- TD Bank (Charlotte, NC)
- …specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager II is accountable for overseeing the planning and ... certification + Fair Lending, UDAAP, HMDA, CRA and/or ECOA audit experience + Consumer compliance areas (credit,...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (Charlotte, NC)
- …specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager II is accountable for overseeing the planning and ... business units or functional corporate areas. The job will also oversee the Audit team performing the audits. **Job Responsibilities:** + Contributes to the Audit… more
- TD Bank (Charlotte, NC)
- …is the central point of contact for regulatory matters for the Global Internal Audit (IA) Division and is responsible for the overall management of Internal Audit ... for assigned business lines and exam staffs, and serves as primary Relationship Manager for less complex examinations + Participates as charged in various agency… more
- City National Bank (Charlotte, NC)
- … II - COMPLIANCE * WHAT IS THE OPPORTUNITY? As part of the Consumer Compliance audit team, the auditor will assess the design and operating effectiveness of ... and on occasion as an individual contributor on routine audit assignments testing internal controls and compliance ...internal policies. What you will do * Assists the Audit Manager in the development of the… more
- TD Bank (Charlotte, NC)
- …**Line of Business:** Personal & Commercial Banking **Job Description:** This Credit Portfolio Manager II position is within TD's specialized State & Municipal ... vertical and will be on the Northeastern US team. The Credit Portfolio Manager II manages credit activities including underwriting new loan requests and… more
- Truist (Charlotte, NC)
- …America) **Please review the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line of defense end-to-end risk ... business and regulatory change). 6. Provide oversight and support for open risk, audit and regulatory issues. Evaluate the root cause, the corrective action plans… more
- City National Bank (Charlotte, NC)
- …areas where audit responsibilities are assigned. * Assists the Senior Auditor and or Audit Manager in the development of the audit scope. * Holds ... and on occasion as an individual contributor on routine audit assignments testing internal controls and ensuring compliance...the conclusions drawn. * Keeps the Senior Auditor and/or Audit Manager abreast of progress, issues and… more
- Truist (Charlotte, NC)
- …Culture, project management and problem management processes 5. Certified Regulatory Compliance Manager (CRCM) or Certified Anti-Money Laundering Specialist ... of managerial banking or financial industry experience; preferably in a branch, audit , compliance or lending related capacity 3. Eight years of experience in… more
- Nuveen Investments (Charlotte, NC)
- **Investment Accountant II ** The Investment Accountant II ensures that investment accounting policies and procedures are correctly applied to accounting records. ... all investment accounting requirements. + Work directly with auditors to answer audit inquiries, and provide additional documentation as needed to support the… more
- Bank of America (Charlotte, NC)
- Quantitative Operations Associate II - Sanctions Screening Center of Excellence Richmond, Virginia;Charlotte, North Carolina; Scranton, Pennsylvania **Job ... models. May report to either Quant Operations Exec or Quantitative Operations Manager . **Line of Business Job Description:** About Sanctions Screening Center of… more
- Truist (Charlotte, NC)
- …years of banking, financial industry or related experience; preferably in a branch, audit , compliance , legal or lending related capacity 3. Ability to evaluate ... and executing systems related activities to ensure Truist Corporation remains in compliance with all applicable BSA/AML laws and regulations and Fraud mitigation 2.… more
- Regions Bank (Charlotte, NC)
- … function specific to a line of business **Preferences** + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to learn ... Bachelor's degree and three (3) years of experience in compliance , quality assurance/control, audit , or other related...line of business or AML/ABAC/OFAC program function. The BSA Compliance Advisor II may: + Establish line… more
- Citigroup (Charlotte, NC)
- …on key regulatory deliverables, and (v) interfaces with key stakeholders including Internal Audit , Compliance , Risk and other control functions. As Head of ... Group are progressing in line with established due dates; ( ii ) drives accountability and transparency of key Basel /...Business (ICG and GCB), EI O&T, FRSS, Risk Management, Compliance and Internal Audit teams. This role… more
- Citigroup (Charlotte, NC)
- …and address Derivatives RWA reviews by other control functions such as Internal Audit , Independent Compliance Risk Management, Capital Planning Review Group etc. ... any assumptions, interpretations and/or models used to make those determinations, ( ii ) ensuring the accurate implementation of those methodologies within Citi's… more
- City National Bank (Charlotte, NC)
- …bank. This role is responsible for (i) with the guidance of Manager Control Testing/Reporting, responsible for building sustainable processes with appropriate risk ... mitigation activities; ( ii ) consulting risk owners on how to design and...Management Policy, control testing methodologies, and related regulatory and compliance standards. This dynamic position provides opportunities for working… more