- Amalgamated Bank (New York, NY)
- Amalgamated Bank seeks a Chief Compliance Officer (CCO) who will be r eporting to the Chief Legal Officer . The Chief Compliance Officer (CCO) is ... with all applicable regulations as well as internal compliance policies and procedures. The CCO will lead... compliance policies and procedures. The CCO will lead all aspects of the Bank's Consumer, Commercial, and… more
- Wellington (New York, NY)
- …aligns our perspectives with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, ... infrastructure against these growth initiatives and implementing enhancements where necessary. The Compliance Officer will be a member of the Legal, … more
- Akumin (New York, NY)
- …and its subsidiaries and affiliates. Reporting to General Counsel, the Chief Compliance Officer is responsible for all aspects of development, implementation, ... Privacy Compliance (CHPC), Certified Fraud Examiner (CFE), Certified Professional Compliance Officer (CPCO), or Certified Professional Coder (CPC) **Physical… more
- US Secret Service (New York, NY)
- …Secret Service, Office of Protective Operations, allows you to serve as a Lead Investigative Protection Officer . This position supports an integrated protective ... which may be paid up to 25% of the base salary. Responsibilities This Lead Investigative Protection Officer position starts at $102,163.00 (GS-12, Step-1), with… more
- City of New York (New York, NY)
- …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not be… more
- Wellington (New York, NY)
- …Therefore, a key responsibility of the role is to work with the Chief Compliance Officer to build-out, manage and execute the compliance infrastructure ... Group and will report to the Private Investments Chief Compliance Officer , working closely with other ...Ability to self-start, think creatively and initiate projects that lead to improved scalable workflows + Highly organized and… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...team and other legal entities in the Americas to lead a coordinated effort throughout the organization. + Collaborates… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...team and other legal entities in the Americas to lead a coordinated effort throughout the organization. + Collaborates… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...may have, you may be expected to take a lead on specific aspects of our overall program. This… more
- Amazon (New York, NY)
- Description We are looking for a passionate and driven individual to lead our 2LoD Risk Function. The successful candidate will already be operating at Chief Risk ... Officer level at a financial services regulated company. They...deliver data driven insights that balance risk management and compliance concerns with supporting business growth and innovation. In… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance Department Americas Division ... ("CPAD"). This team focuses on several key compliance risk types, including consumer compliance , investment...change control process throughout the duration of Projects + Lead strategic planning sessions and facilitate production of workstream… more
- Citigroup (New York, NY)
- …internal and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering with other ICRM teams and ... Serves as a senior product compliance risk officer for Independent ...ability to navigate a complex organization; to influence and lead people across cultures at a senior level +… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering with other ICRM teams and global… more
- Citigroup (Jersey City, NJ)
- …internal and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering with other ICRM teams and ... Serves as a senior **_CitiDirect & CitiConnect_** product compliance risk officer for Independent ...ability to navigate a complex organization; to influence and lead people across cultures at a senior level +… more
- Wells Fargo (Iselin, NJ)
- …we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join its Cloud Control Management team. This ... security controls (example: IAM), Model risks, Third party risks, Regulatory compliance , etc. + Direct experience executing the Risk Control Self-Assessment (RCSA)… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... be part of the Global Privacy and Responsible Data compliance team covering the North America Cluster. It will...ability to navigate a complex organization; to influence and lead people across cultures at a senior level +… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) testing team responsible for assessing compliance risks and ... of defense. Also responsible for performing risk assessment of Citi's compliance risks, performing independent testing activities (testing and on-going monitoring)… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s Surveillance and Employee ... implementation, and oversight for controls and solutions supporting Surveillance, Employee Compliance and Control Room teams, designed to detect behaviors that may… more
- Citigroup (New York, NY)
- …negotiations and execution with major external partners. The **VP, Strategic Partnerships Lead Officer ** will work closely with the Strategic Partnerships ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- St. Joseph's Health (Wayne, NJ)
- Lead Security Officer Job ID2024-25858 LocationWayne, New Jersey ShiftRegular Part-Time Apply Now (https://careers-sjhmc.icims.com/jobs/25858/ lead -security- ... national origin, disability or protected veteran status. Apply Now (https://careers-sjhmc.icims.com/jobs/25858/ lead -security- officer /login) Save This Job Job Saved Apply… more