- Morgan Stanley (Purchase, NY)
- …the ability to manage priorities concurrently and effectively. *Strong knowledge of banking risk , regulatory and/or compliance rules and regulations *Ability ... the needs of WM and ISG clients. The Operational Risk VP Front Line Risk ...design and effectiveness of controls to mitigate risks including regulatory and operational risk * Identify and… more
- JPMorgan Chase (New York, NY)
- …thinking outside the box, challenging the status quo and striving to be best-in-class. As a Vice President in the Risk Engagement team, you will have a lead ... Regulatory Engagement team is a centralized resource within Risk Management and Compliance that manages regulatory exams and ongoing monitoring… more
- Mizuho Corporate Bank (New York, NY)
- …5+ years of KYC experience at a financial institution, with demonstrated expertise in regulatory compliance , risk assessment, and due diligence processes. + ... Job description : Mizuho is seeking a dynamic, experienced, and proactive Vice President to join our KYC Client Onboarding team. This role is critical to driving… more
- Santander US (New York, NY)
- Central Compliance , Vice President - Corporate...or supports the reputation of the company to minimize compliance and regulatory risk by ... Investment Banking Country: United States of America The Central Compliance VP Monitors activities to minimize the... Review, Risk Management, Finance, Human Resources, Compliance and Legal) and governmental regulatory agencies.… more
- Morgan Stanley (Purchase, NY)
- …Residential real estate loans. The US Bank Subsidiaries seek a Vice President ( VP ) to join the First Line Business Risk team to provide risk ... projects while ensure compliance with US Banks risk management policies and procedures. The VP ...**Job:** **Operational Risk * **Title:** *US Banks Operational Risk Vice President - Dedicated… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Regulatory Management Lead- Vice President within the Asset & Wealth ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...Compliance and with the Business, Operations, Control Management, Regulatory Reporting, Technology, Risk , Legal and Internal… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Vice President within the Regulatory Strategy Chief Data & Analytics ... your expertise to JPMorgan Chase. As part of the Regulatory Strategy Chief Data & Analytics Office (including AI)...impact our company, customers and communities. Our culture in Risk Management and Compliance is all about… more
- Morgan Stanley (Purchase, NY)
- …status, genetic information, or any other characteristic protected by law. **Job:** **Operational Risk * **Title:** * Vice President US Banks Privacy Risk ... customers, including corporations, governments, financial institutions and individuals. The VP will report to the Senior Privacy Risk...data. * Support and partner with business units, legal, risk , and compliance teams to ensure business… more
- MUFG (New York, NY)
- …member of our recruitment team will provide more details. **Job Summary:** We're seeking a Vice President , Credit Risk Audit who will be subject matter ... dynamically manage the audit plan for the assigned portfolio + Keep abreast of regulatory developments within the wholesale banking credit risk space and assess… more
- JPMorgan Chase (New York, NY)
- …improve productivity, and enhance risk management effectively and responsibly. As a Vice President in the Regulatory Engagement and Projects division ... Line of Business Chief Data Office teams, Control Management, Compliance , and Operational Risk to promote consistent...+ Expertise in data governance. + Experience in managing regulatory matters and compliance . JPMorganChase, one of… more
- JPMorgan Chase (New York, NY)
- …As a Risk Management - Modeller For Climate, Nature and Social - Vice President , you will play an important role in maintaining JPMorgan Chase's strength ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...economic impacts of climate change and transition. + Monitor regulatory changes and guidelines related to climate and nature… more
- JPMorgan Chase (New York, NY)
- …in the activities of established teams in Finance and Risk to ensure compliance with US regulatory capital & liquidity requirements + Provide input and ... JPMorgan Chase is seeking a Vice President to join our Capital...capabilities, and skills:** + Experienced in operational audit and compliance preferred + Experienced in regulatory capital… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo, and striving to be best-in-class. As a Payments Risk Strategy Vice President within our Commercial and Investment Bank ... Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you are...the technology agenda) + Conduct research on emerging risks, regulatory news, industry, and portfolio trends to inform decision… more
- Morgan Stanley (Purchase, NY)
- …change activities impacting the financial crimes procedures and processes to adhere to regulatory compliance requirements. The VP will manage establishing a ... minutes and monitor related action items. The VP will lead coordination of regulatory exams and internal audits. * * Risk Appetite and Related Metrics* - The… more
- TD Bank (New York, NY)
- …details for this role **Job Description:** **Preferred Qualifications:** We are looking for a Vice President , US Markets Compliance Advisory to join our team ... experience in the investment banking space, preferably in an advisory capacity. The Vice President will assist in the management of the firms compliance… more
- SMBC (New York, NY)
- … Risk Management, Compliance , IT Risk and Training committees. The Compliance Advisory Vice President role assists in managing a coverage area or ... group within SMBC Nikko Securities Inc. serves as a regulatory advisory function to the President and...responsible for overseeing the management of the broker dealer's compliance risk and is represented by the… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead for the Commodities team within Compliance , ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...to support awareness of requirements + Create and deliver Compliance training presentations to emphasize important regulatory … more
- MUFG (New York, NY)
- …our recruitment team will provide more details. **Job Summary:** We're seeking a Credit Vice President who will be part of our growing Portfolio Management ... grade public and privately owned corporate borrowers. As a Vice President , you will be responsible for...providing continuous oversight of portfolio names, monitoring for potential risk and regulatory rating changes and proactively… more
- MUFG (New York, NY)
- …our recruitment team will provide more details. **Job Summary:** We're seeking a Credit Vice President who will be part of our growing Portfolio Management ... grade public and privately owned corporate borrowers. As a Vice President , you will be responsible for...providing continuous oversight of portfolio names, monitoring for potential risk and regulatory rating changes and proactively… more
- MUFG (New York, NY)
- …observations that effectively convey significance and impact on risk and/or risk management practices. + Maintain compliance with audit methodology, while ... May supervise staff during an audit engagement at the VP Level and below. **Major Responsibilities:** + Act as...identify pragmatic recommendations within an evolving and increasingly complex regulatory and risk management environment + Strong… more