- Citigroup (New York, NY)
- The role is in the Broker Dealer Regulatory Reporting Department, which is responsible for ensuring the capital adequacy of all of Citi's US broker dealers on a ... for providing information and coordinating requests for internal and external audits, regulatory examinations and inquiries (FINRA, SEC, CME) of the US broker… more
- Morgan Stanley (Purchase, NY)
- …o #LI-AJ1 **Job:** **Wealth Management* **Title:** *Financial Crimes Governance Support Analyst , Assistant Vice President * **Location:** *New York-Purchase* ... relation to Financial Crime risk. *The **Financial Crimes Governance Support analyst AVP**will:* * Lead assessment, collaboration and response compilation for… more
- MUFG (New York, NY)
- …one day. A member of our recruitment team will provide more details. Senior Quantitative Analyst , Vice President This position will report to the (Americas) ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- MUFG (New York, NY)
- …customers** + Responsible for the management of a portfolio as a senior analyst + Perform due diligence and regularly scheduled reviews + Analyze credit risk ... from management. **Policy Compliance** + Ensure compliance with external regulatory /internal policy and procedural requirements + Participate in ad-hoc policy… more
- Mizuho Corporate Bank (New York, NY)
- …Lead efforts to prepare and develop client marketing materials with support of Analyst and Associates and oversight by Senior Bankers + Cultivate relationships with ... of the role, needs of your department, as well as local laws and regulatory obligations. Roles in some of our departments have greater in-office requirements that… more
- Citigroup (New York, NY)
- …Independent Risk (2nd Line of Defense), Finance and Technology to manage regulatory capital related deliverables for SP + Work with Quantitative Analytics, ... the business **Qualifications:** + 3-5 year of Market risk / trading analyst experience in Mortgage Backed/Asset Backed products, with good understanding of the… more
- Citigroup (New York, NY)
- …practices. **About the Role** The Finance Regulatory Engagement & Oversight Senior Vice President contributes to the directional strategy of regulatory ... **About the Team** The Finance Regulatory Engagement & Oversight team works closely with...works closely with stakeholders to drive and execute end-to-end regulatory engagement and deliverables across Citi Finance activities, which… more
- The Conference Board (New York, NY)
- …hosting CED's Sustaining Capitalism podcasts and Policy Watch webcasts. + Assists the Vice President , Public Policy in responding to external inquiries from ... Senior Economic Policy Analyst , CED Apply Now! Back to search Location:...turnaround analyses of recent policy developments). + Supports the Vice President , Public Policy or other project… more
- Aflac (New York, NY)
- …integrating other best practices throughout the forecasting cycle. Key Relationships Reports to: Vice President , Head of FP&A at Aflac Global Investments Primary ... FP&A Analyst , GI The Company: Aflac Asset Mgt. LLC...between actual and planned activities; maintains complete and accurate regulatory filings; assists with developing, analyzing, and implementing accounting… more
- Citigroup (New York, NY)
- …and timely ledger data and results. An **Oracle AFCS Functional Consultant** is required at Vice President level to be part of the Strategic Ledger program. The ... The Fin Solutions Lead Analyst is a strategic professional who stays abreast...processes + Participates in assessing and incorporating changing business, regulatory and market information needs into finance processes and… more
- Citigroup (New York, NY)
- …framework for controls, monitoring, and escalation. **Job Functions and Responsibilities** This Senior Vice President (SVP) role within the LE & BM team is ... Entity Governance team manages and maintains information to support Citi's regulatory and financial reporting as well as supporting fiduciary responsibilities… more
- Citigroup (New York, NY)
- …and timely ledger data and results. An **Oracle AFCS Functional Consultant** is required at Vice President level to be part of the Strategic Ledger program. The ... of Accounts design, and close, consolidation processes. + Understanding of the regulatory and control requirements around Citi's ledgers including ICOFR and SOX. +… more
- American Express (New York, NY)
- … analyst report to the Director, and the Director reports to the Vice President of Professional Practices. Key Responsibilities: + Support IAG's training and ... group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training and professional development; and key internal… more