- Truist (Charlotte, NC)
- …**Please review the following job description:** Responsible for supporting Enterprise Issue Validation by ensuring identification of control failures and ensuring ... risk and compliance remediation. Support the effective execution of issues management and validation, risk and control assessments, change risk initiatives, and… more
- Truist (Charlotte, NC)
- …and in remediating risk control gaps to ensure compliance with Enterprise Risk Management programs and policy . Assess, test and effectively challenge the ... design and effectiveness testing), compliance monitoring indicator (CMI) activities, and Issue Validation aligned to the Technology Business Units. Manage resources… more
- Bank of America (Charlotte, NC)
- …objectives **Desired Qualifications:** + Prior audit experience + Prior governance and/or issue management experience **Skills:** + Critical Thinking + Ability ... by teams + Monitor and ensure adherence to the Regulatory Reporting - Enterprise policy + Creation,...Decision Making + Executive Presence + Talent Development + Issue Management + Oral Communications + Written… more
- Bank of America (Charlotte, NC)
- …environment + Bachelor's degree **Skills:** + Critical Thinking + Decision Making + Issue Management + Oral Communications + Written Communications + Analytical ... Global Regulatory Reporting Observation Management Sr. Specialist...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more
- Grant Thornton (Charlotte, NC)
- …duties as assigned + Conduct testing activities for Consent Order Validation, Issue Management , and independent monitoring engagements, responsible for execution ... Practices, Truth in Lending, Truth in Savings, Fraud Prevention, Third Party Risk Management , Regulatory Change Management , Enterprise Risk Management ,… more
- Bank of America (Charlotte, NC)
- …other stakeholders across EMEA, AMRS and APAC in managing the production health of regulatory reporting and adhering to the enterprise policy . Line of Business ... Providers, and Report Owners in implementing the requirements of the Enterprise Regulatory Reporting Policy * Prepare and present materials to cross-functional… more
- Bank of America (Charlotte, NC)
- …Influence + Problem Solving + Collaboration + Critical Thinking + Issue Management + Quality Assurance + Regulatory Compliance **Shift:** 1st shift (United ... Regulatory Relations Manager Charlotte, North Carolina;New York, New...**Required Skills:** + 7+ years of experience in risk management , enterprise-wide role, managing regulator activities or a combination… more
- TD Bank (Charlotte, NC)
- …Partnership relationships, Target and Nordstrom. Primary responsibilities for this role include issue management , regulatory change management oversight, ... business management , dealing with non-routine information + Manages/assists with regulatory reviews including inquiries, audits, and exams + Identifies and leads… more
- Grant Thornton (Charlotte, NC)
- …Practices, Truth in Lending, Truth in Savings, Fraud Prevention, Third Party Risk Management , Regulatory Change Management , Enterprise Risk Management , ... As a Regulatory Compliance Risk Manager, you will get the...conferences, and/or other thought leadership material + Perform engagement management responsibilities, including performance reviews, task delegation, project scheduling,… more
- Wells Fargo (Charlotte, NC)
- …range of payment products and services. In this role, you will focus on regulatory policy and engagement related to payment matters, trade association engagement ... role:** Wells Fargo is seeking an Assistant General Counsel, Executive Director - Payments Policy on our Enterprise Payments Legal team to provide legal support on a… more
- Wells Fargo (Charlotte, NC)
- …Initiatives team. This team provides effective end to end IAM initiative and issue management including strategic solutioning, execution management , testing ... security consultation for all aspects of information security compliance policy , risk management , and remediation + Direct...and thresholds for escalations + Strong understanding of the issue management lifecycle and issue … more
- Truist (Charlotte, NC)
- …below. Specific activities may change from time to time. 1. Execution of the issue management program across the firm, identify and documenting protocols for ... and framework for Truist, under the direction of ERM Management , in accordance with regulatory and stakeholder...issue identification, risk response, issue closure criteria,… more
- Wells Fargo (Charlotte, NC)
- …govern data management and reporting processes for credit risk regulatory reporting. This includes ensuring compliance with policy requirements, assisting ... company to aid in many use cases including - Regulatory Reporting, Management Reporting, and analytics. The...could include:** + Contribute to the data defect and issue management process, including monitoring resolution of… more
- Bank of America (Charlotte, NC)
- …and providing input into process and control designs, operational risk mitigation, issue management , automation, and other initiatives across the bank. ... to business units to improve liquidity position, and supports regulatory and management liquidity reporting + Oversees...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more
- Wells Fargo (Charlotte, NC)
- …(eg, CFPB, OCC, FRB) and assess their impact on the Credit Card business. + Issue management **:** ( issue identification intake, tollgate, and Issue ... risk assessments to identify compliance gaps and recommend mitigation strategies. + Regulatory Change Management **:** Monitor, manage and implement … more
- Wells Fargo (Charlotte, NC)
- …levels, across Wells Fargo to monitor, challenge, and manage issues throughout Wells Fargo's issue management lifecycle + Act as an advisor to leaders in ... monitor, sustainability, and validation) + Risk and Control Self- Assessment (RCSA) and Issue Management experience + Experience in supporting one or more areas… more
- TD Bank (Charlotte, NC)
- …frameworks and programs, including Compliance Risk Assessment, regulatory controls management , Compliance Issue Management , Compliance Monitoring & ... the US Head of Compliance Transformation and support program management of the US portfolio of regulatory ...and expertise; and assumes responsibility in minimizing operational and regulatory risk by complying with Bank policy … more
- Wells Fargo (Charlotte, NC)
- …technology strategy, operating models, and roadmaps with clear objectives + Experience with issue management , risk assessments and risk management reporting. ... as a Product Owner as part of Identity Access Management (IAM). Learn more about career areas and business...vision, priorities and strategy while managing risk and ensuring regulatory and policy compliance. + Establish, communicate,… more
- Wells Fargo (Charlotte, NC)
- …. **About this role:** Wells Fargo is seeking a Treasury Management Consulting Senior Manager within Global Treasury Management as ... role, you will:** + Manage and develop a Treasury Management Consulting team of individual contributors in roles with...deliverables. Able to take personal accountability for projects & issue resolution + Proven ability to build strong, cohesive… more
- Wells Fargo (Charlotte, NC)
- …+ Experience in executing compliance programs, including regulatory change management , risk identification and assessment processes, compliance issue ... and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements. + Oversee Public Finance's execution… more