- Bloomberg (New York, NY)
- Risk Assurance and Testing Oversight Officer - Chief Risk Office **New York, NY** Posted Jul 1, 2024 - Requisition No. 126270 The energy of a ... ad hoc assignments as directed by the Global Head of Risk Assurance and Testing Oversight **You'll need to have:** + Minimum 7+ years of experience… more
- TD Bank (New York, NY)
- …and due diligence, enhanced due diligence, policy, governance, training and/or compliance assurance and testing + Provides oversight on day-to-day ... **Preferred Qualifications:** The Director - TDS, Senior AML Financial Crime Risk Oversight Specialist will provide AML compliance support for all aspects of… more
- Ankura (New York, NY)
- …consent agreements, National Security Agreements, Letters of Agreement, and Letters of Assurance . + Supporting independent oversight in connection with corporate ... advising clients on controls implementation in accordance with best practices, testing controls efficacy, and periodically reporting to internal company or external… more
- Citizens (Iselin, NJ)
- …necessary change and ensure adequacy of corrective actions/plans. + Perform ongoing oversight of Compliance Assurance raised issues to ensure adequate, ... Description The Compliance Assurance function is a part of the second... regarding the adequacy, effectiveness, and sustainability of regulatory risk management and control processes to ensure regulatory, customer,… more
- City of New York (New York, NY)
- …OF CHILD PROTECTVE SPECIALIST SUPERVISOR ARE ELIGIBLE TO APPLY* The DCP Quality Assurance unit which is part of the Jaden Reform is responsible for investigative ... latitude for the use of judgment and independent decision making, the Quality Assurance ("QA") Supervisor will work within a unit responsible for encompassing all… more
- Bristol Myers Squibb (Summit, NJ)
- …QA Operations Deviation role will be responsible for providing quality oversight for site manufacturing operations and quality control laboratory operations at ... maintenance and review of procedures and methods; providing compliance oversight ; ensure accurate and timely review of manufacturing and...+ Apply technical knowledge and abilities to ensure all testing is performed in a compliant manner. + Review… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …+ Bachelor's degree in Information Security, Computer Science, Technology, Information Assurance , Risk Management or related field; advanced degree preferred ... **Job Description Summary** The Cyber Business Risk and Resilience Leader will be reporting directly...compliance with policies and regulatory requirements. This includes the oversight of the BD cybersecurity officers across multiple regions,… more
- MUFG (Jersey City, NJ)
- …Cybersecurity Horizontal Reviews, and ITIL in complex environment + Exposure to risk assessment/ testing methodologies evaluating the adequacy and efficiency of ... to ensure risks are understood across all LoDs and risk treatment is properly identified and remediated + Manage...Maintain standard issues management (IM) templates + Provide quality assurance (QA) and reports on OpenPages issues + Engage… more
- Bank of America (New York, NY)
- …to policies + Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance ... Compliance and Operational Risk Manager- Control Room Charlotte, North Carolina;New York,...Process Analysis + Issue Management + Monitoring, Surveillance, and Testing **Job Description Summary** The Global Control Room (GCR)… more
- JPMorgan Chase (Jersey City, NJ)
- …for a financial services firm and be eager to apply your knowledge in the oversight of a technology organization's risk management activities. You will need to ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...need to be able to develop and execute an oversight plan, and also develop and maintain credible relationships… more
- Robert Half (Woodbridge, NJ)
- …risk management including identifying, assessing, prioritizing, mitigating, monitoring, testing , and reporting. + Collaborate with internal audit, compliance, and ... Certified in Risk and Information Systems Control (CRISC) or Certification in Risk Management Assurance (CRMA) are a plus. Our Hybrid Workplace Protiviti… more
- TD Bank (New York, NY)
- …expertise on regulatory requirements and assisting business units to manage their regulatory risk . **Job Overview:** + Develop and oversee Oversight Program over ... first line and second line Monitoring and Testing Activities + Conduct Quality Assurance (QA)...standards (including workpaper review) + Provide Compliance (second line) oversight , review and challenge over first line testing… more
- Morgan Stanley (New York, NY)
- …strong Oversight program covering communications and trade surveillance and testing of policies, processes, and controls. They also strive to maintain ... an important part of our culture. Department Profile Professionals within the Non-Financial Risk (NFR) Department of the Legal and Compliance Division provide a wide… more
- Citigroup (New York, NY)
- … assurance processes including regional enterprise wide and horizontal risk assessments, self-assessment, internal audit, and compliance testing review ... + Participate in various business and compliance governance and oversight forums (eg Business Risk and Controls...in and manage or coordinate, as appropriate, various internal assurance processes, eg Enterprise wide and Horizontal Risk… more
- PSEG (South Plainfield, NJ)
- …we serve make this a particularly exciting time to join PSEG. **Job Summary** Provide risk and control guidance and oversight to management and the RES team, ... compliance. Establish and oversee quality control checks and quality assurance both with vendor and internal work in the...QA/QC Policy and Procedure documentation. **Job Responsibilities** - Provide risk and control guidance and oversight to… more
- Bank of America (New York, NY)
- …+ Data and Trend Analysis + Decision Making + Monitoring, Surveillance, and Testing + Problem Solving + Quality Assurance **Shift:** 1st shift (United ... improve policies, procedures, and process flows for the FLU. **Responsibilities:** + Oversight of the Onboarding and Maintenance requirements with focus on enhanced… more
- Morgan Stanley (New York, NY)
- …the Audit Coverage Director (ACD) leading all Capital Planning audit coverage and assurance activities for the Firm, including US Banks and other legal entities ... this role is responsible for Audit's Capital Planning Content Management and Oversight (CMO) office that maintains responsibility for coordinating and driving the… more
- Mitsubishi Chemical Group (Jersey City, NJ)
- …4), and Device Risk + Management (ISO 14971). + Responsible for oversight of all quality activities that support commercialization of combination products from a ... quality assurance support and leadership to ensure successful quality oversight of medical device constituent of combination products. + Represent Quality… more
- Wells Fargo (New York, NY)
- …on an ongoing basis + Provide reporting, written and verbal updates, to LOB risk oversight councils, CIB/Wholesale and Enterprise risk committees as ... risks + Execute and manage the advancement of core risk program requirements such as RCSA, Self- Assurance ,...RCSA as applicable + Establish regular routines with corporate risk , testing & validation, and audit partners… more
- American Express (New York, NY)
- …portion in one of the following: 1st LoD Treasury (Liquidity/Capital) and/or 2nd LoD Risk Oversight or at a major financial institution in the US (ie, ... to expand and enhance the Internal Audit Group. Our assurance and risk professionals have diverse backgrounds...Lead global audits for LRM, including internal liquidity stress testing (ILST), cashflow forecasting, intraday liquidity risk … more