- JPMorgan Chase (New York, NY)
- **Job Summary** As a Control Management Vice President within our dedicated team, you will be tasked with maintaining a sustainable and disciplined end-to-end ... control environment for the line of business. Your responsibilities...capabilities, and skills** + Basic understanding of trade-life cycle, equity & markets + Prior front office exposure preferred… more
- Scotiabank (New York, NY)
- …of internal controls relating to wholesale bank and trading operations and internal control within the US This Manager's role will focus on Internal ... Manager, US Internal Control and Global Wholesale...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- Bank of America (New York, NY)
- …of electronic trading regulatory trends and future requirements **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of America and ... along with the power to make a difference. Join us ! **Job Description:** This job is responsible for executing...Communications **Job Description Summary:** Coordinated risk oversight of electronic trading for FICC, Equities and/or Futures and… more
- Bank of America (Jersey City, NJ)
- …Education Requirement:** Bachelor Degree or equivalent working experience **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of ... along with the power to make a difference. Join us ! **Job Description:** This job is responsible for building...+ FINRA Series 57 licensed + Deep knowledge of Equities /Futures/Options/FX asset classes and algorithmic trading of… more
- JPMorgan Chase (New York, NY)
- …business has been a longstanding fixture of the JPMorgan Sales and Trading franchise and has historically provided liquidity in exotic options based notes ... and derivative structures. The Americas Rates trading business supports senior traders, primarily in the USD...of financial instruments and markets, implementation of a strict control environment, and ability to work in a team… more
- TD Bank (New York, NY)
- …legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues ... a wide range of TD Securities business lines including equity derivatives, fixed income, credit derivatives, commodities, foreign exchange,...and the financial guardian of the TDS sales and trading activities. + Ensure overall Product Control … more
- Citigroup (New York, NY)
- …Market Risk **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $176,720.00 - $265,080.00 ... Markets and oversees market risk coverage of the Global Equities desks. The Equity Market Risk team...long-term basis for various financial products traded in Global Equities . Individuals monitor trading limits and are… more
- Scotiabank (New York, NY)
- …to help support your unique family, financial, physical, mental, and social health needs. Location(s): United States : New York : New York City || United ... Manager, US Internal Control - E-Communication Surveillance...equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income… more
- Bank of America (New York, NY)
- …+ Strong time-management skills. + Ability to meet deadlines **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of America ... along with the power to make a difference. Join us ! **Job Description:** This job is responsible for executing...and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. Key responsibilities include ensuring… more
- SMBC (New York, NY)
- …SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of ... **Job Summary** The Nikko Securities America, Inc. middle/back office Business Control Officer is a business-aligned change agent and risk management individual… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...of contact for key internal partners including Algo Risk Control (ARC), Model Risk, Model Validation, Compliance, Audit, and… more
- Citigroup (New York, NY)
- …the Equity Funding desk. By joining this desk, you will be responsible for trading Equity Swaps, repos, stock loan, FX swaps and interest rate swaps. The ... the continued growth of the wider Prime, D1 & Equities business at Citi. You will also be expected...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- Scotiabank (New York, NY)
- …to help support your unique family, financial, physical, mental, and social health needs. Location(s): United States : New York : New York City Scotiabank is a ... and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives,… more
- Scotiabank (New York, NY)
- …to help support your unique family, financial, physical, mental, and social health needs. Location(s): United States : New York : New York City || United ... Communication Specialist, US Information Security & Control **Requisition...equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income… more
- Scotiabank (New York, NY)
- …success of the Quality Assurance / US Internal Controls in the United States . Ensure specific individual goals, plans, initiatives are executed / delivered ... Senior Manager, Quality Assurance, US Internal Control **Requisition ID:** 214343...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- Bank of America (New York, NY)
- …Familiarity with different data types - orders, executions, market data **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of America ... along with the power to make a difference. Join us ! **BACKGROUND** Global Risk Management (GRM) leads bank-wide initiatives...how best to structure data sourcing and data quality control strategy for GRM so it can unlock business… more
- Bank of America (New York, NY)
- …+ Reporting + Issue Management + Talent Development + Coaching **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of America and ... along with the power to make a difference. Join us ! **Job Description:** This job is responsible for performing...services and applicable compliance rules and regulations. + Securities trading experience in equities , bonds, options, futures… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...out of a global Investment Banking Compliance program and Control Room across Canada, US , Europe and… more
- Citigroup (New York, NY)
- …Capital Markets **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $250,000.00 - ... across Wealth (ie Financial Advisors, Bankers, Investment Counselors and Control Functions), as well as in Markets (ie Sales...Functions), as well as in Markets (ie Sales and Trading desks across all asset classes and the Multi-Asset… more
- Mizuho Corporate Bank (New York, NY)
- …areas below highly preferred (but not required): + Equity sales and trading , futures or research (including cash equities , electronic and program trading ... activities are coordinated. + Work with IADA Director/MD and equity , futures & research management to identify control...its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading ,… more