- Citigroup (New York, NY)
- Serves as a Senior Regulatory Engagement Manager for Citi's Services businesses, responsible for the promotion, support, monitoring, reporting and leadership on ... on how to best engage with the regulators as well as insight into Services products. + Providing regular updates to management (including preparing business… more
- Citigroup (New York, NY)
- The Core Accounts Controls & Regulatory Management (CRM) Manager, SVP reports to the Core Accounts Global CRM Head. This role will lead the implementation of ... appropriate preparation, pre-review assessments and post-review remediation. + Support and management of expanding regulatory and execution/ implementation of… more
- Citigroup (New York, NY)
- …confidentiality. **Qualifications:** + 10+ years of relevant experience in financial services , regulatory engagement or consulting. + Excellent writing, editing, ... **About the Team** The Finance Regulatory Engagement & Oversight team works closely with...+ Reporting project outcomes and/or risks to the appropriate management channels as needed-escalating issues as necessary based on… more
- Citigroup (New York, NY)
- …Other job-related duties may be assigned as required. **Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time Type:** Full time **Primary ... for the banking sector. The team has been established within Independent Risk Management charged with building out second line Climate Risk management … more
- The Cigna Group (New York, NY)
- …of businesses that serve millions of global customers across various health plans and services . The SVP , Chief Counsel will report to the Chief Legal Officer ... legal advice to senior leadership on enterprise-wide growth strategies, legal and regulatory issues, risks, and opportunities. + Oversee and manage Cigna Healthcare… more
- Citigroup (New York, NY)
- …and these tasks may include managing internal & external audits, or addressing regulatory issues. The Business Manager, SVP - Markets Capital Taskforce is ... working with multiple lines of defense. + Familiarity with regulatory reporting a plus. + Project Management ...plus. **Qualifications:** + 10+ years of experience in financial services . + Experience working in global and complex settings… more
- Citigroup (New York, NY)
- Citi Treasury and Trade Solutions (TTS) is a leading provider of cash management and trade finance/ services to corporate, public sector and financial ... (all data needed to enable client products, make business decisions, fulfil regulatory /legal needs, key analytics for product decisions and insights, as well as… more
- Citigroup (New York, NY)
- The Prime Services Product Development team is part of the Global Equities division. Product Development is the business process to actively manage products ... focused on enhancing data governance, documentation and quality controls, in Prime Services , with a special focus on Futures and Cleared Derivatives products and… more
- Citigroup (New York, NY)
- …Compliance advice relating to the Research, Marketing, and Content products and services and the associated regulatory rules/laws and interpretation on internal ... function/business/product, including cross-border impact. + Advising ICRM and function/business/product management and personnel on regulatory and compliance… more
- Citigroup (New York, NY)
- …over technical strategy. Primarily affects a sub-function. Responsible for handling staff management issues, including resource management and allocation of work ... proper application of policies and institutional processes + Ensures compliance with regulatory requirements and Citi's policies / guidelines at all time +… more
- Citigroup (New York, NY)
- …(ii) delivering risk information and analysis to help risk managers and senior management navigate complex risks and regulatory landscape, (iii) providing deep ... is responsible for oversight of DART governance, control effectiveness, issue management and remediation, Internal Audit and regulatory engagement, budget… more
- Raymond James Financial, Inc. (New York, NY)
- …accuracy and effectiveness of risk information. * Ensures the business risk management practices comply with regulatory requirements and industry best practices. ... Chief Risk Officer for the Private Client and Asset Management business reports to the Chief Risk Officer of...controls and segregation of duties. * Relevant risk based regulatory schemes including Basel I and Basel II and… more
- Citigroup (New York, NY)
- …and value across T&BE organization and oversees Controls, Analytics and Decision Management , Quality Assurance, Regulatory Management , Data and ... client and partner experience to deliver excellence through secure, reliable and controlled services , focused on making Citi a simpler bank that is easier to work… more
- Citigroup (New York, NY)
- …across our industry. **Team Overview:** The **Markets Operations COO Controls and Regulatory Management ** function is comprised of: + Deeply embedded Control ... support an extensive range of Capital Markets products and services including: + Fixed Income (FX, Rates, Credit, Muni,...a Client Relationship Group dedicated to overseeing the group service performance and strategic partnership for our top tier… more
- Citigroup (New York, NY)
- …& Deal Final Settlement; Front to Back Controls and Deal related Regulatory Filings and exception management . **Organizational Oversight:** This remit spans ... Operations. We support an extensive range of Capital Markets products and services including Fixed Income (FX, Rates, Credit, Cash and Derivatives) where Citi… more
- Citigroup (New York, NY)
- …your financial goals. You could access a range of responsive banking, investing, wealth management & planning services and access to a dedicated Private Banker. ... worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth at Work. Citi Global… more
- Citigroup (New York, NY)
- …is a necessity. Generally accountable for delivery of a full range of services to one or more businesses regions. Excellent communication skills required in order ... in short- to medium-term planning of actions and resources for own area. Full management responsibility of a team or multiple teams, including management of… more
- Citigroup (New York, NY)
- …closely with key stakeholder inside and outside Wealth. + Responsible for business management and planning for the ICE organization including but not limited to ... for any cross functional Wealth or Citi-wide programs (eg, expense management programs, resolution and recovery, annual budgeting, product programs, new business… more
- Citigroup (New York, NY)
- The Wealth Group Executive is accountable for management of complex/critical/large professional disciplinary areas. Leads and directs a team of professionals. ... Generally accountable for delivery of a full range of services to one or more businesses/ geographic regions. Excellent...planning of actions and resources for own area. Full management responsibility of a team or multiple teams, including… more
- Citigroup (New York, NY)
- Trade and Working Capital Solutions (TWCS) within the Services organization is a dynamic, high growth global business that offers working capital solutions to ... for the overall business strategy, strategic projects execution, technology agenda management and execution, performance management and productivity. This Senior… more