- New York State Civil Service (New York, NY)
- NY HELP Yes Agency State Comptroller, Office of the Title Auditor 1 (Abandoned Property), SG-18, Auditor Trainee 2 (Abandoned Property), SG-16, Auditor ... with the New York Abandoned Property Law.* Reviews the holder's accounting and internal control policies and practices to evaluate the manner in which they report… more
- MUFG (New York, NY)
- …of our recruitment team will provide more details. **Job Summary:** The Senior Auditor I role within Internal Audit is responsible for leading independent, ... process (eg planning, fieldwork testing, reporting, issues validation, etc.). The Senior Auditor I also establish direction for staff on more complex audit… more
- JPMorgan Chase (Jersey City, NJ)
- …or related occupation. Skills Required: Requires experience in the following: Conducting internal and external audits in securities , derivatives, and client tax ... considering business and technology risks; Assessing the probability and impact of internal control weaknesses; Complying with Securities Exchange Act rules,… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** **Preferred Qualifications:** The Senior Auditor is responsible to perform and document audit test steps for ... on more critical areas of the audit. The Senior Auditor participates in some aspects of planning of audits...the highest level of Customer service when dealing with internal partners, vendors or our Customers - WOW at… more
- MUFG (New York, NY)
- …will be subject matter expert reporting to the Director - Credit Risk within Internal Audit for the Americas (IAA). This role will include ownership and execution of ... within industry best practices, applicable standards and regulations, and internal and external professional practice expectations. + Actively participate to… more
- Bank of America (New York, NY)
- …Administration. + Chartered Financial Analyst (CFA), Financial Risk Manager (FRM), Certified Internal Auditor (CIA) or relevant securities licenses ... is responsible for overseeing assigned areas of audit work acting as an Auditor -in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs).… more
- TD Bank (New York, NY)
- …I **,** you will provide subject matter expertise in executing audits of TD Securities and other applicable Lines of Business. in addition, you may lead moderately ... across the business. + Review and identify failures in internal processes and recommend improvements to enhance operations. +...audit, providing supervision and assignments to team members as Auditor In Charge as well as reviewing work papers… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- City National Bank (New York, NY)
- …Investment Risk Specialist (CFIRS) Or * Certified Public Accountant (CPA) Or * Certified Internal Auditor (CIA) Or * Certified Information Systems Auditor ... the Audit Director of Wealth Management, is a leadership role as an auditor -in-charge for managing complex Wealth Management audits and assist the Audit Director in… more
- Citigroup (Queens, NY)
- …of Board of Directors and Senior Management Presentations and Analyst Packages, internal controls on Regulatory data integrity, data quality improvement projects as ... relevant Risk & Controls team, maintain and continue to enhance an effective internal control's structure to satisfy the MCA Risk and Controls requirements. + Lead… more
- TD Bank (New York, NY)
- …issues pertaining to the assigned business areas in TDS. + Liaise with internal auditor and regulators during examinations on valuation related topics Executives ... accurate and timely reporting, controls, and governance for valuations at TD Securities . This role will liaise with Front Office, Information Technology, Risk,… more
- MUFG (New York, NY)
- …including FX and FX Options, Interest Rate Derivatives, and secondary market securities Sales and Trading (ie, equities, credit, fixed income, securitized products). ... within the associated areas of operations, risk management, regulatory environment, or internal audit + BA/BS degree or equivalent experience in finance, business or… more
- MUFG (New York, NY)
- …of management and employees PROFESSIONAL CERTIFICATIONS + Certified Information Systems Auditor (CISA) + Certified in Risk and Information Systems Control (CRISC) ... related risk assessment/testing methodologies evaluating the adequacy and efficiency of internal controls, and identifying issues resulting from internal and… more
- Scotiabank (New York, NY)
- …Ensures all activities conducted are in compliance with governing regulations, internal policies, and procedures. **What You'll Do** + Champions a customer ... including the IT Risk Management Policy and Framework. + Work closely with internal and external IT auditors on audits and regulatory exams to demonstrate compliance… more
- MUFG (New York, NY)
- …+ Apply valuation methodologies in line with MUFG's valuation policy + Respond to internal / external auditor inquiries and coordinate valuation reviews + Create ... Assist in the presentation of valuation results to various internal committees and external auditors + Work closely with...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Mizuho Corporate Bank (New York, NY)
- …Interpretation Forum, handling communication with outside of reporting production team (eg Internal Auditor , Quality Assurance, and FRB) and Change Management ... EUC controls. + Working knowledge of financial products (eg loans, deposits, securities , derivatives, money market products, repos etc.). + Strong ability to handle… more
- MUFG (Jersey City, NJ)
- …required; advanced degree a plus + PMP, Certified Information Systems Auditor (CISA) certification preferred; other information risk related certification (eg, ... skills based on PMBOK. + Experience with testing or internal audit. The typical base range for this role...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- MUFG (Jersey City, NJ)
- …procedures consistent with the bank information security policy. + Working with internal and external auditors to demonstrate and provide evidence of security ... a plus - Imperva Database Security Specialist (IDSS),Certified Information Systems Auditor (CISA), Certified Ethical Hacker (CEH), Certified in Governance, Risk and… more