- Fidelity TalentSource LLC (Jersey City, NJ)
- Job Description: Market & Collateral Risk Management - Director The Team Join Fidelity's Collateral & Market Risk Management team to help protect the firm ... in real-time through extensive simulation and stress analysis designed to estimate market related risks. The team develops and maintains risk models, methodologies… more
- Teva Pharmaceuticals (Parsippany, NJ)
- …a difference, and new people to make a difference with. **The opportunity** The Director Compliance & Ethics, Global R&D and Medical Affairs reports to the ... Director , Compliance & Ethics, Global R&D...& Ethics teams responsible for EngageMate, transparency reporting, fair market value, monitoring, third party due diligence and data… more
- TD Bank (New York, NY)
- …provide you more specific details for this role **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $230,000 USD TD is...Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional… more
- KPMG (New York, NY)
- **Business Title:** Director , Consumer Compliance **Requisition Number:** 118205 - 68 **Function:** Advisory **Area of Interest:** **State:** NY **City:** New ... we don't anticipate that slowing down. In this ever-changing market environment, our professionals must be adaptable and thrive...a career in Advisory. KPMG is currently seeking a Director in Consumer Compliance for our Consulting… more
- KPMG (New York, NY)
- **Business Title:** Director , Markets Compliance **Requisition Number:** 118215 - 68 **Function:** Advisory **Area of Interest:** **State:** NY **City:** New ... we don't anticipate that slowing down. In this ever-changing market environment, our professionals must be adaptable and thrive...Minimum eight years of related work in a regulatory compliance and/or risk management function, capital markets … more
- S&P Global (New York, NY)
- …Compliance_** **The Team:** This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head ... and enhance our suite of offerings. S&P Global's Regulatory and Compliance Solutions encompass comprehensive services that span client reference data collection… more
- BMO Financial Group (New York, NY)
- The US Capital Markets Compliance Team is seeking a Compliance Director with primary accountability for the Firm's Cash Equities Electronic Trading ... deep expertise of the rules and regulations related to the US Cash Equities markets , including FINRA, SEC, SRO rules and market access regulations. You will… more
- TD Bank (New York, NY)
- …practices and insights with colleagues globally; + JD a plus The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is...(USA) LLC Research group, Strategist teams and others producing Market Commentary within the Firm. Such advice will be… more
- Citizens (Iselin, NJ)
- …JMP Securities, Inc., Citizens institutional broker-dealer, is seeking a highly skilled Compliance Director to lead our advisory and trade surveillance efforts. ... As the Director of Institutional Equities, Options, and Fixed Income Compliance , you will be responsible for overseeing both advisory and trade surveillance… more
- SMBC (New York, NY)
- …with global stakeholders and regional Volcker Offices on various aspects of Volcker compliance . The Director will be responsible for rigorously supporting the ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- Huron Consulting Group (New York, NY)
- …your future. **Position Summary** Huron is seeking an experienced Regulatory and Compliance Risk Director to join our Financial Institutions Advisory team. ... clients build robust risk management frameworks and ensure regulatory compliance . Within the Regulatory and Compliance Risk...achievement. Our environment inspires and rewards growth As a Director , you have the unique ability to specialize in… more
- City of New York (New York, NY)
- … Director of Administration Planning Operations and Emergency Support Services, the Director of Contracts and Compliance with wide latitude for independent ... is seeking to recruit one (1) Administrative Staff Analyst NMII to function as the Director of Contracts and Compliance who will: - Oversee the DVS Contracts and… more
- TD Bank (New York, NY)
- …details for this role **Job Description:** **Preferred Qualifications:** We are looking for a Director , US Markets Compliance Advisory to join our team in ... investment banking space, preferably in an advisory capacity. The Director will primarily focus on the management of the...be considered. + Experience in providing legal, regulatory or compliance advice to Markets sales and trading… more
- Citigroup (Jersey City, NJ)
- …managerial experience of large teams + Extensive global Volcker, Swap Dealer and Markets compliance and audit related experience, and strong knowledge of ... and significant compliance risks and controls implemented by the global Markets Business; serves as global product lead , managing the engagement with Senior… more
- SMBC (New York, NY)
- …and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in ... Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- Wolters Kluwer (New York, NY)
- ** Director , Product Management, Market Strategy - Compliance Analytics** **- Hybrid MA/MD/MN/NY/** **PA** **R** **0043219** **Summary:** The Director , ... building and executing a high growth strategy in the Compliance Analytics market space. This includes both...on banks and specialty lenders a **cross the following** ** markets :** **Document Generation | Digital** **Lending |** ** Compliance… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 ** Director , Global Sanctions & Financial Crimes Compliance Program Advisor** **About the Role:** ... **Responsibilities and Impact:** **The Impact:** + The Director , Global Sanctions & Financial Crimes Compliance ...sanctions and broader financial crimes compliance regulatory compliance guidance to the Divisions of Market … more
- Ankura (New York, NY)
- …Conduct independent regulatory program reviews and Testing; + Drafting BSA/AML compliance programs and developing training for FinTech's and broker-dealers. + ... validation, and tuning / optimization; + Build, enhance or localize compliance programs including risk assessments, KYC, policies, procedures, internal controls, and… more
- Danaher Corporation (New York, NY)
- …lives with diagnostic tools that address the world's biggest health challenges. The Senior Director of Medical Safety and Compliance will lead the Medical Safety ... to provide timely medical and clinical consultation and review for pre- and post- market risk assessments, medical review, and adverse event reporting. This role is… more
- RELX INC (New York, NY)
- Do you have a real eye for detail and compliance ? Are you a legal professional looking to grow your career in Compliance and Ethics? About our Team RELX is a ... We are committed to operating with integrity and in compliance with all applicable laws and regulations. About the...in North America. The headquarters is in London. The market capitalization is about pounds 60bn ($80bn), making it… more
