- Wellington (New York, NY)
- …our perspectives with those of our clients. **About the Role** The Senior Regulatory Compliance Analyst will support Wellington Management's compliance ... infrastructure against these growth initiatives and implementing enhancements where necessary. The Compliance Senior Analyst will be a member of the Legal, … more
- Suburban Propane (Whippany, NJ)
- …for over 95 years. We have an exciting opportunity for a **Renewable Natural Gas Regulatory Compliance Analyst ** to be responsible for assisting in the ... This position also manages the data gathering and analysis for required regulatory reporting, provides guidance on compliance -related matters, manages permit… more
- SMBC (New York, NY)
- **Role Description** Regulatory Compliance Analyst is a professional responsible for processing and ensuring to complete the regulatory compliance ... **Qualifications and Skills** + +2 years of experience in regulatory compliance + Analytical thinking, attention to details, effective communication, technology… more
- ManpowerGroup (New York, NY)
- Our client in the finance industry is seeking an AML Compliance Analyst to join their team. As an AML Compliance Analyst , you will be part of the ... Monitoring which will align successfully in the organization. **Job Title:** AML Compliance Analyst **Location:** (Remote) **Pay Range:** $65-70/HR W2 **What's… more
- Citigroup (New York, NY)
- …while defining and implementing best practices. **About the Role** The Finance Regulatory Engagement & Oversight Analyst for communications and reporting ... **About the Team** The Finance Regulatory Engagement & Oversight team works closely with...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (New York, NY)
- The role is in the Broker Dealer Regulatory Reporting Department, which is responsible for ensuring the capital adequacy of all of Citi's US broker dealers on a ... for providing information and coordinating requests for internal and external audits, regulatory examinations and inquiries (FINRA, SEC, CME) of the US broker… more
- Robert Half Management Resources (Woodbridge, NJ)
- Description We are offering a long term contract employment opportunity for a Sr. Compliance Analyst in the banking industry based in Woodbridge, New Jersey. The ... Sr. Compliance Analyst will perform compliance ...a related field is preferred. * Relevant certifications in compliance , such as Certified Regulatory Compliance… more
- Oura (New York, NY)
- …- both in and out of the office. We are looking for a highly motivated IT Compliance Analyst to join our IT Operations team. This role is critical for supporting ... SOC2, HIPAA, HITRUST, and DoD frameworks. As an IT Compliance Analyst , you will play a hands-on...and procedures, ensuring alignment with industry best practices and regulatory requirements. + Audit & Compliance Management:… more
- City of New York (New York, NY)
- …recruiting for (1) one Associate Staff Analyst to function as a Compliance Analyst , who will: - Conduct professional organizational research to promote ... Job Description PLEASE NOTE APPLICANTS MUST BE PERMANENT IN THE ASSOCIATE STAFF ANALYST CIVIL SERVICE TITLE.OR IN A COMPARABLE TITLE ELIGIBLE FOR 6.1.9. The DSS… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk analyst for the CBNA, Banking and International Independent Compliance Risk Management (ICRM) programs team responsible ... of compliance related issues. + Reviewing materials to ensure compliance with various regulatory and legal requirements. Identifying and addressing… more
- Scotiabank (New York, NY)
- Senior Analyst , Issues Management & Reporting / US Compliance **Requisition ID:** 212248 **Salary Range:** 69,400.00 - 129,000.00 _Please note that the Salary ... operations. This will entail the identification, tracking and reporting of compliance -related issues resulting from various sources including regulatory exams,… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Financial Services, Department of Title Virtual Currency Analyst (Financial Services Specialist 1 ( Compliance ), SG-18) Occupational Category ... or practices.* Reviewing financial institution programs, policies and procedures for compliance with legal and regulatory requirements.* Evaluating financial… more
- Bloomberg (New York, NY)
- …performance, financial oversight and thought leadership. We are looking for a finance analyst to join our larger finance team supporting the Legal, Compliance , ... management support to drive the strategic direction of Bloomberg's Legal, Compliance , and Risk Functions. Legal performs all legal interpretation and drafting,… more
- Citigroup (Jersey City, NJ)
- The senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team is responsible for the oversight for surveillance ... projects and regulatory exams directed by other organizations within the compliance and legal departments, to ensure they remaining compliant with regulatory … more
- SMBC (Jersey City, NJ)
- …**Role Description** SMBC's Compliance Department Americas Division ("CPAD") is seeking an Analyst for Compliance Monitoring and Testing. The Analyst is ... all levels of management and maintain solid working relationships. + Maintaining a compliance risk mindset to understand underlying regulatory risks and an… more
- City of New York (New York, NY)
- …Compliance Manager, with latitude for independent judgment, the Senior Environmental Compliance Analyst will perform highly responsible work in managing field ... to ensure that construction work is performed in a safe manner, in compliance with regulatory agency requirements, and the quality of work is in line with best… more
- CIBC (New York, NY)
- …Exposure to risk management, capital stress testing, credit risk models, and regulatory compliance would be particularly relevant. + **You embrace and ... visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** As a Business Systems Analyst on the US Compliance Technology team, you'll be… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** The SMBC Compliance Department monitors the corporate banking, investment banking and broker dealer ... activities of SMBC Group and reports on the compliance risks and issues to SMBC and the Global...guidance and advice on relevant rules and regulations. The Regulatory Affairs department manages the regulator relationship, communication and… more
- Citigroup (Jersey City, NJ)
- …risk, as well as provide transactional approvals and interpretation of internal compliance policies. + Assisting with regulatory inquiries and/or examinations. ... Serves as a compliance risk officer for the Control Room within...regulatory requirements; Advanced degree preferred **Job Family Group:** Compliance and Control **Job Family:** Product Compliance … more
- PSEG (Newark, NJ)
- …Regional Entities and related industry organizations, or similar experience with federal regulatory compliance . **Minimum Years of Experience** 2 years of ... + Meet critical NERC reporting deadlines to ensure PSEG compliance with NERC regulatory requirements. + Compile, review, assess, and maintain NERC … more