• Senior SEC Reporting

    Tradeweb (New York, NY)
    Tradeweb is seeking a Senior SEC Reporting Staff Accountant to join our best-in-class SEC Reporting department in New York City. This role will ... report into the Director of SEC Reporting and be responsible for the...an as-needed basis (eg pro forma financial schedules, monthly/quarterly reporting packages for senior management, other ad… more
    Tradeweb (10/25/24)
    - Save Job - Related Jobs - Block Source
  • Senior Manager, Accounting (Consolidation…

    Revlon (New York, NY)
    …are Revlon, together, transforming beauty. **Basic Function:** 1. Financial Close and Reporting 2. Technical Accounting and Policies, including but not limited to: ... external consultants 11. Systems - Hyperion tool suite (Consolidation, Management Reporting , Planning); Wdesk/ Workiva; ERPs (SAP & JDE); Blackline; AuditBoard 12.… more
    Revlon (10/11/24)
    - Save Job - Related Jobs - Block Source
  • Senior Manager, Markets Compliance Officer

    Scotiabank (New York, NY)
    …relevant SEC and FINRA rules and regulations including transaction reporting , best execution, market access, Consolidated Audit Trail (CAT) requirements, etc. + ... Senior Manager, Markets Compliance Officer **Requisition ID:** 204138...online and in-person compliance training for sales and trading staff and related support personnel. Coordinate with other Compliance… more
    Scotiabank (11/28/24)
    - Save Job - Related Jobs - Block Source
  • Compliance Team Lead - Citizens Private Wealth

    Citizens (Tarrytown, NY)
    …within the Citizens Private Wealth segment to advise and counsel on applicable SEC , FINRA, MSRB, trust, and state securities regulations applicable to any and all ... BD and Trust functions to ensure compliance with applicable regulations, including SEC , FINRA, state securities laws, and trust regulations. + oversee and manage… more
    Citizens (12/14/24)
    - Save Job - Related Jobs - Block Source
  • Controller - Registered Private Credit Fund

    Neuberger Berman (New York, NY)
    …the NB Private Markets group. This role will report to the SVP and manage the SEC reporting and filings to ensure compliance, and will be involved in hiring, ... managing, and training junior staff as the funds launch and grow. The ideal...12 years accounting/finance experience; CPA preferred + Experience with SEC reporting for Registered Investment Companies required… more
    Neuberger Berman (10/23/24)
    - Save Job - Related Jobs - Block Source
  • Internal Audit, Vice President - Market Risk…

    MUFG (New York, NY)
    …audit process (eg planning, fieldwork testing, reporting , issues validation, etc.). The Senior Auditor I also establish direction for staff on more complex ... member of our recruitment team will provide more details. **Job Summary:** The Senior Auditor I role within Internal Audit is responsible for leading independent,… more
    MUFG (10/26/24)
    - Save Job - Related Jobs - Block Source
  • Assistant Manager, Accounting

    AIG (Wilton, CT)
    …industry. + Strong operational controllership and technical accounting experience in a dual- SEC and NAIC statutory reporting environment + Able to operate ... Reporting to the Assistant Director, Accounting - NA,...organization, including loss contingency and other valuation provisions + Staff development and mentor small team of direct reports… more
    AIG (11/20/24)
    - Save Job - Related Jobs - Block Source
  • Director Business Affairs

    City National Bank (New York, NY)
    …Vendor Management onboarding, reviews, audits, and CNB issued remediation plans. * Reporting to Senior Managing Director Client Service/Operations. Lead Client ... CNB legal and compliance framework. This position functions as a team manager, develops staff and manages deployment of resources. *What you will do* * Head of CNR… more
    City National Bank (10/26/24)
    - Save Job - Related Jobs - Block Source
  • Fixed Income Compliance Officer

    SMBC (New York, NY)
    …as the New Product, Underwriting, Risk Management, Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process with ... advice on regulatory and compliance requirements to business unit management and staff so that they may conduct their business in conformance with regulatory… more
    SMBC (10/05/24)
    - Save Job - Related Jobs - Block Source
  • Corporate Compliance Lead Examiner

    Federal Reserve Bank (New York, NY)
    …contributes to other examination, analytical, and policy work in collaboration with senior supervisors and FRS management, legal staff , and policymakers across ... through a combination of methods, including on-site and off-site examinations involving staff dedicated to the supervision of an individual firm and other… more
    Federal Reserve Bank (12/12/24)
    - Save Job - Related Jobs - Block Source