- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Audit Director , Financial Crimes Compliance (Hybrid) Capital One's Audit function ... personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Audit Director interested in becoming part of our Audit … more
- JPMorgan Chase (Jersey City, NJ)
- …our organization. In addition, you will be responsible for managing ongoing risk assessment, control identification, audit execution and continuous ... a lot of innovation and change! As an Internal Audit Executive Director - CIB Technology, you will...audit plan, coverage and execution + Performing detailed risk and control assessments to define the… more
- Capital One (New York, NY)
- …programs to ensure adequate coverage of risk and sufficient rationale for audit scope. Maintains close control over budget, schedule and quality. + ... (22957), United States of America, New York, New York Audit Director , IT Audit - Payment...on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes. +… more
- Morgan Stanley (New York, NY)
- …Planning function is comprised of multiple staff that reside within the Finance and Risk audit teams. Audit 's Capital Planning function is responsible for ... seeking someone to join our team as an Executive Director who will have responsibility as the Audit...quality and effectiveness of Morgan Stanley's system of internal control , including risk management and governance systems… more
- Scotiabank (New York, NY)
- Director , US Cybersecurity and Infrastructure Audit **Requisition ID:** 203015 **Salary Range:** 220,000.00 - 250,000.00 _Please note that the Salary Range shown ... together to drive ambition for every future! **Purpose** The Director of US Cybersecurity and Infrastructure Audit ...teams on strategy execution. + Establishes and leads the audit strategy, universe, risk assessment and plan… more
- Wells Fargo (New York, NY)
- …this role:** Our Enterprise Technology Audit Group (ETAG) is seeking a Senior Audit Manager - Executive Director who will provide leadership in the audit ... an annual cycle, not just project cycle + Ensure audit engagements are risk -based, and executed according...through use of formal sample selection tools, process and control flow-charting, and audit methodology compliance +… more
- Ankura (New York, NY)
- …Overview: Ankura Consulting has a full-time position for a Director / Senior Director in its Audit Advisory Practice. Audit Managing Directors provide ... provide expertise on matters including an assessment of an audit firm's system of quality control , internal...investigations. Responsibilities: As a Director or Senior Director in the Audit Advisory Practice, you… more
- Morgan Stanley (New York, NY)
- …activities in order to assess risk and formulate a view on the control environment. The Internal Audit Division (IAD) drives attention and resources to ... quality and effectiveness of Morgan Stanley's system of internal control , including risk management and governance systems...of risk management processes. This is a Director level position within Business Audit , which… more
- American Express (New York, NY)
- …units. Identify and calibrate the primary sources of risk and design effective audit test plan to assess the control environment. Lead meetings with internal ... as we continue to expand and enhance the Internal Audit Group. Our assurance and risk professionals... Management teams to ensure that the key governance, risk management and internal control processes are… more
- Citigroup (New York, NY)
- The Audit Director is a senior level management position responsible for contributing to the strategic direction of Citi's Internal Audit (IA) function. The ... overall objective of the Audit Director is to direct audit activities that...the identification, measurement, management, reporting and controls in governance, risk and control environments. + Support and… more
- US Bank (New York, NY)
- …problem loan management, etc.). This role supports the Senior Audit Manager - Credit Risk , Senior Audit Director and Chief Audit Executive, in ... services designed to evaluate and improve the effectiveness of risk management, control , and governance processes of...with the Senior Audit Manager - Credit Risk and Senior Audit Director … more
- Bank of America (New York, NY)
- …+ Assist the Audit Director in the development of the strategy of audit coverage for AI risk management. + Manage and lead a team in the timely ... Sr Audit Manager - AI model risk ...critical model portfolios. **Responsibilities:** + Work closely with the Audit Director in the management of the… more
- Morgan Stanley (New York, NY)
- …to foster continual improvement of risk management processes. This is a Director level position within Business Audit , which is responsible for inspecting ... to diversifying its workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** *Internal Audit Director - Institutional Securities Group (Fixed Income)*… more
- Citigroup (New York, NY)
- …core business lines, Global Custody and Direct Custody, servicing institutional clients. The Risk & Control Director will execute the assessment, strategic ... provide governance over the quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control Policy, Control … more
- Citigroup (New York, NY)
- …with the LMS and Core Accounts team and the Global COO to implement the risk and control framework and policies, and partners with functions that cover ... The Core Accounts Controls & Regulatory Management (CRM) Manager, Director reports to the Liquidity Management Services (LMS) and...and functions * Up to date understanding of key risk and control concepts, tools and trends… more
- Bowery Residents Committee (Manhattan, NY)
- Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for ... accordance with management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external… more
- US Bank (New York, NY)
- …level management position that supports the Regulatory Compliance Audit Director /Senior Audit Director of the Risk Management and Compliance audit ... team. This role supports the Audit Director /Senior Audit Director , in providing...services designed to evaluate and improve the effectiveness of risk management, control , and governance processes of… more
- Grant Thornton LLP (New York, NY)
- As a Banking Compliance Risk Director , you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth technical ... field + Minimum 12 years of related work experience working in compliance, risk or internal audit departments at commercial/retail banks or other financial… more
- CIBC (New York, NY)
- … Appetite, Identification of Material and Emerging risks, Recovery and Resolution Planning, and Risk Culture. JOB PURPOSE The Executive Director , Head of Risk ... measurement in the US, accountable for supporting the Executive Director , Head of US Enterprise Risk Management...control policies and procedures as they relate to risk appetite, including those related to required controls over… more
- Citigroup (New York, NY)
- …**Review and assess new products and services in Wealth for inherent AML risk and determine that an appropriate control is established and operational ... paced, large global financial services firm in AML, compliance, audit , risk or other controls-focused risk...pressure or significant stress **Job Family Group:** Compliance and Control **Job Family:** AML Compliance & Risk … more