- USAA (Phoenix, AZ)
- …makes us special and impactful. **The Opportunity** As a dedicated Compliance & Operational Risk Testing Programs Executive, you will be responsible for ... companies across the organization. + Directs the development of compliance & operational risk testing methodologies to be utilized for a line of business… more
- USAA (Phoenix, AZ)
- …makes us special and impactful. **The Opportunity** The Enterprise Compliance and Operational Risk Testing Executive is responsible for the ongoing ... This role will require collaboration and partnership with other Compliance & Operational Risk Programs...and/or operational opportunities. Provides reporting data on compliance testing to appropriate governance committees and… more
- USAA (Phoenix, AZ)
- …special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of… more
- USAA (Phoenix, AZ)
- …and control functions including Business Risk and Control, Compliance and Operational Risk Testing (ECORT) among others to drive successful results ... Risk Management, Technology Risk Management, Stress Testing , and Operational Risk + Federal Reserve Documents: Consolidated Supervision Framework… more
- City National Bank (Phoenix, AZ)
- …banking environment * Minimum 10 years of experience in risk management, operational risk management, compliance , or audit functions in the financial ... *MANAGER OPERATIONAL RISK MANAGEMENT OVERSIGHT* WHAT IS...ORBO team(s) in the execution of ORM framework key risk activities, including monitoring compliance with ORM… more
- US Bank (Phoenix, AZ)
- …One. **Job Description** Partners with their assigned Line of Business, other Risk / Compliance /Audit (RCA) professionals, and RCA Managers to, depending on their ... products/services, systems, and associated risks/controls - Thorough knowledge of Risk / Compliance /Audit competencies - Strong analytical, process facilitation… more
- Molina Healthcare (Phoenix, AZ)
- …direction of Mgr, IT Controls and ERM, is responsible for developing a risk based process design approach for Molina Healthcare, Inc. Areas of responsibility include ... internal audit, SOX, information technology and/or business experience to develop risk -based programs, interpret the significance of assessment findings and make… more
- American Express (Phoenix, AZ)
- …Audit, Independent Compliance Testing team, General Counsel's Organization, Operational Risk , Financial Crimes Compliance , and Privacy Office. + ... tool, and cross product initiatives. Areas of responsibility will include assessment of compliance risk associated with new products and features, review of… more
- American Express (Phoenix, AZ)
- …Global Risk and Compliance colleagues, General Counsel Office, Operational Excellence, Independent Compliance Testing , Privacy, Internal Audit Group) ... candidate will contribute alongside a high-performing team to deliver an effective compliance risk management oversight program for the Technology business unit,… more
- PSI Services (Phoenix, AZ)
- …**Role Responsibilities** + Manage risk and vulnerability assessments, validation testing , compliance reviews, and audits in accordance with agreed ... Assist the department in responding to inquiries from the business units about ongoing operational compliance + Be proactive in seeking out areas for improvement… more
- Bank of America (Phoenix, AZ)
- …metrics, reporting facts of the investigation to assist in identifying potential operational or compliance risks, and completing Suspicious Activity Reports ... the investigation to senior stakeholders, assisting in identifying potential operational or compliance risks + Partners with...experience + Minimum 1-2 years' experience with Fraud, AML, Risk , or Compliance experience and/or knowledge of… more
- American Express (Phoenix, AZ)
- …product review/ certifications. + Experience working with or in operational risk management space (eg, Risk , Compliance , Control Management and/or ... for identifying, assessing, and collecting 1LoD capability needs for Operational Risk Management execution, and coordinate systems...team, both locally and internationally + Knowledge of Governance, Risk , and Compliance (GRC) tools such as… more
- City National Bank (Phoenix, AZ)
- … program functions, including Compliance Risk Assessments, Key Risk Indicators (KRI) review, Issue Management, Operational Losses, and more. Provide ... Review & Challenge interactions with LOB, engage with 2LOD Compliance Testing (including RBC) to provide sufficient...Act as the business teams' liaison for business line risk management, compliance activities, legal engagement, and… more
- USAA (Phoenix, AZ)
- …validation activities. Drives the model validation oversight process follows the written risk and compliance policies and procedures which require independence ... Life) along with their corresponding business support functions and operational processes. + Assesses model inherent risk ...the independent model validation process aligned with the written risk and compliance policies and procedures at… more
- Wells Fargo (Phoenix, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Support implementation of moderate to complex user stories and features. + Understand compliance and risk management requirements + Receive direction from a… more
- American Express (Phoenix, AZ)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... of analytic control testing and ad hoc analytics, to drive timely risk insights, testing efficiencies and increased audit coverage. + Validate management's… more
- Teradata (Phoenix, AZ)
- …and document related work to evaluate internal controls related to IT risks, operational activities, and compliance requirements + Ensure compliance to ... You'll Do** We are seeking a candidate to join our global Enterprise Risk and Assurance Services (ERAS) Team. Teradata's Internal Audit provides financial, … more
- PNC (Phoenix, AZ)
- …with the Lines of Business and other risk partners (eg, Enterprise Risk Management, Compliance , Audit) * Oversees execution of the Business Resiliency ... Resiliency Program, which includes traditional business continuity lifecycle activities, operational and technology resilience, and disaster recovery. You will be… more
- American Express (Phoenix, AZ)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the company… more
- USAA (Phoenix, AZ)
- …activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** + ... work with the Application and Infrastructure Security team that performs penetration testing to evaluate the security posture of USAA developed applications and USAA… more