- Adecco US, Inc. (New York, NY)
- ** Front Line Unit Risk Manager (AVP)** We are seeking a proactive and detail-oriented Front Line Unit Risk Manager (AVP) to lead risk ... assessments, testing controls, and monitoring risk governance across the front line unit . **Key Responsibilities:** + Implement and enforce risk … more
- Bank of America (New York, NY)
- …group of subject matter experts for each of these businesses and will oversee day-to-day Front Line Unit (FLU) interaction as well as strategic projects ... to the Chief Compliance and Operational Risk ("C&OR") Officers of the Front Line Units ("FLU") and Control Functions ("CF") for the company and to the… more
- Bank of America (New York, NY)
- … line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key responsibilities include ... timely manner. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes...in the review and challenge of business activities in line with BofA Global Compliance and Operational Risk… more
- Bank of America (New York, NY)
- … line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key responsibilities include ... of defense compliance and operational risk oversight for a Front - Line Unit , Control Function, and/or Third Parties. Key responsibilities include leading… more
- Bank of America (Jersey City, NJ)
- … line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key responsibilities include ... order to provide independent compliance and operational risk oversight of Front Line Unit or Control Function performance and any related third… more
- Bank of America (New York, NY)
- … line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key responsibilities include ... timely manner. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes...a global coverage plan which defines the scope and risk -based focus of the second line 's … more
- Bank of America (New York, NY)
- … line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key responsibilities include ... Compliance and Operational Risk Manager- Electronic Trading New York, New York...timely manner. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes… more
- Bank of America (New York, NY)
- …of defense compliance trade surveillance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key ... Compliance and Operational Risk Manager Charlotte, North Carolina;New York, New York...timely manner. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes… more
- Bank of America (New York, NY)
- …in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any ... Enterprise Privacy Compliance & Operational Risk Manager Charlotte, North Carolina;New York, New York;...and mitigating risks in a timely manner, engaging with Front Line Units and Control Functions (FLU/CF)… more
- Scotiabank (New York, NY)
- …Purpose: Analyst, US Internal Control (1B) FLSS, contributes to the overall success of the front line /first line of defense 1B control group within the ... for Transactional Banking products and services + Assist the leadership and Front Office businesses on operational/process, risk , and compliance issues and… more
- City National Bank (New York, NY)
- …the team that will design, maintain, implement, manage and enhance the capital markets first line risk program for four separate line verticals (FX, Interest ... do * Advocating for a strong capital markets first line risk program, with a focus on...ambitious deliverables Significant experience in driving operational change with front line to senior leadership personnel *… more
- Bank of America (Iselin, NJ)
- …call centers or financial centers. Job expectations include overseeing day-to-day front line supervision, including mandated supervisory reviews and enterprise ... A predominate objective of the position is to limit risk and financial exposure to the business unit...supports the Firm's business objectives and contributes to the line of business profitability by influencing Advisor business practices… more
- PNC (East Brunswick, NJ)
- …business unit AML and Sanctions program objectives for assigned line (s) of business, products/services and operational execution areas that may execute program ... are looking to hire a Sanctions Senior Advisor within PNC's Independent Risk Management (IRM) Bank Secrecy Act (BSA)/Anti-Money Laundering (AML) Global Sanctions… more
- TD Bank (New York, NY)
- …Firm policies to trading and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct First Line surveillance and business ... York, New York, United States of America **Hours:** 40 ** Line of Business:** Business Management, Strategy & Support **Pay... responses to regulatory inquiries in coordination with Compliance, Front Office, RSM teams; and other support groups. +… more
- Wells Fargo (New York, NY)
- …a team that provides audit coverage of the controls and tools that provide the front line protection for the bank's critical systems and data. Given the dynamic ... risk identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and… more
- SMBC (New York, NY)
- …approvals. The position is on the trading floor involving direct contact with front office staff, second line credit officers, other support functions and ... clients as part of the SMBC Global Markets business unit . The Credit Intake Manager will be part of...the Chief Operating Office of the SMBC Global Markets front office. The team manages processes supporting expansion of… more
- PNC (New York, NY)
- …mortgage servicing rights hedging b. Bank portfolio securities and derivatives: risk , returns, and attribution tracking c. Derivatives pricing libraries (internal or ... d. Trade idea generation and construction 2) Fixed Income modelling, risk /analytics, returns performance, and trading strategies 3) OTC derivatives, Futures, and… more
- Bank of America (New York, NY)
- …(GCIB) and Global Markets (GM)lines of business. **The Function** The Client Outreach team are the front line unit who work with clients as part of meeting ... collection, with support from Operations and Global Financial Crimes Risk teams. The team identifies and develops client connections,...KYC Client Outreach Specialist (COS) teams serve as the Front Line Unit engaging with… more
- City National Bank (New York, NY)
- …for ambitious deliverables * Significant experience in driving operational change with front line to senior leadership personnel * Excellent relationship and ... ensuring that legal issues, contracts, disputes, and complex regulatory and operational risk activities are conducted within the due diligence of the CNB legal… more
- Citigroup (New York, NY)
- …Establishing and developing effective relationships with Citigroup senior management, front line , second line (including independent risk , finance, HR, ... and coordinating and attending regulatory meetings with control functions and business unit personnel; and collaborating with Business Heads to provide guidance on… more