- Scotiabank (New York, NY)
- Senior Manager , Compliance Risk...in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is ... our clients an important bridge to this key global market for trade and investment flows across the Americas...compliance risks across the Bank's US operations. The Senior Manager will be expected to work… more
- KPMG (New York, NY)
- **Business Title:** Manager / Senior Manager , Compliance & Reporting Specialist **Requisition Number:** 119886 - 68 **Function:** Tax Services **Area of ... seeking a Manager / Senior Manager to join our Global Compliance Management...supporting technology solutions Additional Responsibilities for Senior Manager : + Participate in and contribute to market… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown ... in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is...our clients an important bridge to this key global market for trade and investment flows across the Americas… more
- Scotiabank (New York, NY)
- Senior Manager , Conduct Compliance ...in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is ... our clients an important bridge to this key global market for trade and investment flows across the Americas...across the Americas and the world. Global Banking & Markets provides a full range of investment banking, credit… more
- TD Bank (Melville, NY)
- …recruiter who can provide you more specific details for this role. **Job Description:** The Senior Manager - Merchant Card Compliance & Control oversees a ... , PCI Compliance Oversight, Risk Management, and Internal Controls The Senior Manager , Business Management oversees and leads a large and/or highly… more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager ... support three institutional FINRA registered broker dealers and provide compliance support to the Capital Markets line...TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager will… more
- Amazon (New York, NY)
- Description Amazon is seeking an innovative and high-judgement Senior Program Manager (PM) to join the new Compliance Operations team within Amazon Privacy ... the roadmap and reporting mechanisms as well as non-tech compliance programs. The Senior PM will own...approach for individual regulations such as the EU's Digital Markets Act (DMA). This will require helping to frame,… more
- Amazon (New York, NY)
- Description Global Solution & Risk Compliance (GSRC) is looking for a dynamic and seasoned product leader will be responsible for defining, building and delivering ... delivery in close collaboration with our partner tech team(s). The Sr Product Manager will be responsible for effective engagement with both tech teams and global… more
- Amazon (New York, NY)
- Description Amazon's Transportation Risk and Compliance (TRC) team protects Amazon's transportation businesses by implementing scalable risk management solutions ... that enable business growth. TRC is looking for a Sr. Risk Manager to drive Amazon's Department of Transportation (DOT) program. The ideal candidate will be an… more
- KPMG (Stamford, CT)
- …KPMG is currently seeking a Manager or Senior Manager to join our Global Compliance Management Services (https://tax.kpmg.us/services/ compliance ... available, and the supporting technology solutions Additional Responsibility for Senior Manager : + Participate in and contribute to market and business… more
- Wells Fargo (New York, NY)
- …Fargo is seeking an Executive Director to serve as a Commercial Mortgage Insurance Senior Manager to ensure life-of-loan compliance with Fannie Mae, Freddie ... are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance ), which includes effectively… more
- Bank of America (New York, NY)
- Global Markets Senior Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... responsible for the local and/or global management and direction of applicable market related risk management functions within a specific product area. Key… more
- City National Bank (New York, NY)
- * SENIOR BUSINESS CONTROL MANAGER - CAPITAL MARKETS * WHAT IS THE OPPORTUNITY? The Senior Business Control Manager will report into the Business ... in the team that will design, maintain, implement, manage and enhance the capital markets first line risk program for four separate line verticals (FX, Interest Rate… more
- KPMG (Stamford, CT)
- **Business Title:** Senior Manager , NYFS Banking and Capital Markets **Requisition Number:** 116858 - 20 **Function:** Tax Services **Area of Interest:** ... we stand for as a firm KPMG is currently seeking a Senior Manager to join our Business Tax Services (https://tax.kpmg.us/content/tax/en/index.html) practice.… more
- Bank of America (New York, NY)
- Senior Technology Manager - Global Markets Low Latency SOR Manager New York, New York **Job Description:** At Bank of America, we are guided by a common ... **LOB Specific Summary** We are looking to hire a Senior Technology Manager to lead development of...exams and reviews), ensuring all relevant risk, financial, and compliance policies are met + Manages relationships with business… more
- JPMorgan Chase (New York, NY)
- …collaborate with senior leaders across the organization. As a Business Control Manager within the Commercial & Investment Bank Markets Trading Controls Team, ... Visio). **Preferred Qualifications, Capabilities, and Skills:** + Experience in a Control Manager function or knowledge of Markets , preferably Fixed Income… more
- KPMG (Melville, NY)
- **Business Title:** Manager , Markets Compliance **Requisition Number:** 119863 - 67 **Function:** Advisory **Area of Interest:** **State:** NY **City:** ... we don't anticipate that slowing down. In this ever-changing market environment, our professionals must be adaptable and thrive...five (5) years of related work in a regulatory compliance and/or risk management function, capital markets … more
- Citigroup (New York, NY)
- The Senior Audit Manager is a senior level management position responsible for managing a complex and critical unit within Internal Audit, in coordination ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- BMO Financial Group (New York, NY)
- …provides advice in calculation, analysis, and reporting of financial results in compliance with applicable standards and regulatory requirements. Works across BMO to ... and trends to inform decision-making. + Monitors and tracks financial information compliance with standards and regulations, and addresses any issues. + Provides… more
- Citigroup (New York, NY)
- …audits, or addressing regulatory issues. The Business Manager , SVP - Markets Capital Taskforce is a senior management-level position responsible for ... trading desks. This role will require interaction with senior leaders in the Markets business and...Markets Capital Task force is co-led by In-Business Market Risk & XVA teams. The XVA desk is… more