- Citigroup (New York, NY)
- The Business Risk and Control ...requirements and support sound operational and compliance risk management. + Apply knowledge of the business ... process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy...**Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time… more
- Morgan Stanley (Purchase, NY)
- …committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** * Business Risk and Control Manager, VP* **Location:** ... business units to ensure continued adherence to the risk and control framework and provideongoing ...and are operating effectively in preparation for all audits, compliance exams, and regulatory inquiries. * . * Risk… more
- Citigroup (New York, NY)
- ** Risk Analytics Business Risk and Control Group Manager - C14** **Organization Overview:** Citi Markets Operations is currently at a pivotal point in ... range of internal stakeholders including Sales and Trading Desks, Compliance , Legal, Finance and HR; alongside having significant interaction...and products. **Job Purpose:** The ** Risk Analytics Business Risk and Control Group… more
- Citigroup (New York, NY)
- …degree, Master's degree preferred **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary ... + Keep the Business aware of the risk and control environment of the ...a robust Manager's Control Assessment (MCA) in compliance with the Citi Operational Risk Policy.… more
- Citigroup (New York, NY)
- The Business Risk and Control ...for resolution. + Support in dealing with Operational and Compliance Risk in accordance with established Policy ... degree, Master's degree preferred. **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr...is focused on Implementing coverage of Data / IT Compliance capabilities to drive data quality control obligations ... Compliance and Quality controls. **Responsibilities** + Drive compliance with Citi Data Control Standard through...and Escalation path Satisfaction to Governance Committees (eg, Finance Business Risk and Control Committee,… more
- Amazon (New York, NY)
- …Accounting/Auditing, or other related fields * 10+ years of experience in security risk management, regulatory, or compliance role, preferably in a large, ... and experience working with auditors/regulators * Skilled in making complex business / risk trade-off recommendations and decisions * Experience communicating… more
- American Express (New York, NY)
- …Functions Control Management team within AENB will serve as the business unit Control Management function for several corporate groups including Corporate ... (CA&C); Colleague Experience Group (CEG), General Counsel's Organization (GCO); Global Risk & Compliance (GRC); Enterprise Strategy (ES); and American… more
- Amazon (New York, NY)
- …on complex security risk issues. Basic Qualifications - 6+ years of compliance , audit or risk management experience - Knowledge of Microsoft Office products ... a part of a rapidly expanding $35 billion-dollar global business . At Amazon Business , a fast-growing startup...Unlock your career potential. We are seeking a Security Risk Manager from diverse backgrounds, who are creative problem… more
- NatWest Markets (Stamford, CT)
- …looking for someone with a technical and risk mindset to advise business leads to continually refine our control environment within electronic trading + ... Control and supporting the global Director of Algorithmic Risk Control , you will have full ownership...reviews of control design specifications + Perform control effectiveness assurance + Collaborate with business … more
- Amazon (New York, NY)
- …applicable to the Last Mile business , assess effectiveness of existing risk and control concepts, and propose innovative mitigation strategies that enable ... will set program objectives, assign appropriate metrics that measure success, and drive business changes that reduce risk . You will work collaboratively with … more
- Citigroup (New York, NY)
- … Business Management, Operations, Technology, Finance, other Control Functions, and In- Business Risk to address compliance issues which may impact the ... Serves as a function/ business /product compliance risk officer...degree preferred **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk… more
- Bank of America (New York, NY)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. ... activities to provide independent compliance and operational risk oversight of FLU or Control Function...and Options flows focused primarily on AMRS. Working with business & control partners to build uniform… more
- Citigroup (New York, NY)
- …+ Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through a robust control framework and ensuring that reviews ... areas. + Additional duties as assigned. + Appropriately assess risk when business decisions are made, demonstrating...degree preferred **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk … more
- Bank of America (New York, NY)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. ... activities to provide independent compliance and operational risk oversight of FLU or Control Function... business activities in line with BofA Global Compliance and Operational Risk Program. + Participate,… more
- Robert Half (New York, NY)
- …meaningful relationships across the firm and in the community. Risk and Compliance interns gain knowledge in core business processes relating to banking, ... and asset management. Consultants will work within internal control frameworks, risk frameworks and regulator, compliance methodologies. Throughout Risk … more
- Bank of America (New York, NY)
- …for executing second line of defense compliance trade surveillance and operational risk oversight for a Front Line Unit, Control Function, and/or Third ... examinations + Engages in activities to provide independent compliance and operational risk oversight of FLU or Control Function (CF) performance and any… more
- Citigroup (New York, NY)
- …area of focus; Advanced degree preferred **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time ... Serves as a senior compliance risk analyst for the CBNA,...applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control… more
- Bank of America (New York, NY)
- …policies + Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance ... process, risk , Single Process Inventory and FLU/CF Risk and Control Self-Assessment related to themes...of business and functional experience in a Risk Management/ Compliance /Audit role or a highly regulated… more
- TD Bank (New York, NY)
- …Quality Control professionals are responsible for the execution of Quality Control reviews to assess Internal Audit's compliance with established standards ... (CIA a strong asset) + 10+ years of relevant experience (Audit, Global Compliance , Risk ) + Advanced knowledge of audit standards, procedures, laws, rules… more