizuho Corporate Bank (New York, NY)
- …the risk of material misstatement of the firm's Financial Statements, including reporting to Head Office. This function is essential for maintaining compliance with ... of the role, needs of your department, as well as local laws and regulatory obligations. Roles in some of our departments have greater in-office requirements that… more
- Citigroup (New York, NY)
- …Finance processes + Participates in assessing and incorporating changing business, regulatory and market information needs into finance processes and applications + ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 5-+ years of… more