- Axis (New York, NY)
- …upon request for candidates taking part in the selection process. ** Strategic Broker Relationship Leader - Vice President ** **New York, New Jersey, ... Connecticut or Philadelphia - Hybrid** The Strategic Broker Relationship Leader will be part of the Global Distribution team dedicated to managing strategic … more
- SMBC (New York, NY)
- …Underwriting, Risk Management, Compliance, IT Risk and Training committees. The Compliance Advisory Vice President role assists in managing a coverage area or ... Inc. serves as a regulatory advisory function to the President and is responsible for overseeing the management of...and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the… more
- Citigroup (New York, NY)
- **Position Overview:** Citi's Global Broker -Dealer Legal Entity Treasury team is seeking a highly qualified AVP candidate to support Broker -Dealer funding, ... oversight requirements within the Treasury organization. **Team Description:** The Global Broker -Dealer Legal Entity Treasury team reports to the Global Broker… more
- Morgan Stanley (New York, NY)
- …**Title:** *Portfolio Strategy Consultant - Global Sales & Marketing - Vice President * **Location:** *New York-New York* **Requisition ID:** *3258109* ... model placement, and assist in overall visibility of MSIM/EV strategies at focus broker dealers; in order to drive sales/AUM growth. The position will be focused… more
- Hold Brothers (New York, NY)
- About the Job: Hold Brothers Capital, LLC, a leading self-clearing proprietary broker -dealer, is seeking an EVP of Finance & Operations to oversee the self-clearing ... to reconcile data + Preparing financials and books and records for the Broker -Dealer according to GAAP and ensuring all regulatory reporting requirements are met +… more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Vice President - Counsel role for Sumitomo Mitsui Banking Corporation ... (TOP) Legal team. **Role Objectives** + Primary responsibilities will involve strategic legal advice, and negotiation and documentation of third-party vendor… more
- The Cigna Group (Morris Plains, NJ)
- …to come into the local Cigna office 3 days per week._** **Role Summary:** The Vice President of Existing Business and Growth will be responsible for the ... plans to achieve organizational objectives + Ensures completion of all strategic planning; holds systematic meeting schedules with staff, producer and customers… more
- Morgan Stanley (New York, NY)
- …diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** * Vice President International Lending Specialist (ILS)* **Location:** ... origination or credit underwriting experience in a Private Banking or Broker -Dealer platform required. Formal credit training preferred. *Working knowledge of credit… more
- JPMorgan Chase (New York, NY)
- …insight. As a Wealth Management Financial Products and Regulatory Attorney - Vice President , Assistant General Counsel within our Wealth Management Legal ... laws, rules, and regulations, and advise on changes thereto. + Provide ongoing strategic advice and guidance on regulations related to wealth management to business… more
- JPMorgan Chase (New York, NY)
- …for our flexible shared services team within Banking Operations. **Job summary** As a Vice President in the Cash Asset Management Central Bank Lead in Payments ... Bank, where we manage risk, raise capital, and provide strategic advice to the world's most significant corporations, governments,...Support team on any other Ops requirements such as Broker Dealer and Cash Projections + Work with Service… more
- JPMorgan Chase (Jersey City, NJ)
- …companies, commercial banks, non-bank financial institutions, central banks and broker dealers. Our advanced, end-to-end solutions which combine physical, notional ... product backlog that enables development to support the overall strategic roadmap and value proposition + Builds the framework...FI product and solutions offering, with a focus on broker dealers and banks (large, mid-size/regional as well as… more
- SMBC (New York, NY)
- …The SMBC Compliance Department monitors the corporate banking, investment banking and broker dealer activities of SMBC Group and reports on the compliance risks ... the SMBC Employee Investment Policy, arranges for the registration of broker -dealer personnel, and conducts compliance training. In addition, the Advisory Team… more
- Broadridge Financial Solutions (Newark, NJ)
- …+ Prepare quarterly forecasts, annual operating plan, and annual multi-year strategic plan through direct partnership and influence across technology + Actively ... professional with a consistent record of high performance, financial, strategic , and operational leadership across commercial businesses. + Demonstrated expertise… more
- Affinius Capital (New York, NY)
- …a diversified portfolio across North America and Europe. Affinius Capital provides strategic equity and debt capital, including to capitalize on the accelerating ... affiliates and other Investment vehicles, and maintain such lender and mortgage broker relationships. + Assist as needed in discussions with portfolio managers on… more
- SMBC (Jersey City, NJ)
- …expert in the Regulatory Reporting Automation for BHC, Branch, Liquidity or Broker Dealer regulatory reports. This position will provide leadership to the team ... + Excellent communication and senior management relationship management skills + Strategic thinking, strong analytical & problem-solving skills - excellent attention… more
- JPMorgan Chase (Brooklyn, NY)
- …Finally, CIB Treasury is responsible for ongoing liquidity risk management of the CIB's US broker -dealers. As a Vice President in the Treasury space you will ... to FTP policy, CIB funding and P&L results + Ad hoc support of strategic initiatives within the team including: enhancing FTP framework, continued development of the… more
- Dow Jones (New York, NY)
- …on-site in our midtown Manhattan office three days a week, reporting to the Vice President B2B Marketing - Financial Services. **You Will:** + Develop and ... will be part of this exciting transformation. We are looking for a strategic Marketing leader, with experience in industry marketing and account based marketing; who… more
- Citigroup (Jersey City, NJ)
- …Operations business development component of this agenda. + This is an Assistant Vice President (AVP) role within the Markets Operations Organisation, in the ... a Client relationship group, dedicated to overseeing the Organizational service performance and strategic partnership for our top tier client base, where we play a… more
- Broadridge Financial Solutions (New York, NY)
- …We are seeking an experienced Director, Sales. In this position you will report to the Vice President of Sales. We are looking for a high energy, driven sales ... on private markets + Ability to build, foster and maintain key strategic relationships within prospect accounts, including senior client relationships at C- levels… more
- Anywhere Real Estate (Jersey City, NJ)
- …activity at the property + Work under the direct tutelage of the Executive Vice President and Senior Managing Director of New Development rentals daily Job ... + Valid NJ Real Estate Salesperson or NJ Associate Broker License required + 3 years of proven experience...that empowers everyone's next move. **We pursue talent** - strategic thinkers who are eager to always find a… more