- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...which uphold the standards set forth by the firm's compliance program. These will include core pillars… more
- Hackensack Meridian Health (Edison, NJ)
- …healthcare and serve as a leader of positive change. Reporting to the Chief Compliance Officer , the **Deputy Chief Compliance Officer ** ("Deputy") ... Program. **Responsibilities** A day in the life of a **Deputy Chief Compliance Officer ** at **Hackensack Meridian** **_Health_** includes: + Development,… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with… more
- Marex (New York, NY)
- …(http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory position will ... The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency and… more
- Citigroup (Jersey City, NJ)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to...you will be supporting the points of contact for core US regulators and ICRM. You will be supporting… more
- MetLife (New York, NY)
- Role Value Proposition: Compliance Risk Management (CRM) delivers a compliance risk framework that enables the businesses and functions to comply with applicable ... well as to foster and embed a culture of compliance . CRM is part of Global Risk Management. Within...effective training and communications strategy which builds upon MetLife's core values. * Additional responsibilities as assigned by the… more
- JPMorgan Chase (Brooklyn, NY)
- …related risks, monitors, and tests the operating effectiveness of the Firm's Compliance Core Practices. The company's responsibilities related to Anti-Money ... The compliance function supports the development and maintenance of a strong regulatory compliance culture by working closely with the business, legal, risk,… more
- MTA (Brooklyn, NY)
- …Chief Equal Opportunity Officer , the Agency Deputy Chief Equal Opportunity Officer (DEOO) is responsible for evaluating compliance and making recommendation ... Agency Deputy Chief, Equal Opportunity Officer (ADEOO) - NYCT Job ID: 8630 Business...Evaluate statistical data and trends relevant to Equal Opportunity compliance to determine whether the Agency's practices, polices, procedures… more
- Rising Ground (New York, NY)
- …S upport a high performing culture aligned with Rising Ground's expectations and core values. Working closely with Chief Program Officer and organization ... City . About the Role The Assistant Chief Program Officer (ACPO) will work closely with the Chief Program...divisions . This includes ensuring that programs are in compliance and prepared for reviews as well as working… more
- SMBC (New York, NY)
- …supports interaction between the Functions and 2nd LoD, including Risk Management and Compliance . Head of Functions Control Officer oversees each Functional area ... of benefits to its employees. **Job Summary** The Head of Functions Control Officer is a leader, change agent, and risk management expert. The role provides… more
- Morgan Stanley (New York, NY)
- …our client experience through an elevated standard of care. The Business Service Officer (BSO) will report directly to the Complex Business Service Officer ... influencing and coaching behavioral change with a focus on consistency, quality, and compliance with Firm policies and procedures * Lead, mentor, and supervise a… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …11 paid holidays; employee referral bonus; and educational reimbursement. Summary The BSA Officer is responsible for ensuring the Bank's compliance with all ... Key responsibilities include monitoring and coordinating the Bank's BSA compliance program and documenting adherence to regulatory requirements. This includes… more
- Leap (New York, NY)
- LEAP Services, Inc. Chief Financial Officer /Chief Operating Officer About Leap: Leap is building the world's largest network of branded retail stores - powered ... Your ideas, thinking, and voice are wanted. Reports To: Chief Executive Officer Supervisory role to the following departments: Finance, Accounting, Data & Analytics,… more
- CUNY (New York, NY)
- Chief Diversity Officer & Title IX Coordinator **POSITION DETAILS** The City University of New York (CUNY) is the nation's largest urban public university.The CUNY ... CUNY School of Medicine (CUNY Med) is seeking aChief Diversity Officer /Title IX Coordinator. This leadership position involves frequent high-level interaction and… more
- Bank of America (New York, NY)
- Senior Treasury Sales Officer New York, New York;Chicago, Illinois **Job Description:** At Bank of America, each day brings innovation and opportunity. We are ... by people. Driven by Technology. The Senior Treasury Sales Officer (TSO) is responsible for managing all aspects of...He or she will partner with Corporate Bankers, Product, Compliance , Credit, Risk and Service partners to present optimal… more
- US Bank (New York, NY)
- …you excel at-all from Day One. **Job Description** The Chief Model Risk Officer is responsible for developing and maintaining the bank's model risk governance ... review and validation activities, monitoring model quality and performance, ensuring compliance with risk management requirements and regulatory standards, as well… more
- Bank of America (New York, NY)
- Officer - Markets Support Analyst New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... a high degree of accuracy with customers and data to ensure compliance with regulations and policies. **Responsibilities:** + Performs set-up and maintenance of… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …reduce risk and drive security improvements under the Dir, Cybersecurity Officer , Americas. This will include KPI capture, leading/supporting remediation efforts and ... the design and implementation of central security strategies + Ensure that policy compliance is appropriate to the organizational and Business Unit's level of risk… more
- The Metropolitan Museum of Art (New York, NY)
- …officers to researchers to scientists and beyond - lives by our core values of respect, inclusivity, collaboration, excellence, and integrity. Respect: Engage one ... fire drills and fire instruction as directed by Security Management. + Secures compliance with the NYC fire codes procedures and regulations pertaining to the… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …the design and implementation of central security strategies + Ensure that policy compliance is appropriate to the organizational and Business Unit's level of risk ... or leadership experience + Deep understanding and familiarity with core concepts of network security, security architecture, security operation, vulnerability… more