- S&P Global (New York, NY)
- …supporting the sales business development and account management for our Regulatory trade and transaction Reporting global service. This position will be ... and the ability to manage complex relationships. Expertise in Regulatory Trade and Transaction Reporting (EMIR, Mifid, SFTR, SEC, CFTC, Canada) is a… more
- Scotiabank (New York, NY)
- Manager, Trade Floor Supervision, US Internal Control **Requisition ID:** 215282 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is ... an important bridge to this key global market for trade and investment flows across the Americas and the...and procedures, Global FX Code, industry standards and applicable regulatory requirements. **What You'll Do** + Champion a customer… more
- Veralto (New York, NY)
- …**In this role, a typical day will look like:** + Develop and implement Trade Compliance programs to ensure regulatory compliance for import and export ... trade regulations. + Oversee and provide guidance to the trade compliance team on compliance activities, including transaction screening, classification,… more
- TD Bank (New York, NY)
- …Department Overview: The Global Compliance Department is responsible for overseeing regulatory compliance across TDBG in accordance with the Global Compliance ... Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining compliance programs, including identifying and… more
- Citigroup (New York, NY)
- …gain understanding + experience in production and design of operations and regulatory reporting , KPIs, metrics and data management including associated controls ... external subject matter experts to design and produce key operational and regulatory Reporting , Metrics and management information solutions, including robust… more
- Scotiabank (New York, NY)
- …culture. **Senior Manager, US GTB Product Control - New York, NY** Global Transaction Banking (GTB) is the payments and transaction engine of Scotiabank. ... conducted are in compliance with governing regulations, internal policies and procedures. Reporting to the Director, US Head of Product Control, the incumbent is… more
- Scotiabank (New York, NY)
- …and analysis. + Generate ad-hoc reports to satisfy various financial and regulatory reporting requirements. + Investigate and resolve P&L discrepancies arising ... US GTB Product Control - New York, NY** Global Transaction Banking (GTB) is the payments and transaction...compliance with governing regulations, internal policies and procedures. + Reporting to the Senior Manager, US GTB Product Control,… more
- Scotiabank (New York, NY)
- …presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world. Global Banking & ... and COO areas coverage, requiring an individual with a good understanding of regulatory requirements and controls landscape within Global Banking & Markets (GBM). As… more
- SMBC (New York, NY)
- …conditions and risk appetite. Calculate counterparty exposures and potential losses for regulatory reporting including capital adequacy. Perform testing / due ... Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the… more
- SMBC (New York, NY)
- …as well supporting settlement, trade support, and internal as well as regulatory reporting . The position requires an in-depth understanding of the new issue ... form of identifying duplicate orders among other tasks, facilitating hedges, booking/matching trade tickets, booking P&L, reporting to various parties including… more
- JPMorgan Chase (New York, NY)
- …+ Experienced in operational audit and compliance preferred + Experienced in regulatory capital calculation and reporting infrastructures + exposure to ... Liquidity Policy, you will help to interpret and provide guidance on US regulatory capital and liquidity rules for current, pending, and proposed strategic business… more
- Scotiabank (New York, NY)
- …+ Knowledge of relevant SEC and FINRA rules and regulations including transaction reporting , best execution, market access, Consolidated Audit Trail (CAT) ... presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world. Global Banking &… more
- SMBC (New York, NY)
- …securities and other laws and regulations to create policies, procedures and reporting that reduce regulatory risk. Communicate analytical data effectively. ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...maintain thresholds, at-risk levels, and exposure limits. Prepare periodic reporting to analyze positions, compare to thresholds, and ensure… more
- Citigroup (New York, NY)
- …colleagues use, defending the firm from cyber-attacks, and processing every loan, transaction , trade , and customer request that comes into the firm. ... organization and oversees Controls, Analytics and Decision Management, Quality Assurance, Regulatory Management, Data and Transformation for Technology, as well as… more
- Citigroup (New York, NY)
- …+ Ensure adherence to all internal policies and compliance to legal and regulatory requirements. + Process all client transactions and respond to all inquiries, from ... fraudulent transactions. + Take ownership of client investigations (eg, statement reporting issues and pricing inquiries) and collaborate with operational and middle… more
- Bank of America (New York, NY)
- …evaluation and research on different use cases and scenarios for the trade surveillance - market disruption, market manipulation, financial or regulatory ... with the modeling team to provide market structure and regulatory expertise to build surveillance models. . Participate in.... Works in the development, execution, and enhancement of reporting to allow Risk and business partners to effectively… more
- Citigroup (New York, NY)
- …Trading on Syndicate transactions. + Support pre deal & instrument setups, associated regulatory filings, Syndicate trade management through to Front to Back ... Banking businesses and have significant impact across the lifecycle of a trade . We partner extensively with a range of internal stakeholders including Front… more
- JPMorgan Chase (New York, NY)
- …securities. + Review and analyze valuation committee materials, including form N-LIQUID reporting , Reasonably Anticipated Trade Size assumptions, and derivative ... have a strong background in fund administration, accounting oversight, and financial reporting , with a proven track record of managing complex fund structures and… more
- Mizuho Corporate Bank (New York, NY)
- …Experience dealing with rating agencies, due diligence, risk weight and other regulatory reporting , and credit/underwriting processes The expected base salary ... meetings with existing and prospective customers + Negotiate term sheets and transaction documentation with new and existing customers + Prepare credit and ratings… more
- Scotiabank (New York, NY)
- …and projects as assigned. **What You'll Bring** + Strong understanding of the Regulatory Landscape + Knowledge of Transaction Monitoring systems (ie, Oracle ... an important bridge to this key global market for trade and investment flows across the Americas and the...mitigation. + Assist in developing meaningful, robust metrics and reporting of findings and progress against remediation objectives +… more