- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 **Director, Global Sanctions & Financial Crimes Compliance Program Advisor** **About the Role:** ... **Responsibilities and Impact:** **The Impact:** + The Director, Global Sanctions & Financial Crimes Compliance Program Advisor... Program Office within S&P Global Enterprise Risk & Compliance . + This role will lead , manage,… more
- TD Bank (New York, NY)
- …+ Contributes to the development and implementation of AML/ATF/ Sanctions /ABAC Compliance programs + Works with senior business unit management/partners to ... the team and leads 2nd-line oversight activities and monitoring of the AML/ATF/ Sanctions /ABAC compliance programs for covered TD businesses and legal entities,… more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Senior Staff Auditor, Financial Crimes Compliance (Hybrid) Capital One's Audit function ... Crimes Compliance Audit team, you will focus on engagements involving BSA/AML, Sanctions , and Fraud Compliance related audit projects that provide input to… more
- Scotiabank (New York, NY)
- Senior Analyst, Regulatory Obligations & Controls, US Compliance **Requisition ID:** 201761 **Salary Range:** 67,400.00 - 125,200.00 _Please note that the Salary ... This Senior Analyst will report to the Senior Manager, Regulatory Library Integration Lead and...business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. + Champion… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Trade /...all Bloomberg entities globally. **We'll Trust You To:** + Lead Trade Compliance Program regarding export control ... relationships with internal stakeholders and maintain and continuously update software catalog + Lead the deemed export aspects of Trade Compliance Program +… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Bloomberg Tradebook - Legal & Compliance **New York, NY** Posted Apr 26, 2024 - Requisition No. 124879 The energy of a newsroom, ... of transactions. You will be responsible for helping to lead compliance coverage, maintaining and improving the...compliance risks to avoid breaches, fines and regulatory sanctions + Promote and deliver a compliance … more
- Federal Reserve System (New York, NY)
- …of supervisory strategies for the oversight of significant and emerging BSA/AML and sanctions compliance risks; + Contribute to preparation of supervisory plans ... staff, and policymakers across agencies. **Your role as BSA/AML Compliance Risk Supervising Examiner:** + Lead large...to corporate compliance expectations and BSA/AML and sanctions compliance of the largest financial institutions;… more
- KPMG (Stamford, CT)
- **Business Title:** Senior Associate, Financial Crimes **Requisition Number:** 112686 - 20 **Function:** Advisory **Area of Interest:** **State:** CT **City:** ... consider a career in Advisory. KPMG is currently seeking a Senior Associate,-Financial Crimes in Financial Crimes Analytics for our Consulting… more
- TD Bank (New City, NY)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager, AML Financial Crime Risk Management role leads, develops and ... / regulatory guidance and advice related to specialized domains of TD's AML/ATF/ Sanctions /ABAC programs. This role provides specialized project support or services.… more
- Ankura (New York, NY)
- …watchlist systems; + Draft written compliance programs for AML, consumer compliance (Reg E, UDAAP, GLBA), fraud, sanctions , etc. including risk assessments, ... policies, procedures, internal controls, and systems processes; + Prepare compliance reports for Compliance Officer, Senior Management, and/or Board; +… more
- Morgan Stanley (New York, NY)
- …and cash management, annuities, insurance, retirement, and trust services. As a market leader , the talent and passion of our people is critical to our success. ... close partnership with the front office, business risk managers, Compliance , Operations and Technology partners and leading them through...and IM Shared Services KYC Office Risk & Controls Lead reports into the Control Lead of… more
- Bank of America (New York, NY)
- …Description:** This job is responsible for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key ... + Produces and/or oversees independent financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU/CF … more
- TD Bank (New York, NY)
- …to compelling business context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and guides ... Financial Crime Risk Specialist role develops and maintains TD's AML/ATF/ Sanctions /ABAC programs, including frameworks, methodologies, policies, standards, procedures, awareness… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr Group Manager - Technology and Data lead manages multiple teams through other managers. Excellent communication skills are required ... to negotiate internally, often at a senior level. Responsible for supporting enterprise and executing functional...family, or line of business. The Technology and Data lead role is focused on Implementing coverage of Data… more
- Citigroup (New York, NY)
- …control functions, audit, and external regulators. This role will work with senior leadership and partners across Front Office, Operations, Legal, Compliance , ... Risk and Audit. **Responsibilities:** + Assist in the lead of governance and the facilitation of the execution...exposure might exist. + Provide governance over Operational and Compliance Risk in accordance with established Policy requirements. +… more
- JPMorgan Chase (New York, NY)
- …Partner with coverage and product bankers, Wholesale KYC Operations (WKO) Client Office and Compliance teams in region to meet local or product specific KYC and AML ... during transaction execution + Conduct analysis and dispositioning of Sanctions , Anti-Corruption, Environmental and Social risks on clients and transactions… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. + Champion a high-performance ... Risk Management to ensure efficient review of all screener/NIAs + Organize and lead working group meetings for all in-scope initiatives + Follow-up with Control &… more