• Director , Regulatory

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …Assurance and transaction testing * Bank Holding Company reporting * Regulatory expectations for Large Financial Institutions ( LFI ) **Skill in** * Leading ... and other regulatory bodies. Establish and manage regulatory reporting governance and control program. Compiles...Experience with large financial institutions subject to the FRB's LFI requirements is a plus * OR ~ *… more
    Raymond James Financial, Inc. (11/13/24)
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  • Director , Data Remediation Management

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …metrics. The person in this role partners with subject matter experts in Regulatory Reporting , Compliance, Technology, and others in the Category IV program ... its capabilities to transition to a Category IV institution ( LFI ). The Director of Data Remediation Management...Duties and Responsibilities** * Fully understand various data and reporting flows across the Regulatory Reporting more
    Raymond James Financial, Inc. (11/15/24)
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