- Wells Fargo (New York, NY)
- …outcomes such as increased client acquisition, share of wallet growth and financial advisor recruiting + Demonstrated ability to influence senior leadership and ... the growth of our business. We are seeking a Senior Marketing Manager ( Senior Lead Marketing Consultant)... Lead Marketing Consultant) to support our independent financial advisor channel, Wells Fargo Advisors Financial Network (FiNet). This… more
- Raymond James Financial, Inc. (New York, NY)
- …through education, experience, specialized training and/or certification in securities industry compliance to support the design, implementation and supervision of a ... comprehensive compliance program with focus on Equity Research and Investment...role in developing and executing various aspects of the Compliance program. Supports strategic direction, formulates tactical plans, and… more
- City of New York (New York, NY)
- …policies and procedures. DOF is seeking an experienced legal professional to serve as Senior Legal Advisor of Tax Audit Resolution in direct support of tax ... audit operations. Reporting to the Assistant Commissioner of Tax Audit, the Senior Legal Advisor of Tax Audit Resolution responsibilities include, but are not… more
- Citigroup (Huntington, NY)
- …wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to ... at the center of everything we do. As a Senior Wealth Advisor , you will partner closely...Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/AML… more
- JPMorgan Chase (Greenwich, CT)
- **Job Profile:** Join our fun, high-energy team as a Senior Home Lending Advisor in Chase Home Lending and put your exceptional knowledge and understanding of ... making a significant impact on our business. As a Senior Home Lending Advisor in Chase Home...continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator… more
- JPMorgan Chase (Hartsdale, NY)
- Join our fun, high-energy team as a Senior Home Lending Advisor in Chase Home Lending and put your exceptional knowledge and understanding of home lending ... making a significant impact on our business. As a Senior Home Lending Advisor in Chase Home...continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator… more
- M&T Bank (Hauppauge, NY)
- …ensure client goals and objectives are achieved. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and ... manager for a book of client relationships, the Wealth Advisor is responsible and accountable for coordinating activities of...growth and retention of that client base. The Wealth Advisor is focused on the profitable expansion of our… more
- Northwell Health (Lake Success, NY)
- …implement best practice HR programs tailored to the site needs. 2. Ensures compliance with all HR/labor Federal, State and local regulations. 3. Supports the site ... leadership team, provides coaching and resources, and assures the team is linked appropriately to the HR resources they need to build skills, drive strategy and produce results. 4. Ensures accuracy, quality, timeliness, and responsiveness of products, services… more
- M&T Bank (Bridgeport, CT)
- …and support among Bank leadership and key support functions, including Legal, Risk, Compliance , and Technology. + Define and report on key business success measures, ... celebrating successes and balancing opportunities for improvement. Communicate progress on key priorities and overall performance as appropriate. + Design and manage proof of concept development by validating the feasibility of emerging technologies through… more
- MUFG (New York, NY)
- …as they pertain to regulatory developments. + Assist in the preparation of Compliance reports for Compliance Management, Senior Management, Executive ... details. Our ideal candidate will possess a strong understanding of regulatory compliance , risk management, and business operations. This role requires someone who… more
- Bank of America (Stamford, CT)
- Market Leader - Advisor Development Program Stamford, Connecticut **Job Description:** Merrill Wealth Management is a leading provider of comprehensive wealth ... focused and effective. **Job Description:** **As a Market Leader for the Advisor Development Program (ADP), you will:** + Provide regulatory supervision and… more
- Truist (Greenwich, CT)
- …with a proven track record working complex credit deals and/or in tandem with a senior credit advisor . + Advanced and proven working knowledge of deposit, credit ... review the following job description:** Serve as primary relationship advisor for high net worth and ultra-high net worth...legal, operating and regulatory controls to manage risk and compliance . Works within the existing audit, compliance … more
- City of New York (New York, NY)
- …latitude for independent initiative, judgment and decision-making, the Strategic Advisor is responsible for researching, developing and evaluating targeted ... and research, recommends improvements and new opportunities. S/he acts as a senior leadership agent for effectuating the development and amendment of policies,… more
- TIAA (New York, NY)
- **Fraud Risk Sr Advisor ** The Fraud Risk Senior Advisor supports the leaders of the Fraud Risk Management program in the identification, measurement, ... other TIAA teams in the development of Fraud Risk module in TIAA Governance Risk and Compliance system + Develop and monitor fraud risk KRIs and KPIs; + Serve as an… more
- Neuberger Berman (New York, NY)
- The RIA Client Advisor is responsible for furthering the growth of NB's Enterprise RIA business through strategic relationship building and business development ... initiatives with the top 100 US-based RIAs. The RIA Client Advisor must possess excellent interpersonal, organizational, and communication skills, a deep… more
- CenterWell (Hauppauge, NY)
- …caring community and help us put health first** The RN Clinical Assessment Advisor directly completes and oversees development/ of the plan of treatment as approved ... of state and federal home health agency regulations and compliance standards and regulations Knowledge of clinical policies and...at the center. As the nation's largest provider of senior -focused primary care, one of the largest providers of… more
- Amazon (New York, NY)
- …requirements and propose effective migration strategies 4. Acting as a trusted advisor to customers on industry trends and emerging technologies 5. Sharing knowledge ... equivalent experience - 3+ year(s) of experience in IT security, compliance , or risk management - Experience in technology automation, implementation, integration,… more
- Amazon (New York, NY)
- …requirements and propose effective migration strategies 4. Acting as a trusted advisor to customers on industry trends and emerging technologies 5. Sharing knowledge ... equivalent experience - 3+ year(s) of experience in IT security, compliance , or risk management - Experience in technology automation, implementation, integration,… more
- Wells Fargo (New York, NY)
- Wells Fargo is seeking a ** Senior Lead Designer** to join the User Centered Design Team within the Advisor Platforms Product Management organization to lead the ... of our **Salesforce Client Relationship Managemen** t product suite within our advisor platforms. The Advisor Platforms Product Management group leads the… more
- CBRE (New York, NY)
- Senior Alliance Director - Global Job ID 206646 Posted 18-Feb-2025 Service line GWS Segment Role type Full-time Areas of Interest Executive Management, Facilities ... Newark - New Jersey - United States of America **Position Scope** : The Senior Alliance Director (Global) manages the contract relationship, acting as a trusted … more