- Citigroup (Jersey City, NJ)
- … officer for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) team responsible for assessing compliance ... and reporting programs within an assigned region in accordance with the Compliance Independent Assessment (CIA) Plan. + Participating in the planning,… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... Compliance mandate by providing timely, proactive advice and independent second line oversight to the US Capital Markets,...rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US… more
- Citigroup (New York, NY)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) in the Office of Fair Lending responsible for assisting with ... around such processes, complete a section of an annual fair lending risk assessment pertaining to the operations and customer service areas of the business, assist… more
- Wells Fargo (New York, NY)
- …on compliance related decisions + Develop, oversee, and provide independent credible challenge to standards with subject matter expertise + Work with ... **About this role:** Wells Fargo is seeking **Senior** **Lead Compliance Officers** in Corporate Risk as part of **Equity Sales and Trading Compliance .** Learn… more
- SMBC (New York, NY)
- …with 2LOD and 3LOD stakeholders on key pillars of the Volcker Program, including Independent Assessment , Training, and CEO Attestation. + Help to oversee the ... rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day...and regional Volcker Offices on various aspects of Volcker compliance . The Director will be responsible for rigorously supporting… more
- Citigroup (New York, NY)
- + Independent Compliance Risk Management is Citi's second line compliance risk oversight function chartered to provide ongoing challenge and oversight of the ... oversight of key administrative and operational activities of the Independent Compliance Risk Management function. The ICRM...ICRM leadership team working daily with the Citi Chief Compliance Officer and the ICRM leadership team… more
- Citigroup (New York, NY)
- The Model/Anlys/Valid Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... and Risk Model Utility leads. + Implement a quarterly process for gap assessment between the Material Risk Inventory and scenario suite. + Implement process to… more
- MTA (New York, NY)
- Hearing Officer Job ID: 7789 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular Department: Date Posted: Jun 27, 2024 ... Description JOB TITLE: Hearing Officer SALARY RANGE: $85,000 - $100,000 HAY POINTS: 479...Under direction with some latitude for the exercise of independent action and judgment, conducts and presides over discipline… more
- Citigroup (New York, NY)
- …defense for wholesale and counterparty credit risk management and also with our Independent Risk partners to ensure best-in-class risk and controls, as well as ... for maximum efficacy. The Counterparty Credit Risk (CCR), Credit Portfolio Senior Officer is a senior-level position responsible for managing the Portfolio Health… more
- City of New York (New York, NY)
- …Division's responsibility is to support, monitor and ensure that BEDC is in compliance with Federal, State and local EHS laws and regulations. In addition, BEDC's ... EHS support to the in-house construction management team. - Monitor contractor compliance with EHS regulatory and contractual requirements, BEDC EHS Standards, and… more
- Citigroup (New York, NY)
- …unsecured lending compliance risk manager and thought leader for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... for developing and executing the strategy for the firm's Independent Compliance Risk Management (ICRM) program for...compliance strategy and risk appetite. + Representing Chief Compliance Officer in significant strategic initiatives as… more
- Citigroup (New York, NY)
- …function/business/product compliance risk manager and thought leader for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... for developing and executing the strategy for the firm's Independent Compliance Risk Management (ICRM) program for...compliance strategy and risk appetite. + Representing Chief Compliance Officer in significant strategic initiatives as… more
- Ankura (New York, NY)
- …risk assessments, policies, procedures, internal controls, and systems processes; + Prepare compliance reports for Compliance Officer , Senior Management, ... and prospects including business development and lead generation. + Conduct independent regulatory program reviews and Testing; + Drafting BSA/AML compliance… more
- M&T Bank (Iselin, NJ)
- … Advisor must understand when situations warrant escalation to the M&T Bank Chief Compliance Officer , Legal, or when other consultation is needed. The Senior ... the division is operating within the defined Enterprise risk framework and Board-mandated compliance risk tolerance + Assist with Risk Assessment Process +… more
- Bank of America (New York, NY)
- …rules, and regulations and adhering to policies + Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or ... Units and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM Program… more
- Citigroup (New York, NY)
- …The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer (CCO) Anti-Money Laundering (AML) / Bank Secrecy Act (BSA) and ... on critical AML issues, participate in key governance forums, risk assessment and training initiatives, and support reporting to executive governance groups.… more
- Bank of America (Jersey City, NJ)
- …Operational Risk (C&OR) Manager is responsible for engaging in activities to provide independent compliance and operational risk oversight of Front Line Unit or ... Compliance and Operational Risk Manager (Security Log Management)...As a member of an FLU or CF C&OR officer team, the C&OR Manager is accountable for proactive… more
- TIAA (New York, NY)
- …+ Demonstrates effective negotiation skills and a proactive approach in communicating compliance results and strength in sustaining independent views. + Requires ... addition to serving as a liaison with Audit and compliance testing functions during AML/Sanctions reviews, this individual will...and report results and issues to the TIAA BSA/AML Officer for further action. + Working with the business… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …will be a member of the Regulatory Law Group and will report to the VP Compliance Officer and Chief Regulatory Counsel. The successful candidate will be a US ... Regulatory Law Group and will report to the VP Compliance Officer and Chief Regulatory Counsel. The...policies to guide US Government business processes, including periodic assessment of changes or improvements needed to policies and… more
- Citigroup (New York, NY)
- …reporting including IA's Business Risk and Control Committee, Risk and Control Assessment for Management, oversight and monitoring compliance with the firm's ... methodology programs. The Internal Audit mission is to provide independent , objective, reliable, valued and timely assurance to the...Lead will report to the Internal Audit Business Controls Officer and will work closely with senior IA leaders.… more