- Citigroup (Tampa, FL)
- The Regulatory Risk Officer Serves as a senior compliance finance risk officer responsible for assessing compliance risks and controls implemented by ... and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues and...duties may be assigned as required. **Job Family Group:** Risk Management **Job Family:** Regulatory Risk… more
- Citigroup (Tampa, FL)
- …and cyber risks are managed, mitigated, and aligned with our risk appetite. The Risk Analytics & Reporting Senior Officer is part of the Risk Analytics ... in presentation design, executive messaging, reporting, analytics, and project management. The Risk Analytics & Reporting Senior Officer will be responsible for… more
- Citigroup (Tampa, FL)
- …and reduce operational risk ; their main focus will be on the Global Operations Regulatory Control team. Risk areas include but are not limited to BAU ... risk . As a senior member of the Regulatory Operations Line Control team, the incumbent... Risk /Compliance/Audit or other risk and control disciplines. + Experience in Regulatory Reporting… more
- Citigroup (Tampa, FL)
- This Operations Business Risk and Control Officer role is in the Risk Mitigation and Execution team supporting SMB&IC Core Operations and is a part of ... Issues management, MCA/ control effectiveness and audit/exam performance, EUC management, Regulatory Change Management, and Operational Risk events such as… more
- Citigroup (Tampa, FL)
- The Business Risk and Control Sr Officer I...of work within the team/project. The Regulatory Quality Control team is a central team within Risk , ... principles for Quality Control to review Transformation and Regulatory issues for Risk . **Responsibilities:** + Lead quality control reviews of… more
- Citigroup (Tampa, FL)
- Serves as a Business Risk and Control Officer for Independent Risk Management (IRM) responsible for conducting research and developing insights used to ... identified and addressed. + Investigating and responding to compliance risk issues. Investigating regulatory inquiries, preparing required documentation,… more
- Citigroup (Tampa, FL)
- **Overview:** The **Business Risk & Control Officer - VP** is a strategic professional who stays abreast of developments within own field and contributes to ... monitoring remediation actions to ensure appropriate actions are taken to mitigate control weaknesses. + Conducting deep-dives and Targeted Risk Assessments of… more
- Citigroup (Tampa, FL)
- Job Description The Business Risk and Control Officer will have responsibility for overseeing the quality of documentation and artifacts which evidence the ... completeness and accuracy of work done to complete audit, regulatory , first and second line issues as they go...and oversees the application of firmwide policies and procedures, control standards, operational risk policies, technology and… more
- Santander US (Odessa, FL)
- …mitigation of regulatory compliance risks identified. The **Sr. FLoD Compliance Risk Officer ** will work with key stakeholders to effectively challenge ... Sr. FLoD Compliance Risk Officer Odessa, United States of...+ Identify and recommend opportunities for process improvement and risk control development. + Support and review… more
- Citigroup (Tampa, FL)
- The Business Risk & Control Officer for Cash Services Operations is part of the broader Risk & Control function within the COO organization. The ... Risk & Control function is responsible for driving the ...financials. * Demonstrated understanding of business procedures, financial services, control and regulatory industry knowledge. * Excellent… more
- Citigroup (Tampa, FL)
- …+ Accountable for the quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control Policy, Control ... initiatives and objectives. **The Role and Candidate:** The Business Risk and Controls Senior Officer is accountable...and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & … more
- Citigroup (Tampa, FL)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, ... identified and addressed. + Investigating and responding to compliance risk issues. Investigating regulatory inquiries, preparing required documentation,… more
- Citigroup (Tampa, FL)
- …commodities markets, trading practices, and logistics operations. + Strong understanding of risk control frameworks, regulatory requirements, and industry ... will work within ORM's Markets Coverage Team. The Operational Risk Sr Officer will provide hands-on support...and internal policies. + Develop, maintain, and continuously improve risk control frameworks and risk … more
- Citigroup (Tampa, FL)
- **Job Description** Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing and ... Citi's Compliance Risk Policies and measuring compliance risk through a robust control framework and...examiners, auditors etc. + Knowledge of key Compliance processes- Regulatory Management, Risk Assessment, Monitoring and Testing… more
- Citigroup (Tampa, FL)
- …first line of defense (1LoD) teams, governance, processes, and controls.** **The Data Risk Officer -- VP will be responsible for identifying, anticipating, ... risk coverage team.** **Key Responsibilities:** **The Data Risk Officer - VP** **will ideally be...policies/standards and adoption of data management capabilities.** **Proficiency in risk and control data analysis and visualization,… more
- JPMorgan Chase (Tampa, FL)
- …box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the Compliance, Conduct and Operational ... Line of Business (LOB) and global/regional Compliance teams; including Internal Audit, Operational Risk and other Control functions. You will need to possess… more
- Citigroup (Tampa, FL)
- …performed. Other job-related duties may be assigned as required. **Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time Type:** Full ... engagement remit. Qualifications + 10+ years of business experience in audit, control , compliance or regulatory management in the banking or wealth management… more
- Citigroup (Tampa, FL)
- The Model/Anlys/Valid Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... + Develops, enhances, and validates the methods of measuring and analyzing risk , for all risk types including market, credit and operational.… more
- Citigroup (Tampa, FL)
- The Operational Risk Framework Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... Compliance. **Qualifications** : + 3 - 7 years of experience in financial risk management, consulting, and/or regulatory affairs, with specific experience in… more
- Citigroup (Tampa, FL)
- The Global Funds Transfer AML Compliance Risk Management, Compliance Officer , AVP is an intermediate level role responsible for recommending/establishing ... functional partners and key stakeholders + Utilize information from regulatory changes, new regulations, and internal policy changes to...3 -5 years of relevant experience in AML Compliance, Risk , or a Control -related function within a… more