- Legend Biotech USA, Inc. (Raritan, NJ)
- …of an immunotherapy in the treatment of multiple myeloma.Legend Biotech is seeking a Head of Maintenance & Metrology as part of the Technical Operations team based ... collaboration across relevant cross functional groups to enable robust production, testing and release of product to patients.Key Responsibilities Leads, directs,… more
- SMBC (New York, NY)
- …and ensuring they are appropriately managed and mitigated. + Monitoring and Testing : Oversee the Compliance Monitoring and Testing Program, ... **Role Description** The Head of Risk Assessment, Monitoring and Testing , and Regulatory Change Management...This role is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing… more
- SMBC (Jersey City, NJ)
- … Department Americas Division is seeking a Vice President of Banking (Americas Team) Compliance Monitoring and Testing . The Vice President is responsible for ... will also support the Annual Plan efforts with the Head of Americas Team and Head of...Serves as the examiner-in-charge responsible for all facets of compliance monitoring and testing engagements.… more
- TD Bank (New York, NY)
- …vision for our approach to perform quality assurance testing and monitoring throughout the second-line of defense compliance risk management program, ... more specific details for this role. **Line of Business:** Compliance **Job Description:** The Head of US...+ Regulatory, industry and operational knowledge with respect to testing and monitoring . + Ability to operationally… more
- Scotiabank (New York, NY)
- …training materials, and giving presentations. + Manage and respond to Audit, Compliance Testing , and regulatory examination findings and self-identified issues ... Senior Manager, Head of Volcker Compliance **Requisition ID:**...ensure content is consistent with Volcker classifications. + Conduct monitoring for Volcker breaches and ensure valid breaches are… more
- Citigroup (New York, NY)
- …provide compliance advisory services, design key risk indicators and compliance monitoring programs, identify reporting metrics associated with regulatory ... related remediation. + Conduct and supervise regulatory risk assessments and monitoring / testing thought leadership, creating action plans to mitigate identified… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP is responsible for execution ... serve as a team member for M&T annual planning, monitoring and testing reviews. This role will...7+ years of swap dealer experience + Has a Compliance Testing , NFA or Internal Audit background… more
- Citigroup (New York, NY)
- …actions, control validations, and control enhancement initiatives. + Partner with controls, testing and monitoring leads to track progress to ensure timely ... The Services In-Business Operational Risk and Resiliency Head is a first line of defence specialist...operational resilience and the associated programs to ensure business compliance with those programs + Stewardship of business disruption… more
- Sanofi Group (Bridgewater, NJ)
- **Job title:** US Medical, Head of Oncology, North America Specialty Care **Location** : Cambridge, Massachusetts Bridgewater, New Jersey **About the Job** Are you ... Join our Specialty Care Medical team as US Medical, Head of Oncology, North America Specialty Care and you'll...Medical Brand Plans. + Lead the development, execution, and monitoring of all NA medical brand strategies for Oncology,… more
- City National Bank (New York, NY)
- …to appropriate stakeholders + Demonstrate understanding of operational risk, control testing methodologies, and related regulatory and compliance standards + ... **MANAGER INTERNAL CONTROL TESTING ** **WHAT IS THE OPPORTUNITY?** Operational Risk Management...operational risk remediation activities. Under the direction of the Head of ORM Remediation, the ORM Remediation VP/Director is… more
- Mizuho Corporate Bank (New York, NY)
- …AML/KYC QA Team of the Financial Crime Unit and will perform ongoing testing of AML/KYC Compliance Program controls interpreting and affecting internal AML/KYC ... General Department Description The Americas Compliance Department (ACD) manages compliance risk...as well as applicable regulatory requirements. In addition to testing in search of any control weaknesses, the AML/KYC… more
- SMBC (Jersey City, NJ)
- …needed. The results of the CRA are utilized to drive monitoring and testing activities and to prioritize Compliance and other resources as new emergent risks ... Head of Risk and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President, this role will...strong plus (but not required). + Experience in a Compliance Testing or Audit role focused on… more
- S&P Global (New York, NY)
- …Contribute to compliance investigations and reviews. + Define and execute compliance monitoring activities. + Actively engage in relevant divisional and ... best practices. This role will report directly to the Head of Compliance , SPDJI. **Responsibilities and Impact:**...matters and actively participate in relevant committees. + Develop monitoring processes to ensure adherence to key policies and… more
- CIBC (New York, NY)
- …visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Senior US Equity Derivatives Compliance Officer is responsible for: 1) administering CIBC's policies ... Markets Equities and Equity Derivatives businesses; (2) taking reasonable steps to ensure compliance with all SEC, FINRA, and all other relevant SRO (eg Cboe)… more
- Meta (New York, NY)
- …complexities head -on, to help design and build continuous operational compliance practices throughout the company while representing our users and their privacy ... and deliver compliance training programs 9. Support regulatory compliance efforts including controls testing , certifications, risk assessments, oversight… more
- S&P Global (New York, NY)
- … Compliance Program Advisor will report to and work directly with the Head of Global Financial Crimes Compliance Program Office within S&P Global Enterprise ... detail and a solution oriented mindset + Experience with other Financial Crimes Compliance areas including internal testing , tracking, and advising on … more
- SMBC (Jersey City, NJ)
- …and to coordinate all cross-border business transactions and activities. The SMBC compliance Department is responsible for monitoring the handling of sensitive ... portfolio of benefits to its employees. **Role Description** The SMBC Compliance Department monitors the corporate banking, investment banking and broker dealer… more
- Citigroup (New York, NY)
- …the Citi's Wealth Segments businesses. This position reports to the Wealth Client Segments Control Testing Head within the Control Testing Utility and is an ... over technical strategy. Responsible for supporting the Wealth Client Control Testing Head on performance initiatives related tasks, including interaction… more
- Mizuho Corporate Bank (New York, NY)
- …the annual review plan by conducting independent credit reviews to ensure compliance with Bank policies and procedures as well as adherence with regulatory ... discounted cash flow analysis. + Assess the sufficiency of credit risk monitoring programs, relevant performance covenants and monitoring guidelines and trigger… more
- Scotiabank (New York, NY)
- …governance framework is preferred including understanding of Supervision, Surveillance & Monitoring , Trade Floor Supervision, Risk and Control Library etc. **What ... systems and knowledge. + Lead and assist in design and operating effectiveness testing to verify adequacy of controls for managing operations risks in trading… more
