- SMBC (White Plains, NY)
- …and detail-oriented Credit Policy & Governance Vice President to join Credit Portfolio Risk team. The person will utilize previous experience in Risk ... Management to play an active role in supporting the Credit Risk Frameworks, establishing Policies to ensure adherence with documented processes, methodologies… more
- MUFG (New York, NY)
- …and Risk Initiatives. The role will support the end-to-end counterparty credit risk reporting and data framework. **Major Responsibilities:** **Review daily ... support the reporting team in breach remediation of counterparty credit risk limits** **Work with the ...reporting packet, and ad hoc management reports** **Participate in audit and regulatory engagements relating to overall CCR framework… more
- MUFG (New York, NY)
- …and deliver credit training programs (on-site and virtually) to enhance credit risk analysis skills, product specific knowledge, and an understanding of ... materials to address critical needs. + Develop content for Credit Risk Newsletters distributed enterprise wide. +...+ Work in cooperation with business line, product groups, risk , audit , and human resources to develop… more
- MUFG (New York, NY)
- …+ Extensive experience preferred in audit area of Wholesale Lending or Credit Risk coverage or equivalent (Leverage Lending, Asset Based Finance, Structured ... of our recruitment team will provide more details. The Vice President role within Internal Audit is...+ Review and challenge audit staff and audit judgment in scoping, risk and control… more
- Citigroup (New York, NY)
- …proactive Control Reviews, MCA oversight & challenge, Enterprise & Ops specific Risk Initiatives, Audit Interface and oversight, Issues & CAP ... products and services including: + Fixed Income (FX, Rates, Credit , Muni, Cash and Derivatives) where Citi is consistently...Finance industry with a focus on Capital Markets, Operations, Risk and Controls governance, regulatory and audit … more
- HSBC (New York, NY)
- …including examinations, inquiries and investigations and liaise with the relevant Internal Audit , and control functions (eg, Finance, Credit , HR, Corporate ... Line of business Compliance Officer, MSS is the senior Risk Steward responsible for independently challenging the MSS GDM...and responsibilities including, but not limited to As our Vice President MSS Advisory Compliance - Global Debt Marketyou… more
- SMBC (New York, NY)
- …across risk assessment and findings remediation. * Partner with audit colleagues in other business verticals and/or geographies to share best practices ... diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more...NYS DFS 500, FFIEC, etc ) + Knowledge of audit techniques, risk and internal controls assessment,… more
- SMBC (New York, NY)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... to its employees. **Role Description** SMBC is seeking an Audit & Regulatory (ARM) Senior Manager who continues to...+ Have designations in the information security and IT risk fields such as CISA CISSP CISM CRISC +… more
- Citigroup (New York, NY)
- …and unparalleled access to capital and liquidity. Citi Finance, Market and Credit Risk Technology develops innovative technology solutions and is focused ... and our communities where we live and work. Wholesale Credit Risk team within ICG-IT supports a... Risk , Retail Risk , Market Risk , Internal Controls, Internal Audit and Operational… more
- Citigroup (New York, NY)
- …Work in close partnership with control functions such as Legal, Compliance, Market and Credit Risk , Audit , Finance in order to ensure appropriate governance ... and margin methodology and product platform and establish risk framework guidelines + Negotiate margin and credit... risk framework guidelines + Negotiate margin and credit protection clauses with client, and participate in Best… more
- Citigroup (New York, NY)
- …Work in close partnership with control functions such as Legal, Compliance, Market and Credit Risk , Audit , Finance in order to ensure appropriate governance ... responsible for overseeing a trading book and managing book risk , in coordination with the Trading team. The overall...Oversee a trading book and generate revenues and manage risk for the respective business + Coordinate with Sales,… more
- Citigroup (New York, NY)
- …Work in close partnership with control functions such as Legal, Compliance, Market and Credit Risk , Audit , Finance in order to ensure appropriate governance ... The Trader will be responsible for managing FX option risk and making prices to our franchise in vanilla...book and deliver on budgeted revenues and manage book risk + Establish and maintain key relationships to deliver… more
- SMBC (New York, NY)
- …inefficiencies that may need enhancement. **Qualifications** + 5+ year experience in Audit / Operational Risk / First Line Control Testing with strong ... Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices… more
- Citigroup (New York, NY)
- …**Work in close partnership with control functions such as Legal, Compliance, Market and Credit Risk , Audit , Finance in order to ensure appropriate ... market trends and identifying opportunities** **Modelling Payoffs, and running and assessing Risk and P&L impact** **Ability to create customized back tests and… more
- SMBC (White Plains, NY)
- …related technology expenditure. + Partner with internal control functions including compliance, audit , risk management, HR and business continuity to address ... Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices… more
- SMBC (White Plains, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking an experienced Audit Manager - IT Infrastructure ( Vice President) with 7-10 years' experience ... diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more...focusing on IT infrastructure in support of integrated audits. Audit , or risk and control experience with… more
- SMBC (White Plains, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking an experienced Audit Manager - IT Infrastructure ( Vice President) with 7-10 years' experience ... diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more...on IT infrastructure in support of integrated audits. + Audit , or risk and control experience with… more
- SMBC (New York, NY)
- …Risk Management Department Americas Division (RMDAD) has an opening for an Associate/ Vice President in the Liquidity Risk Management Group. This position ... diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more...+ Engage with internal audit during annual audit of liquidity risk ; remediate findings as… more
- BMO Financial Group (New York, NY)
- …various risks and controls associated with Capital Markets' business activities, including market risk , credit risk , operational risk . + Knowledgeable ... including electronic communication surveillance systems, transaction reviews, Deal reports, risk assessments and attestations. **KEY ACCOUNTABILITIES** The Vice … more