- Citigroup (Tampa, FL)
- …implemented by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based monitoring of Citi's compliance risks ... used to address reported issues. **Responsibilities:** + Develops, implements, and executes compliance monitoring procedures in accordance with the Compliance… more
- Citigroup (Tampa, FL)
- …, and reporting activities. + Experience in planning, executing, and reporting on compliance testing or monitoring reviews and regulatory issue validation ... defense. The Compliance Independent Assessment Sr. Analyst performs risk-based testing and monitoring of Citi's compliance risks in order to assess the… more
- Citigroup (Tampa, FL)
- …Quarterly Summaries and the development and enhancement of the Compliance Monitoring Methodologies and Standards for testing , monitoring , and reporting. ... and typologies. + Experience in planning, executing, and reporting on compliance testing and monitoring reviews, and regulatory issue validation activities… more
- USAA (Tampa, FL)
- …more years of progressive compliance -related experience developing, implementing and operationalizing Compliance Testing and Monitoring programs. + 4 or ... Programs Executive, you will be responsible for the ongoing preparation, testing and monitoring of compliance with government regulations and regulatory… more
- USAA (Tampa, FL)
- …more years of progressive compliance -related experience developing, implementing, and operationalizing Compliance Testing and Monitoring programs. + 6 or ... Testing Executive is responsible for the ongoing preparation, testing and monitoring of compliance with government regulations and regulatory agencies… more
- Citigroup (Tampa, FL)
- …examinations, reviews and inquiries and advising on internal and external testing , monitoring , audits & investigations. + Analysing complex comparative ... Serves as a compliance conduct risk officer for Independent Compliance...and presenting global reports related to conduct risk and monitoring of conduct risk related issues. + Reviewing materials… more
- MetLife (Tampa, FL)
- …impact of privacy regulatory changes, and support implementations. * Develop the annual privacy monitoring and testing plan and participate in monitoring and ... is at the center of all our work at MetLife. Compliance Risk Management (CRM) delivers a compliance risk framework that enables the businesses and functions to… more
- Citigroup (Tampa, FL)
- …a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance ... examinations, reviews and inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews.… more
- Citigroup (Tampa, FL)
- …a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance ... Serves as a function/business/product compliance risk senior analyst for Independent Compliance...+ Assisting with in house system development; including UAT testing , interface design, data lineage, data risk metrics, and… more
- Proofpoint (Tampa, FL)
- …needs, recommending configuration options and policies, configuring products, assisting with testing and monitoring , and product knowledge transfer. The ... of the Fortune 1000, rely on Proofpoint for people-centric security and compliance solutions mitigating their most critical risks across email, the cloud, social… more
- Citigroup (Tampa, FL)
- …Escalation Policies. + Help contribute to the Lessons Learned Policy, including monitoring of control breaches and dissemination and learnings across other business ... the Control Standards, including implementation and operation, conducting the control monitoring , handling deficiencies, and escalating issues for resolution. + Help… more
- Bank of America (Tampa, FL)
- …investigations + Performs quality control functions, training, communications, guidance, monitoring scenario development/enhancement input and testing , or law ... Global Financial Crimes Compliance (GFCC) Investigator - Brokerage Charlotte, North Carolina;New...to Law Enforcement as required. The Global Financial Crimes Compliance (GFCC) Investigator performs end-to-end investigations across one or… more
- Citigroup (Tampa, FL)
- The Chief Data Office within the Independent Compliance Risk Management (ICRM) function oversees the end-to-end data "ecosystem" including data governance, ... validation for new projects. The team partners with subject matter experts in Compliance , Compliance Technology, the Enterprise Chief Data Office and other… more
- JPMorgan Chase (Tampa, FL)
- …drawing informed conclusions, making actionable recommendations, and distributing detailed compliance testing review reports. + Foster collaboration with ... Testing CoE (Center of Excellence) and help in bringing together skilled monitoring , testing , and evaluation experts from across the globe into one team… more
- Citigroup (Tampa, FL)
- …Control Testing Utility is responsible for assessing the adequacy of Controls, Monitoring and Testing Tools that are designed and executed by the Banking ... accountable for operational controls performance assessment and assurance for Banking controls, monitoring and testing tools, including the design and execution… more
- Citigroup (Tampa, FL)
- …Control Testing Utility is responsible for assessing the adequacy of Controls, Monitoring and Testing Tools that are designed and executed by the Banking ... assessment and assurance for Banking controls as well as monitoring and testing tools. This includes the...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (Tampa, FL)
- …Control Assessment Team Leader - SVP** The Second Line of Defense (2LoD) Testing Utility (STU), aligned to Independent Compliance Risk Management (ICRM) and ... for the design assessment of ) Key Controls, 2) Monitoring Tools, and 3) Testing tools, as...Compliance Programs / ICRM CAO. The ICRM Controls Testing Team Leader manages a team of up to… more
- MUFG (Tampa, FL)
- …the bank's information assets. **Major Responsibilities** + Designing, developing, testing , documenting, monitoring , and implementing information and database ... subject matter expert (SME) guidance and analysis. + Managing a database activity monitoring (DAM) platform for security and audit compliance , including policy… more
- Citigroup (Tampa, FL)
- …Knowledge of key Compliance processes- Regulatory Management, Risk Assessment, Monitoring and Testing + Awareness of regulatory requirements including local ... and all policies and processes established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring … more
- Citigroup (Tampa, FL)
- …Control Testing Utility is responsible for assessing the adequacy of Controls, Monitoring and Testing Tools that are executed by the Client businesses. This ... assessment and assurance for Client controls as well as monitoring and testing tools. This includes the...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more