- Capital One (New York, NY)
- …from federal and state laws and regulations, within an enterprise-level risk management framework. The Compliance Advisor Senior Manager also assists the ... Advisor Senior Manager works within the Compliance Management Program framework and is responsible...data and interpret to ensure a consistent and adequate compliance risk management + Maintain… more
- SMBC (New York, NY)
- …committees such as the New Product, Underwriting, Risk Management , Compliance , and Training committees. The Senior Compliance Officer role may ... and is responsible for overseeing the management of the broker dealer's compliance risk , and is represented by the Chief Compliance Officer as either a… more
- Scotiabank (New York, NY)
- Senior Manager, US Compliance Risk ...provides a full range of investment banking, credit and risk management products and services relevant to the ... together to drive ambition for every future! **Purpose** The Senior Manager, US Compliance Risk ...judgment in identifying risks to proactively escalate with relevant senior management . + Strong organizational, communication (oral… more
- Bloomberg (New York, NY)
- …and operational analysis, process documentation and improvements, financial modeling, reporting and senior management support to drive the strategic direction of ... to join our larger finance team supporting the Legal, Compliance , & Risk organization. In this role,...analysis; * Participate in the development of presentations for Senior Management , both on a regularly scheduled… more
- MetLife (Whippany, NJ)
- …The Senior Auditor is responsible for performing audits of financial, operational, and compliance risk management as well as legal management ... and internal controls. We are looking for a Senior Auditor who would be excited to join a...in model risk , operational risk , compliance risk , or legal management … more
- Google (New York, NY)
- …Bachelor's degree or equivalent practical experience. + 4 years of experience in compliance , risk management , investigation, auditing, legal, or consulting. ... will be part of a team responsible for core risk management and compliance including...to mitigate them. + Communicate findings and progress to senior leadership with executive-ready updates and thoughtful facilitation, and… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...of Business Risk Committee reporting/coordination, internal team management and senior management business… more
- Mount Sinai Health System (New York, NY)
- …of care, and minimize loss to protect the assets of the facility. The Senior Risk Manager supports the Risk Management staff on how best to review ... reports, and determination of priority of investigation given risk management assessment. 10. Collaborates with the Director/ Senior Director in developing… more
- Deloitte (Morristown, NJ)
- Financial Services Risk Management Senior Consultant Our practitioners have the opportunity to engage a diverse and challenging portfolio of projects which ... critical to the success of our clients. As a Senior Consultant, you will have opportunities to: + Learn...working experience related to product management , regulatory compliance , risk management or controls… more
- Citigroup (Rutherford, NJ)
- …the closure process and minimize Internal Audit reopens/returns + Support the Enterprise Risk Management Technology Team including Compliance and Controls on ... management of systems supporting global functions such as Compliance , Controls, Internal Audit and Risk , and...Senior Vice President) will be responsible for **Program Management ** coverage for the Enterprise Risk … more
- American Express (New York, NY)
- …#TeamAmex. The Global Risk & Compliance Organization (GRC) is an independent risk management function, led by the Chief Risk Officer, with the ... and enhance the efficiency and effectiveness of ORM exam management process. **The Senior Manager, Audit &...initiatives **Minimum Qualifications** + 4 years in a financial risk management function (eg, audit, compliance… more
- American Express (New York, NY)
- …structure that ensures operational risks are identified, assessed, and managed in compliance with enterprise Operational Risk Management programs and ... for a Senior Manager of Governance & Risk Advisory focused on ensuring control management ...Advisory will: + Operate as a front-door to Operational Risk Management (ORM) and help Business Unit… more
- Wells Fargo (New York, NY)
- …a Senior Business Execution Consultant to join the Legal Third Party Risk Management team. The team's overall primary objective is identifying, evaluating, ... to strategize, plan, and execute on Legal Third Party Risk Management team and Third Party programs...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Bank of America (New York, NY)
- Senior Auditor, IT Risk Management ...**Required Qualifications:** + 3+ years of experience in Audit, Compliance , Risk and/or other relevant risk ... This role provides a great potential for exposure to senior management across the company and opportunity...+ Attention to Detail + Internal Audit Review + Risk Management + Technical Documentation + Automation… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager, AML Financial ... risk matters and escalations. The US Financial Crime Risk Management (FCRM) Risk Assessment...of AML/ATF/Sanctions/ABAC Compliance programs + Works with senior business unit management /partners to develop proactive… more
- TD Bank (New York, NY)
- …recruiter who can provide you more specific details for this role. **Line of Business:** Risk Management **Job Description:** The ** Senior Group Risk ... leader will provide a comprehensive and diverse range of risk management expertise to business leaders. Leading...+ Serves as a source of expert advice to senior management in field of specialty; may… more
- Mount Sinai Health System (New York, NY)
- …of care, and minimize loss to protect the assets of the facility. The Senior Risk Manager supports the Risk Management staff on how best to review ... reports, and determination of priority of investigation given risk management assessment. 10. Collaborates with the Director/ Senior Director in developing… more
- TD Bank (New York, NY)
- …recruiter who can provide you more specific details for this role. **Line of Business:** Risk Management **Job Description:** The ** Senior Group Risk ... and discretion in interacting and communicating with staff and senior management of the Bank with respect...+ 5+ years relevant experience + Proficient knowledge of risk management , programs, policies, practices & reporting… more
- Deloitte (Morristown, NJ)
- …(GPS) Risk Management Team is currently seeking a full-time dedicated Senior Risk Manager/ Senior Negotiator with a primary focus on State, Local ... Services SLHE Risk Manager: The GPS SLHE Senior Risk Manager/ Senior Negotiator will...formation and contract management + Facilitate internal compliance with contract terms, risk management… more
- Deloitte (Morristown, NJ)
- … in the Banking Book, SR 10-6 Interagency Policy Statement on Funding and Liquidity Risk Management , and SR 16-3 Interagency Guidance on Funds Transfer Pricing + ... Experience in the implementation and execution of a liquidity risk management framework and supporting processes across legal entities, business segments and… more