- SMBC (Jersey City, NJ)
- …Description** We are seeking a dynamic and experienced individual to lead our SMBC Americas Division Compliance Policies Team. As the Head of Compliance ... standards of compliance . Your expertise in drafting and refining compliance policies will be instrumental in fostering a robust compliance culture… more
- Scotiabank (New York, NY)
- Senior Manager, Head of Volcker Compliance **Requisition ID:** 206763 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... Index and other Volcker artifacts. + Draft and update policies and procedures related to Volcker Rule compliance... policies and procedures related to Volcker Rule compliance . + Review new business initiatives being introduced in… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** The Head of US Compliance Programs role ... Compliance advice and input into eGRC related frameworks, policies , processes and procedures + With Compliance ...frameworks, policies , processes and procedures + With Compliance and Risk partners promotes a strong governance &… more
- SMBC (Jersey City, NJ)
- … Department Americas Division ("CPAD"). This role reports to the Executive Director, Head of Compliance Risk Assessment and will lead the management of ... the Compliance Control Inventory and assist in managing a comprehensive...Compliance Control Inventory (CCI) including developing and implementing policies , procedures, and processes to maintain and periodically validate… more
- Citigroup (New York, NY)
- …+ Overseeing the design, development, delivery, and maintenance of best-in-class Compliance , programs, policies , and practices and sets strategic ICRM ... Serves as key credit cards product and unsecured lending compliance risk manager and thought leader for Independent Compliance Risk Management (ICRM) responsible… more
- Morgan Stanley (New York, NY)
- …Laundering (AML), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. If you are passionate about financial crimes prevention, ... right team for you. *Your Key Responsibilities* As the Head of GFC Banks Advisory, you will be responsible...First Line Financial Crimes, GFC and the Legal and Compliance Division to ensure appropriate execution of the US… more
- Pfizer (New York, NY)
- …regulatory support for product launches in international markets + Ensure compliance of marketed products throughout the lifecycle + Support regulatory product ... in markets The remit is to represent the processes, policies and deliverables of GRS across Pfizer as well...of the international markets within the GRS organization. The Head of GRS International Regulatory Sciences must work with… more
- SMBC (New York, NY)
- …and Testing, and Regulatory Change Management is a crucial role within the Compliance Department, reporting directly to the Head of Corporate Compliance ... . This role is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management. Additionally, the… more
- Scotiabank (New York, NY)
- …Ensure compliance with evolving internal and external guidelines, standards, policies , and regulations; prepare and submit reports to regulatory bodies as ... Vice President, Head of US Operational Resilience **Requisition ID:** 206668...business, minimize disruption, enhance client confidence, and ensure regulatory compliance . Being operationally resilient will ultimately drive the overall… more
- City National Bank (Jersey City, NJ)
- ** HEAD OF WEALTH MANAGEMENT, DATA ENGINEERING AND ANALYTICS** **WHAT IS THE OPPORTUNITY?** The ideal candidate for the Head of Wealth Management (WM), Data ... techniques to drive business insights and innovation. **What you will do** As the Head of Wealth Management Data Engineering and Analytics, your role is to lead the… more
- Citigroup (New York, NY)
- …partnering with Risk aligned Data & Technology teams + Drive Risk Management compliance with policies /standards (eg, data quality) and adoption of data ... + The Data Governance Head for Risk is a senior level role...for leading all aspects of Risk's adoption of and compliance to the Citi Data Governance Policy. The role… more
- Citigroup (New York, NY)
- …stakeholders including Front Office Sales and Trading Desks, Banking Deal teams, Compliance , Legal, Finance and HR; alongside having significant interaction with our ... whilst in a fast-paced workplace. We comply with global regulations and internal policies and adopt a proactive approach to identifying opportunities to reduce risk… more
- Equitable (New York, NY)
- …the way the organization is administered and controlled; ability to ensure compliance with governance guidelines and policies . **Results Orientation:** Knowledge ... Head of Credit Investments, General Account ( 240000EN...Infrastructure Debt. Monitor performance of these managers and ensure compliance with portfolio investment guidelines. Handle ad-hoc projects and… more
- Citigroup (New York, NY)
- …issue identification and comprehensive remediation Key Responsibilities Reporting directly to the Global Head of ORM, the responsibilities for the ORM Head for ... Security and Investigative Services, Legal, Independent Risk Management, and Independent Compliance Risk Management. Evaluates aggregated risk profile for each of… more
- Citigroup (Jersey City, NJ)
- …activities. **Responsibilities:** + Design, develop, deliver, and maintain best-in-class AML Compliance policies and practices; provide a mechanism for ... Client Evaluations, Exits & Restrictions (CEER) Director reports directly to the Head of Global AML Regulatory Reporting, Insights & Integration. This individual… more
- Guardian Life (New York, NY)
- …the US. Guardian Life is seeking a transformational leader to join our team as the Head of Data and AI, Group Benefits. Working closely with our Chief Data and AI ... and Guardian's revenue growth, risk management and customer experience. As Group Benefits Business Head of Data and AI you will be driving the data, analytics and AI… more
- Sanofi Group (Bridgewater, NJ)
- **Job title:** US Medical, Head of Oncology, North America Specialty Care **Location** : Cambridge, Massachusetts Bridgewater, New Jersey **About the Job** Are you ... Join our Specialty Care Medical team as US Medical, Head of Oncology, North America Specialty Care and you'll...+ Oversee and align across brands (where possible) measurable policies regarding customer and product medical education within the… more
- Wells Fargo (New York, NY)
- …), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, ... to all client segments **About this role:** Wells Fargo is seeking a Head of WIM Mortgage with full business management and leadership responsibilities for this… more
- Wells Fargo (New York, NY)
- …), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, ... **About this role:** Wells Fargo Technology is seeking a Head of Estate Strategy **Duties include:** + Stewardship of FHP end-to-end infrastructure capital… more
- Organon & Co. (Jersey City, NJ)
- …phases of development through registration and mature products. The Group Head could also support business development due diligence activities. **Responsibilities** ... the team supporting review of US promotional materials for compliance with the letter and spirit of FDA regulations,...and spirit of FDA regulations, Industry standards and Organon policies and standards. + Identify and assess company risk… more