- TD Bank (New York, NY)
- …related to risk assessment, internal/external exam support, etc. The primarily responsibility of the KYC Policy Team is to set the requirements for the US ... and monitoring routines necessary to adequately oversee the firm's ongoing adherence to KYC Policy . **Depth & Scope:** + Highly seasoned professional role… more
- Morgan Stanley (New York, NY)
- … KYC Office Risk & Controls VP is responsible for leading AML/ KYC Policy and regulatory initiatives for all three principal business segments-Institutional ... Compliance, Operations and Technology teams to actively identify new AML/ KYC policy gaps . Act as the...execution timelines . Provide updates to all levels of senior management on issues and remediation plans related to… more
- Morgan Stanley (New York, NY)
- …implement effective controls and develop client relationships. This is a Team Specialist position at Director level within Core Services, which is responsible for ... regulatory program requirements (such as US, Germany, Dubai, Hong Kong, UK, Singapore KYC requirements) - Coordinate work, train and develop other team members where… more