- Citigroup (New York, NY)
- Serves as a function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- JPMorgan Chase (New York, NY)
- …the status quo and striving to be best-in-class. As an Intraday Payments Risk Vice President on the Commercial and Investment Bank (CIB) Wholesale Credit Risk ... expertise to JPMorganChase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...Expert for WCR on the payments Lines of Business, product offerings, payments flows and systems. **Job Responsibilities** +… more
- JPMorgan Chase (New York, NY)
- …the status quo and striving to be best-in-class. **Job Summary** As a Vice President , Conventional Underwriter in the Agency Lending Credit Risk department, ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...requests for various multifamily asset types nation-wide with thorough product knowledge of Agency guidelines. + Independently manage the… more
- SMBC (New York, NY)
- …Summary** The Nikko Securities America, Inc. middle/back office Business Control Officer is a business-aligned change agent and risk management individual ... Business Unit interaction with 2nd LoD functions including Risk Management and Compliance . **Scope** The Nikko Securities America, Inc. Midback Business Control … more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead Vice President covering the Futures and ... product initiatives. Additionally, you will partner with other Compliance and Legal teams on assessing and measuring ...Assist in creating and preparing the FCM Annual Chief Compliance Officer Report. + Create, update and… more
- Citigroup (New York, NY)
- …and closing gaps across all stages of the lifecycles. The third party risk officer will work with Product and Cluster teams to ensure appropriate execution ... This role will also be the Third Party Risk Officer (TPO) for TTS FMIs and agent banks aligned...of third party controls and drive compliance with all applicable regulations, policies, and law in… more
- MUFG (New York, NY)
- …customers** + Responsible for the management of a portfolio as a credit officer + Perform due diligence and regularly scheduled reviews + Analyze credit risk ... and directly to various related parties throughout the bank, business line, product groups and credit divisions + Maintain direct communication with assigned… more
- JPMorgan Chase (Melville, NY)
- …The Portfolio Banker will also have responsibility for annual coverage review of product sets and delivering the products and services of the firm to clients. ... + Oversee, escalate and resolve issues, including any AML-identified compliance issues, as well as any reputational or negative media issues, in coordination with… more
- Citigroup (New York, NY)
- …Institutional Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP ** **Description** Citi's Commercial ... the ICM CCR Funds UW Team and will based in NYC. The Funds UW Credit Officer facilitates the end-to-end lending process and is essential for the delivery of a wide… more
- Citigroup (New York, NY)
- …business. Requires basic commercial awareness. Must have basic understanding of Product Ownership, Project Management, and Data Governance. There are typically ... Book of Work execution for Operational Risk Applications in the capacity of Product Owner + Manage adherence with all Citi Internal Processes including but not… more
- Univision Communications, Inc (New York, NY)
- …our business strategy. The Law, Policy & Integrity team is searching for a Vice President & Assistant General Counsel focused on Privacy Law, reporting directly ... to the Chief Privacy Officer . The role will provide privacy counseling on the...Proven transactional experience is also important to support our product attorneys and contract negotiations. YOUR DAY-DAY: + Manage… more
- NatWest Markets (Stamford, CT)
- …the proper operations of the department and the business._ **Job Description** The Compliance Advisory Officer reporting to the Compliance Advisory Lead ... Broker Dealer Advisory - VP Stamford,United States Permanent Full Time \#R-00246157 Our...will serve as a Sales and Trading Compliance Advisory and Conduct Risk Officer for… more
- BMO Financial Group (New York, NY)
- …and advisory services to clients around the world. #bmocapitalmarkets The ** VP , Operational Risk** **&** **Resilience, Investment & Corporate Banking (I&CB)** is ... of the Capital Markets Office of the Chief Operating Officer (CM OCOO), the CM ORR unit operates at...pace coupled with high quality execution of deliverables. The VP is expected to provide expertise, support, and resource… more
- M&T Bank (New York, NY)
- **Overview:** This Senior Vice President level role provides guidance on complex compliance risk management activities within the Institutional Client ... the organization prioritize compliance risks. + Assess compliance issues presented through complex new/revised product ...when situations warrant escalation to the M&T Bank Chief Compliance Officer , Legal, or when other consultation… more
- Touro University (Valhalla, NY)
- Overview The candidate will report to the Vice President of Research. Incumbent will manage all aspects of ongoingresearch studies. Attention to detail, ... of each project. + Direct liaison between sponsors/investigators and the research coordinator or Vice President + Establish research data and work flow plans. +… more
- Touro University (Hawthorne, NY)
- Overview The candidate will report to the Vice President of Research. Incumbent will manage all aspects of ongoing research studies. Attention to detail, ... protocols, progress, and project needs for clinical trials to product teams and senior management. + Interface with ORA,...York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330.… more
- Citigroup (New York, NY)
- The Client Data & Returns Attributions Lead Analyst is a VP level position under the Citigroup wide Client Analytics & Lead Finance Officer team. This team is ... include coverage leads (Corporate, Commercial, Private Bank, Financial Institutions), product heads (Markets, Banking, Services, Wealth, US Personal Banking), and… more