- Bank of America (Jersey City, NJ)
- Compliance & Operational Risk ...+ In-depth knowledge of various financial assets such as Equities , Derivatives, Fixed income, FX and OTC products such ... Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager- Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... Join us! **Job Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit,… more
- Bank of America (New York, NY)
- Compliance and Operational Risk ...changes applicable to area(s) of coverage + Leads the equities trade surveillance team to ensure timely and accuracy ... us! **Job Description:** This job is responsible for executing second line of defense compliance trade surveillance and operational risk oversight for a… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Compliance , Conduct and Operational Risk (CCOR) Associate within the ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...(LOB) and other Control functions, including Internal Audit and Operational Risk . Your role will require a… more
- JPMorgan Chase (New York, NY)
- …With respect to technology matters, establish and develop effective relationships with Compliance , Conduct and Operational Risk (CCOR); Internal Audit; ... opportunity to influence and shape our approach to cyber threats and compliance , balancing progressive digital transformation with robust risk management. Your… more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk . + Champions ... Director, Equities Quantitative Strategist, US Equity Execution...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AMUATF/sanctions and conduct risk . + Champions ... Director, Electronic Execution Services Sales, Global Equities **Requisition ID:** 209208 **Salary Range:** 300,000.00 -...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- JPMorgan Chase (New York, NY)
- …page for further information regarding the Program. ** Compliance at JPMorganChase** The Compliance , Conduct and Operational Risk (CCOR) team works across ... of business. Our team provides oversight of the firm's compliance , conduct and operational risk ...compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition of individual achievements and contributions.… more
- JPMorgan Chase (New York, NY)
- …work closely with internal and external stakeholders to ensure effective risk management and compliance with regulatory requirements. **Job Responsibilities:** ... using proven evaluation strategies. + Identify, escalate, and record operational errors, performing risk analysis. + Review...7 years of experience in controls, audit, quality assurance, risk management, or compliance . + Experience in… more
- JPMorgan Chase (New York, NY)
- …in financial services industry with background in controls, audit, quality assurance, operational risk management, or compliance ; or equivalent subject ... timely remediation of these issues. You will also assist in top-down risk analysis, real-time control issue detection, escalation, root cause analysis, and… more
- TD Bank (New York, NY)
- …while partnering with 2nd Line functions including Algo Risk Control (ARC), Compliance , Operational Risk , and Model Validation. The program covers all ... for Issues Management including the timeline identification, escalation, and remediation of Operational Risk Events and regulatory violations. + Collaborate with… more
- JPMorgan Chase (New York, NY)
- …or similar degree required. + Experience in risk management, control management, Compliance , Audit, and/or operational risk . + Proven ability to ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition of individual achievements and contributions.… more
- JPMorgan Chase (Jersey City, NJ)
- … risk activities, reporting and project initiatives. + Interact with Internal Audit, Compliance , Conduct & Operational Risk (CCOR) and Cybersecurity & ... highly desirable. + Experience in, or working with: Audit, Compliance , Operational Risk and/or Control...compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition of individual achievements and contributions.… more
- JPMorgan Chase (Brooklyn, NY)
- …control environment of the respective Line of Business or Corporate Functions, inclusive of Operational Risk , Compliance and Conduct Risks + Prepare the ... elevated residual risk + Complete the quarterly Compliance and Operational Risk Summary...compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition of individual achievements and contributions.… more
- Wells Fargo (New York, NY)
- …the origination, modeling, portfolio management, and all risk management including compliance and operational risk . Review and analyze complex business ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Bank of America (New York, NY)
- …for management of all aspects of risk , including strategic, market, credit, compliance , liquidity, operational , model, and reputational risk matters to ... Risk Analysis Sr. Manager Charlotte, North Carolina;New York,...in one or more of these asset classes - ** Equities , FX, Commodities, Interest Rates, Credits** . Bachelors or… more
- ADP (Roseland, NJ)
- …that has a multi-disciplinary approach in cyber and information security and compliance , operational risk management, client security management, workforce ... and keep security specialists focusing on delivering next generation risk reduction and threat mitigation initiatives. Whether it's reporting, brainstorming,… more
- American Express (New York, NY)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... internal control framework supporting Finance (including integrated audits that consider financial, operational , compliance and technology risk ) to ensure… more
- American Express (New York, NY)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... or equivalent experience in accounting or finance related field; + Background in Compliance + Experience and understanding of Privacy risk - in particular,… more
- S&P Global (New York, NY)
- …+ Provides high-level administrative and operational support to Ratings Compliance & Risk senior leadership, including specific support for the ... Administrative Assistant to provide support to the New York office of the Ratings Compliance & Risk department, reporting to the Global Chief Matrix Officer,… more