- JPMorgan Chase (New York, NY)
- …business, its process and regulatory complexities and reports into the Global Head of Mortgage Solutions. The Mortgage product team aims to enable the ... member global mortgage product team. **Global Mortgage Product ** The Head of Mortgage Product...and efficiencies. It also helps adapting to a dynamic regulatory framework. To achieve its goals, the product… more
- Santander US (New York, NY)
- Head of US Surveillance, SCIB Compliance New York, United States of America **USA Job Family Description** As the Head of US Surveillance, you will be part ... of the Global Surveillance team within the SCIB Compliance and Conduct function. Your objective will be to...line with internal procedures and guidance. + Understand relevant regulatory developments, business model, trading platform and product… more
- TD Bank (New York, NY)
- …TD Securities Compliance team is seeking a Director level Global Head of Surveillance Quality Assurance. Department Overview Our team of trusted Surveillance ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $300,000 USD TD is...good governance depends on us. Job Description The Global Head of Surveillance Quality Assurance will lead a specialized… more
- Citigroup (New York, NY)
- The Head of USPB Fair Lending Advisory reports to...(eg, MBA or JD) is preferred. **Job Family Group:** Compliance **Job Family:** Product Compliance ... the Head of the Office of Fair Lending and Privacy...for and respond to internal audit, CFPB and OCC regulatory reviews and exams; + Lead the team in… more
- Wells Fargo (New York, NY)
- …accountable for the overall success and strategic direction of the business. Ensuring regulatory compliance is paramount. This role requires years of experience ... and in a timely manner_ + _Communicate bank policy information and strategy between the product head and relevant trading personnel_ + _Lead a team of managers… more
- Citigroup (New York, NY)
- The Head of COO Technology will partner to define...a large part to play in the delivery of regulatory critical milestones that are committed in Citi's response ... to it's Consent Order. The Head of COO Technology role is key to ensuring...organization in order to keep pace with ever growing regulatory demand, driving an outcome-based approach whilst pioneering a… more
- SitusAMC (New York, NY)
- …team covering the US region. The successful candidate will report to the SLF Global Head of CRE based in London. The primary responsibility is to lead and manage a ... impact current lending. Provide regular senior management information and regulatory updates, including Global/Regional Industry reviews. **Key Accountabilities** +… more
- Citigroup (New York, NY)
- …of working remotely with global colleagues and teams in matrix environment + Compliance and regulatory experience (knowledge of client and transaction reporting) ... industry supported by unrivalled card acceptance. The Global Commercial Cards CitiService Head is part of the Payments CitiService Leadership team under Services… more
- Guardian Life (New York, NY)
- …Evangelize data-informed decision-making and establish continuous improvement practices. + Oversee compliance with regulatory and privacy requirements during the ... a transformational leader to join our team as the Head of Data and AI, Corporate Functions. Working closely...Data and AI strategy for our Finance, Legal & Compliance and Human Resource functions to drive business value… more
- Neuberger Berman (New York, NY)
- …** Compliance & Risk Management:** + Understanding of complex regulatory requirements and development of processes that mitigate/minimize control risks. + ... an experienced and dynamic individual to join Neuberger Berman as the Head of our Business Enablement and Operations Intermediary team. The successful candidate… more
- TD Bank (New York, NY)
- …of the COE. This role ensures that products and services meet all risk, regulatory and compliance guidelines. This role involves setting strategic target state ... role. **Line of Business:** Technology Solutions **Job Description:** + Job Profile SummaryThe Head of Technology Testing & QA is responsible for leading the design,… more
- Citigroup (New York, NY)
- …approve all client agreements and fee structures + Coordinate with Legal and Compliance on regulatory matters Matrix Leadership & Collaboration: + Orchestrate ... North America and EMEA, with significant growth opportunities across all regions. As Head of Art Advisory, direct a team of specialists while collaborating across… more
- S&P Global (New York, NY)
- …as revenue retention rates, market share and client satisfaction scores. + Ensure compliance with regulatory and corporate governance requirements in all sales ... team is sales focused, energetic, and intellectually curious. **The Role:** The Head of Financial Services and Sponsors is a pivotal leadership position responsible… more
- Citigroup (New York, NY)
- The Head of Wealth Application Strategy is responsible for delivering innovation in overall product analysis, design, development, and production support for the ... and dynamic situations including drawing from internal and external sources. + Manage regulatory agenda in line with broader business goals and work with other key… more
- Truist (New York, NY)
- …are met Ensure that GFOS establish and maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Participate as needed with ... Governance space; Creative and thought leader to continuously improve product and solution suite to meet the needs of...across all LOBs in Truist to ensure that the product /service offering of GFOS and Legal meet the needs… more
- S&P Global (New York, NY)
- …This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of Documentation and ... that span client reference data collection and management, client lifecycle management, regulatory compliance , and document management. + ** Regulatory … more
- Englewood Lab, Inc (Totowa, NJ)
- …Affairs Department: Quality/ Regulatory Responsibilities: + Assist the Manager of Regulatory Affairs to create and collate product master files (dossiers), ... statement, other global jurisdictions, etc. (as applicable). + Ensure compliance to all SOPs and other regulatory ...Cosmetic listings, etc.), under the direct supervision of the Head of Quality/ Regulatory . + Assist the Manager… more
- Mizuho Corporate Bank (New York, NY)
- …creation and expansion of this new team. The role reports into the Head of Operations Regulatory Reporting. Responsibilities + Generate, submit, and/or monitor ... + Establish strong working relationships with multiple areas across Mizuho including compliance , risk, accounting, product controls, legal, etc. + Maintain… more
- Guardian Life (New York, NY)
- …expertise in federal and state regulations. + Serve as a regulatory compliance subject matter expert to Product , Sales and Client Management, Marketing and ... Team? This role will be primarily responsible for providing regulatory compliance support and monitoring of the...Compliance Lead, you will report to our Senior Compliance Leader, who reports to the Head … more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Product Transformation Executive to join the Treasury Transformation...supporting Liquidity. This role will report directly to the Head of Treasury Transformation and have extended accountability to… more