- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel… more
- Morgan Stanley (New York, NY)
- …diversifying its workforce (M/F/Disability/Vet) **Job:** **Operational Risk* **Title:** * Vice President US Banks First Line Business Risk Regulatory & Audit* ... support of WM & ISG clients and seek a Vice President as part of the US...Oversight Group and be based in New York, NY. * Regulatory Exam Support:* * Provide support &… more
- JPMorgan Chase (New York, NY)
- …and striving to be best-in-class. As a Commercial and Investment Bank and Securities - Vice President , in the Securities Regulatory Engagement team, you will ... other exam partners in preparation for, and engagement in, regulatory engagements. + Lead regulatory examinations through the exam lifecycle, as well as… more
- MUFG (New York, NY)
- …process and submit all requested MIS to regulators. + Support end-to-end regulatory exam management, including meeting scheduling, organization of document ... Regulatory Affairs Office **Requirements:** + 2+ years' experience in regulatory relations / regulatory exam management and knowledge of heightened … more
- Wells Fargo (New York, NY)
- …this role:** The Tech, Media & Telecom (TMT) Investment Banking group is seeking a Vice President , Media & Entertainment, to join its New York City office. The ... deal execution. **In this role, you will:** + The Vice President will be responsible for working...**Job Expectations** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire… more
- Morgan Stanley (Purchase, NY)
- …of qualifying securities, and Residential real estate loans. The US Bank Subsidiaries seek a Vice President (VP) to join the First Line Business Risk team to ... (M/F/Disability/Vet). **Job:** **Operational Risk* **Title:** *US Banks Payments Risk Vice President Dedicated Business Risk Coverage* **Location:** *New… more
- JPMorgan Chase (New York, NY)
- …are fit for purpose and used appropriately within their business context. As a Vice President in Risk Management - Emerging Risks within JPMorgan Chase, you ... Analytics Office (CDAO), Compliance, Conduct and Operational Risk (CCOR), and global exam management teams to deliver fulsome and consistent responses to … more
- Citigroup (New York, NY)
- …and communications. **About the Role** The Finance Internal Reporting and Communications Vice President is a strategic professional who keeps management and ... necessary forums and frameworks to establish and govern processes for Finance Regulatory Engagement & Oversight, including exam management, regulatory … more
- Mizuho Corporate Bank (New York, NY)
- …and validated. Summary The Regulatory Relations Team is seeking a Vice President ("VP") to primarily support and coordinate supervisory examinations, routine ... treasury, compliance, financial crimes and IT/cyber risks. + Experience in regulatory exam management. + Familiarity with the regulatory oversight process… more
- Morgan Stanley (New York, NY)
- …securities, and Residential real estate loans. The US Bank Subsidiaries seek an Assistant Vice President (AVP) to join the First Line Business Risk team to ... He or she will be responsible for aiding the Vice President (VP) and Executive Director (ED)...emerging risks and mitigating control environment in accordance with regulatory requirements and guidelines * Actively support in the… more
- M&T Bank (New York, NY)
- **Overview:** This Vice President level role provides guidance on complex compliance risk management activities within the Institutional Client Services ... Governance Committees, Forums, and Working Groups, Targeted Risk Assessments, Training Initiatives, Regulatory Exam Management support - Expertise in one or more… more
- City of New York (New York, NY)
- …Transactions Senior Project Manager to join our team. Under the direction of the Vice President for Transactions, the Senior Project Manager is responsible for ... documents, appraisals, and other relevant documents. - Ensure compliance with regulatory requirements and assess potential risks associated with the transaction. 4.… more