- Citigroup (Tampa, FL)
- The Internal Audit (IA) Regulatory & Exam Management Sr. Analyst plays an important role on the North America IA Regulatory Management team. The Sr. ... regulators + Attends regulatory meetings with IA Regulatory and Exam Management Group Manager, documenting...Citi's first and second line functions, as well as internal audit , to proactively identify regulatory… more
- Citigroup (Tampa, FL)
- …follow-up and time management skills. + Experience in regulatory and Internal Audit interaction, exam management/ coordination, and issue ... any high priority regulatory , ad hoc projects or supports ORM Global Internal Audit (IA) as needed. **Qualifications:** + 6-10 years of relevant experience… more
- Bank of America (Tampa, FL)
- …Enablement & Controls organization. This position will be responsible for providing regulatory support and internal control discipline for Lending products, ... Supports the overall management of and research required for regulatory exams, internal audits, and other monitoring...and stakeholders to ensure end-to-end process engagement + Provide audit and exam support + Acts as… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …varying levels of seniority to document and manage issues. + Coordinates with internal audit , compliance testing, regulatory exams, and inquiry management. ... transparency and accountability through managing formal governance routines, issues and exam management, and ongoing reporting. As a senior advisor, you will… more
- JPMorgan Chase (Tampa, FL)
- …to assess the relevance of internal and external standards and procedures + Audit , CCOR and External Regulatory Exam readiness and management experience ... This role involves aligning cross-functional support to the Sanctions and Regulatory Operations and Control Management business priorities, promoting the Payment… more
- Truist (Tampa, FL)
- … regulatory controls to manage risk and compliance. Works within the existing audit , compliance and regulatory framework in order to ensure a high quality, ... Mission and Values * Establish and maintain mutually beneficial business relationships with internal and external centers of influence such as the CCB, CIG, groups… more