- Citigroup (New York, NY)
- Serves as a function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- SMBC (New York, NY)
- …Summary** The Nikko Securities America, Inc. middle/back office Business Control Officer is a business-aligned change agent and risk management individual ... Business Unit interaction with 2nd LoD functions including Risk Management and Compliance . **Scope** The Nikko Securities America, Inc. Midback Business Control … more
- MUFG (New York, NY)
- …engaging and closely collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, AML Advisory and other ... stakeholders + Partner with Relationship Managers/ Product Groups to enable more enriched... Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from… more
- SMBC (New York, NY)
- …, Underwriting, Risk Management, Compliance , IT Risk and Training committees. The Compliance Advisory Vice President role assists in managing a coverage ... Inc. serves as a regulatory advisory function to the President and is responsible for overseeing the management of...compliance risk and is represented by the Chief Compliance Officer as either a member or… more
- JPMorgan Chase (New York, NY)
- …to solve real-world challenges that impact our company, customers and communities. As a Vice President in Counterparty Credit Risk within Risk Management and ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...the top hedge fund clients and develop views around product risk appetite and be able to review and… more
- Citigroup (New York, NY)
- …and closing gaps across all stages of the lifecycles. The third party risk officer will work with Product and Cluster teams to ensure appropriate execution ... This role will also be the Third Party Risk Officer (TPO) for TTS FMIs and agent banks aligned...of third party controls and drive compliance with all applicable regulations, policies, and law in… more
- MUFG (New York, NY)
- …customers** + Responsible for the management of a portfolio as a credit officer + Perform due diligence and regularly scheduled reviews + Analyze credit risk ... and directly to various related parties throughout the bank, business line, product groups and credit divisions + Maintain direct communication with assigned… more
- JPMorgan Chase (New York, NY)
- …Client Office and Compliance teams in region to meet local or product specific KYC and AML requirements for Clients and transactions. Coordinate the launch and ... Global Investment Bank (GIB) and Global Corporate Bank (GCB) Product and Coverage teams to support the execution of...of successfully managing large/diverse teams Final Job Grade and officer title will be determined at time of offer… more
- JPMorgan Chase (Melville, NY)
- …The Portfolio Banker will also have responsibility for annual coverage review of product sets and delivering the products and services of the firm to clients. ... + Oversee, escalate and resolve issues, including any AML-identified compliance issues, as well as any reputational or negative media issues, in coordination with… more
- Mastercard (Harrison, NY)
- …and governments realize their greatest potential._ **Title and Summary** VP , Legal Compliance , Bank Secrecy Act Officer Overview MTS US is the authorised and ... division within Mastercard that undertakes payments business wherever a Product or Business function requires regulated support. MTS is...- Reports and works closely with the MTS Chief Compliance Officer to determine the effectiveness of… more
- Citigroup (New York, NY)
- …Institutional Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP ** **Description** Citi's Commercial ... the ICM CCR Funds UW Team and will based in NYC. The Funds UW Credit Officer facilitates the end-to-end lending process and is essential for the delivery of a wide… more
- Citigroup (New York, NY)
- …business. Requires basic commercial awareness. Must have basic understanding of Product Ownership, Project Management, and Data Governance. There are typically ... Book of Work execution for Operational Risk Applications in the capacity of Product Owner + Manage adherence with all Citi Internal Processes including but not… more
- NatWest Markets (Stamford, CT)
- …the proper operations of the department and the business._ **Job Description** The Compliance Advisory Officer reporting to the Compliance Advisory Lead ... Broker Dealer Advisory - VP Stamford,United States Permanent Full Time \#R-00246157 Our...will serve as a Sales and Trading Compliance Advisory and Conduct Risk Officer for… more
- Morgan Stanley (Purchase, NY)
- …National Sales. This requires close coordination with support partners such as Product teams, Operations, Technology, Compliance and Legalto identify and assess ... Risk Management team is responsible for implementing the first line product risk and control framework supporting several businesses - Traditional Investment… more
- Morgan Stanley (New York, NY)
- …and services to serve the needs of WM and ISG clients. The Operational Risk VP Front Line Risk Officer will be responsible for the following: *Responsibilities:* ... based criteria * Prepare reporting and management presentations related to the Product Oversight program * Create draft reports and workpapers inclusive of Lessons… more
- Raymond James Financial, Inc. (New York, NY)
- **Description** **Job Summary** The Senior Vice President , Chief Risk Officer for the Private Client and Asset Management business reports to the Chief Risk ... Officer of Raymond James Financial and is responsible for...risk context. * Reports risk-related data including risk exposure, compliance to risk policies, and effectiveness of current risk… more
- Citigroup (New York, NY)
- The Model/Anlys/Valid Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... expected results. + Assists in the development of analytic engines for business product lines. + Communicates results to diverse audiences. + Conducts analysis and… more
- M&T Bank (New York, NY)
- **Overview:** This Senior Vice President level role provides guidance on complex compliance risk management activities within the Institutional Client ... the organization prioritize compliance risks. + Assess compliance issues presented through complex new/revised product ...when situations warrant escalation to the M&T Bank Chief Compliance Officer , Legal, or when other consultation… more
- Touro University (Valhalla, NY)
- Overview The candidate will report to the Vice President of Research. Incumbent will manage all aspects of ongoingresearch studies. Attention to detail, ... of each project. + Direct liaison between sponsors/investigators and the research coordinator or Vice President + Establish research data and work flow plans. +… more
- Touro University (Hawthorne, NY)
- Overview The candidate will report to the Vice President of Research. Incumbent will manage all aspects of ongoing research studies. Attention to detail, ... protocols, progress, and project needs for clinical trials to product teams and senior management. + Interface with ORA,...York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330.… more