- Abbtech Professional Resources (Newark, NJ)
- …and shaping the delivery of IT projects industry? We're seeking a Project Manager who is motivated by variety, is seeking a challenging environment for professional ... ideal candidate is required to have excellent project management skills, senior -level experience in organizing, planning, and executing enterprise-level SAP projects… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- Job Description: Market & Collateral Risk Management - Director The Team Join Fidelity's Collateral & Market Risk Management team to help protect the firm from ... in real-time through extensive simulation and stress analysis designed to estimate market related risks. The team develops and maintains risk models, methodologies… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- Job Description:Sr. Manager , Brokerage Risk The Brokerage Risk team advises Fidelity's dynamic individual investor businesses building lifetime relationships with ... assets. The Expectations for this RoleAdvise new product, business and senior leadership on operational risks and risk mitigation strategies. Support business… more
- MTA (New York, NY)
- …Office of the Chief Counsel Date Posted: Sep 4, 2024 Description JOB TITLE: Senior Compliance Manager SALARY RANGE: $97,000 ‐ $109,000 HAY POINTS: ... after their effective date of hire. * SUMMARY: The Senior Compliance Manager is responsible...Meet with individuals, groups and management as necessary to " market " the Internal Control program for integration into business… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown ... in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is...our clients an important bridge to this key global market for trade and investment flows across the Americas… more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager ... support three institutional FINRA registered broker dealers and provide compliance support to the Capital Markets line...TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager will… more
- Scotiabank (New York, NY)
- Senior Manager , Head of Volcker Compliance **Requisition ID:** 206763 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is...breaches and ensure valid breaches are promptly remediated and senior management is informed. + Execute Enterprise Compliance… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC would like to hire a Senior Compliance Program Manager who would be responsible for the ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...execution of tasks to support senior management within the Americas Division Compliance … more
- Robert Half (New York, NY)
- …trusted global consulting firm. Where We Need You Protiviti is looking for a Risk & Compliance Senior Manager to join our growing Lender Due Diligence team. ... REQUISITION Risk and Compliance Lender Due Diligence Senior Manager LOCATION NEW YORK CITY ADDITIONAL...and serve as an ambassador of Protiviti in the market . You will also be a mentor and provide… more
- City National Bank (New York, NY)
- …procedures, and training for new or revised laws and regulations. + Assist the Compliance Manager , Senior Compliance Officer, and Risk Assessment ... to remediation plans. + Works with Senior Compliance Officer, Compliance Manager to...provides personalized banking, investment and trust services in select markets including Los Angeles, Orange County, San Diego, the… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) Team ... compliance independent assessment activities globally with strong collaboration with global Markets Product Compliance senior management in accordance… more
- KPMG (New York, NY)
- …KPMG is currently seeking a Manager or Senior Manager to join our Global Compliance Management Services (https://tax.kpmg.us/services/ compliance ... KPMG's respectful and courteous work environment Additional Responsibilities for Senior Manager : + Participate in and contribute to market and business… more
- Parsons Corporation (Newark, NJ)
- …systems to analyze information. Under the direction of the Senior Manager of Procurement Operations and Compliance , the selected Candidate's Responsibilities ... you're looking for. **Job Description:** **Parsons is looking for an amazingly talented** ** Senior Manager , Contract Administration** **to join our team! In this… more
- City National Bank (New York, NY)
- ** SENIOR BUSINESS CONTROL MANAGER - CAPITAL MARKETS ** **WHAT IS THE OPPORTUNITY?** The Senior Business Control Manager will report into the Business ... in the team that will design, maintain, implement, manage and enhance the capital markets first line risk program for four separate line verticals (FX, Interest Rate… more
- Bank of America (New York, NY)
- Global Markets Risk Manager - Equities Market Risk New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... by trading desks, especially Exotics and Investable Indices, the market risk manager will assess a broad...senior management + Liaisons with businesses to understand market trends and impacts on portfolio, using knowledge of… more
- Citigroup (New York, NY)
- The Senior Audit Manager is a senior level management position responsible for managing a complex and critical unit within Internal Audit. This role will ... support the Markets Technology Audit team, which provides technology audit coverage...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- KPMG (Short Hills, NJ)
- **Business Title:** Senior Manager , NYFS Banking and Capital Markets **Requisition Number:** 116858 - 61 **Function:** Tax Services **Area of Interest:** ... we stand for as a firm KPMG is currently seeking a Senior Manager to join our Business Tax Services (https://tax.kpmg.us/content/tax/en/index.html) practice.… more
- Affinius Capital (New York, NY)
- …with Senior Managing Director or Executive Director, Capital Markets , acquisition or developmentrepresentative, portfolio manager , COO, in-house and ... to meet the critical need for housing solutions, and for other market and capital structure opportunities exhibiting compelling risk-return characteristics. For more… more
- Truist (New York, NY)
- …during the design. Focuses on applications specific to the Capital Markets technology platform. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary ... Deep and broad knowledge of Fixed Income products, trade life cycle, and compliance related activities. + Hands on experience and expertise with Broadridge platforms… more
- TD Bank (New York, NY)
- …this role **Job Description:** **Preferred Qualifications:** We are looking for a Director, US Markets Compliance Advisory to join our team in NYC. The ideal ... and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product, including cross-border impact. +… more
