- Raymond James Financial, Inc. (St. Petersburg, FL)
- …guidance to compliance efforts in assigned business entity. * Informs Senior Compliance Management about issues that may involve rule violations or potential ... testing, audit practices and applicable US broker-dealer and registered investment adviser regulatory requirements and controls to work closely...and controls to work closely with senior members of Compliance and business management in a … more
- Deloitte (Tampa, FL)
- …prior experience to provide tax compliance and advisory services to investment management clients. You will assist clients with effective analysis, solution ... have an exciting opportunity for you as a Tax Manager on our growing team! What you'll do As...the global leader in providing professional services to the Investment Management industry, Deloitte Tax LLP works… more
- Deloitte (Tampa, FL)
- …and local tax issues? Are you intrigued by the tax considerations specific to investment management , private equity, real estate and/or hedge fund clients? If ... for you! We are looking for an innovative, analytical Manager who is ready to handle new challenges and...diverse and inclusive workplace The TeamDeloitte's Multistate Tax Services Investment Management group has more than 1,500… more
- Deloitte (Tampa, FL)
- …you serve + 5+ years of public accounting experience (at least 3 years in investment management ) + One of the following accreditations obtained: + Licensed CPA ... knowledge across multiple areas of taxation? Do you excel at delivering compliance and consulting services to individual clients and their trusts, estates, family… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …methods. * Concepts, practices and procedures of securities industry and/or investment advisory compliance , including suitability, fiduciary standard, and other ... corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset… more
- Citigroup (Tampa, FL)
- …and FINRA regulatory disclosures/filings + Provide day-to-day legal support of the investment management business, including matters related to client ... and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to...investment management agreements and enrollment documents, investment policy… more
- Truist (Tampa, FL)
- …and the Investment Advisory Group (IAG) to assist in the delivery of Investment Management Services to clients in Truist Wealth who generally have $5mm+ in ... for investment communication. The IA assists the Investment Manager in acquiring prospective clients through...oral and written communication skills. + 2+ years of investment management / trading or related experience.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and teams. * Reports compliance program status and activities to compliance and business management . * Manages external compliance examinations, ... identifies corresponding client disclosures. * Provides support to business, compliance , and legal stakeholders on disclosure inventory questions, disclosure… more
- KPMG (Tampa, FL)
- …Manager / Senior Manager to join our Global Compliance Management Services (https://tax.kpmg.us/services/ compliance - management .html) practice. ... **Business Title:** Manager / Senior Manager , Compliance...important than investing in our culture because it's an investment in our people, our future, and what we… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … activities are commensurate with the level of risk. * Informs Senior Compliance Management about issues that may involve rule violations or potential ... obtained through education and experience to support the operation of all compliance functions covering the Financial Holding Company requirements that apply across… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …oversight and management . * May coach, train, and mentor other Compliance associates. * May assist with developing and implementing continuing education and ... specialized training, and/or certification in financial services or banking industry compliance to administer and manage an assigned compliance function.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …development programs. * Works in partnership with key parties within Divisional Management , Supervision, and other areas within compliance to address escalation ... education, experience, specialized training and/or certification in securities industry compliance or supervision to lead a team of geographically-dispersed branch… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …reinforcing trust and collaboration. * Conducts detailed financial analysis to support investment decisions and portfolio management . * Identifies and mitigates ... or regulatory agreements. * Conducting detailed financial analysis to support investment decisions and portfolio management . * Developing and implementing… more
- Deloitte (Tampa, FL)
- …accounting and taxation to provide tax compliance and consulting services to Investment Management clients. You will conduct day-to-day management of ... companies, Subchapter M, section 4982 excise calculations, and tax compliance .? If this is music to your ears, and...As global leaders in providing professional services to the Investment Management industry, Deloitte Tax LLP works… more
- Deloitte (Tampa, FL)
- …prior experience to provide tax compliance and consulting services to investment management clients. You will assist clients with effective analysis, ... and pursuits. The Team As global leaders in providing professional services to the Investment Management industry, Deloitte works with clients to address a range… more
- JPMorgan Chase (Tampa, FL)
- …service experience in controls, audit, quality assurance, risk management , or compliance preferred + Experience in a Control Manager function or strong ... **Organization Description:** The Commercial & Investment Bank is a global leader across ...the world's largest payment network. The business combines Liquidity/cash management , payment solutions, Escrow and merchant services to corporate… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …matters. **Essential Duties and Responsibilities:** * Partner to the AFS and IC management teams. Responsible for risk, supervisory and compliance matters, and ... **Description** **Job Summary** The Field Supervision Manager is responsible for a wide variety of... is responsible for a wide variety of supervisory, compliance , and risk functions for the Associate Financial Services… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …practices in multi-family real estate operations, including property inspections, leasing, management , maintenance, and regulatory compliance . * Knowledge of ... optimize performance and meet benchmarks, including monitoring and overseeing property management operations. With a strategic focus on driving profitability and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... management . The Supervision department partners closely with the business...Raymond James Financial Private Client Group is hiring a Manager within the Advisor Onboarding Supervision team to manage… more
- Citigroup (Tampa, FL)
- …corporate and investment banking, securities brokerage, transaction services, and wealth management . As a bank with a brain and a soul, Citi creates economic ... optimizing management of systems supporting global functions such as Compliance , Controls, Internal Audit and Risk, and introducing innovative technologies that… more