- WTW (New York, NY)
- **Description** The Senior Broker - Middle Market (Real Estate, Hospitality & Leisure) provides knowledge, leadership, insight and direction for broking ... a wide level of expertise, but always assumes the broker is capable of handling accounts independently. The size...leisure industry experience preferred but not required) * Insurance broker 's P&C license required * Strong group presentation skills… more
- WTW (Short Hills, NJ)
- **Description** The Senior Broker - Middle Market (Real Estate, Hospitality & Leisure) provides knowledge, leadership, insight and direction for broking ... a wide level of expertise, but always assumes the broker is capable of handling accounts independently. The size...leisure industry experience preferred but not required) * Insurance broker 's P&C license required * Strong group presentation skills… more
- Marex (New York, NY)
- …handling the day-to-day tasks related to all client trade requests. A Intermediate to senior level position with the ability to work autonomously, and also as part ... of a team and directly engage with clients. Commercial ability to maintain good relationship with clients and identify new prospects to increase flow. Responsibilities: + Dealing in Oil products. + Directly corresponding with a wide array of clients, including… more
- Capital One (New York, NY)
- …Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. This role will support three institutional FINRA ... Capital One Securities, Inc., KippsDeSanto & Co., TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager… more
- AON (New York, NY)
- Aon is looking for an Associate Broker - Middle Market in New York, NY Do you enjoy building relationships with clients, markets, and colleagues, gathering and ... our Middle Market team. Apply today for an Associate Broker in New York, NY Aon is in the...+ Accountable for routine support activities to brokers and senior brokers with defined deadlines. + May facilitate and/or… more
- AON (New York, NY)
- …Risk, within our hybrid virtual environment in our New York Office. As a Cyber Broker , you will report directly to the Senior Vice President or Team Leader. ... virtual environment in our New York Office. As a Cyber Broker , you will report directly to the Senior Vice President or Team Leader. Aon is in the business… more
- Siebert Williams Shank (New York, NY)
- …Williams Shank & Co., LLC ("SWS" or the "Firm") (a FINRA-registered broker /dealer) is seeking to add a knowledgeable, driven, intellectually curious and experienced ... and a sound regulatory capital base. We are a SEC-registered securities broker -dealer and member of the Financial Industry Regulatory Authority (FINRA) and the… more
- Citigroup (Jersey City, NJ)
- The Compliance Anti-Money Laundering (AML) Risk Management Director for US Retail Brokerage/ Broker -Dealer and Consumer Wealth is a senior management level ... is to design and implement the AML risk management program for the US broker dealer and consumer wealth business lines, manage a team, utilize in-depth specialty… more
- WTW (New York, NY)
- **Description** An associate broker in Private Equity & Transactional Solutions ("PE&TS") cyber team manages the day-to-day servicing of accounts working in ... finance, regulatory, and legal exposures + Facilitate communication between broker teams and underwriters during client renewal cycles +...and Savings Plan (401k). All Level 38 and more senior roles may also be eligible for non-qualified Deferred… more
- SMBC (New York, NY)
- …to the President and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as ... area or process under the oversight of a more senior team member and may cover an area or...years of regulatory and/or advisory compliance experience at a broker dealer. + A solid foundation in US securities… more
- WTW (New York, NY)
- **Description** The Cyber Broker serves as the primary liaison between insurers and clients. This person is responsible for managing major client relationships, ... for this specific job opportunity. **The Role** + Function as a senior resource on cyber/e&o accounts within the practice; participate in client… more
- WTW (New York, NY)
- **Description** The Broker oversees day-to-day placement and broking responsibilities for North American accounts including new business development; develops ... + Maintain and develop business relationships with client advocates, producers and senior underwriting contacts + Maintains knowledge of insurance carriers and their… more
- WTW (New York, NY)
- **Description** The Sr. Broker oversees day-to-day placement and broking responsibilities for North American accounts including new business development; develops ... + Maintain and develop business relationships with client advocates, producers and senior underwriting contacts + Maintains knowledge of insurance carriers and their… more
- WTW (New York, NY)
- **Description** The Associate Broker oversees day-to-day placement and broking responsibilities for North American accounts including new business development; ... + Maintain and develop business relationships with client advocates, producers and senior underwriting contacts + Maintains knowledge of insurance carriers and their… more
- WTW (New York, NY)
- …Contributory Pension Plan and Savings Plan (401k). All Level 38 and more senior roles may also be eligible for non-qualified Deferred Compensation and Deferred ... Savings Plans. At WTW, we trust you to know your work and the people, tools and environment you need to be successful. The majority of our colleagues work in a "hybrid" style, with a mix of remote, in-person and in-office interactions dependent on the needs of… more
- Scotiabank (New York, NY)
- Senior Manager, US Finance & Regulatory Reporting - Audit **Requisition ID:** 208343 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range ... industries! We work together to drive ambition for every future! **Purpose** The Senior Manager, US Finance & Regulatory Reporting will lead and execute Financial… more
- Zurich NA (New York, NY)
- Loss Sensitive Underwriter ( Senior or AVP) 119270 Zurich is currently looking for an experienced Loss Sensitive Casualty Underwriter to join our Middle Market ... in NYC. We are looking for someone with established broker relationships in the New York Metro area. This...schedule. This role will be filled at either the Senior or AVP underwriting level. The hiring manager will… more
- WTW (New York, NY)
- …insurance programs requiring change in capital commitments 3. Collaborate with broker partner to create master insurance premium allocation representing a fair, ... and review insurance claims with designated claims administrator + ** Broker Relations & Insurance Strategy** 1. Collate necessary data...and Savings Plan (401k). All Level 38 and more senior roles may also be eligible for non-qualified Deferred… more
- Citigroup (New York, NY)
- The Senior Audit Manager is a senior ...role focusing on coordinating the assurance coverage of the Broker Dealer - Citi Global Markets Inc. This role ... and manage a budget. + Manage coverage of US broker dealer entity (CGMI) by working collaboratively across silos...silos in Internal Audit to ensure adequate coverage of broker dealer requirements. + Coordinating on regulatory engagement with… more
- SMBC (New York, NY)
- …advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer ... as the New Product, Underwriting, Risk Management, Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process with… more