- SMBC (Jersey City, NJ)
- …a competitive portfolio of benefits to its employees. **Role Description** This Finance Control Oversight (FCO) Vice President (VP) role will support the review ... well as assist with the completion of testing requirements for the Risk and Control Self-Assessment (RCSA) process across the finance functions. The position is… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in ... experience in the investment banking space, preferably in an advisory capacity. The Vice President will assist...strategic advice and guidance to front office and relevant control functions regarding (i) public and private offerings of… more
- MUFG (New York, NY)
- …escalation of client or control issues to the Global Head of AML Advisory . + Coordinates risk re-evaluation and reviews of client relationships globally in ... in Securities, s/he is responsible for advising the Global Head of AML Advisory and relevant first-line business leaders on strategies to identify and manage the… more
- Morgan Stanley (Purchase, NY)
- …negative news processes, among others, for Morgan Stanley. *Responsibilities:* The Assistant Vice President, Risk and Controls is responsible for assisting in ... of applicable MS' policies, standards, and procedures. *The Assistant Vice President, Risk and Controls will:* *...* Lead implementation for project deliverables for Financial Crimes Risk and Control assessments (RCSAs) under the… more
- Morgan Stanley (Purchase, NY)
- …its workforce (M/F/Disability/Vet). **Job:** **Operational Risk * **Title:** *US Banks Operational Risk Vice President - Dedicated Business Risk Coverage ... Ensure the Business Risk Program includes elements to identify measure, monitor, control , and report on the current and emerging risks and mitigating control … more
- Bloomberg (New York, NY)
- …First Line of Defense (FLOD) risk execution and partnering on Risk Control Self-Assessment (RCSA) training efforts + Successfully challenge FLOD on ... and Compliance, Finance, Operational Resilience, and Internal Audit, to provide centralized risk frameworks, processes, tools, training and advisory services to… more
- BlackRock (New York, NY)
- …practice, who will be involved in various aspects of the Audit group's risk assessment, assurance and advisory activities, including audit planning and ... legal and compliance. BlackRock Internal Audit is seeking a Vice President in New York City or Atlanta for...systems + Build and maintain collaborative relationships with all risk and control functions + Interact with… more
- Santander US (New York, NY)
- …and Abilities:** + Knowledge of the FINRA Gateway + Practical knowledge of key business control areas (Audit & Risk Review, Risk Management, Finance, Human ... Central Compliance, Vice President- Corporate & Investment Banking Country: United...VP Monitors activities to minimize the company's exposure to risk . Activities may include data analysis, risk … more
- JPMorgan Chase (Jersey City, NJ)
- …notional and virtual techniques enable our clients to achieve visibility, control and optimization of working capital. **Job responsibilities** + Develops a ... key success metrics such as cost, feature and functionality, risk posture, and reliability + Sets the strategic vision...operations and infrastructure + Previous treasury (Corp or FI) advisory work and/or product management experience of FX and… more
- JPMorgan Chase (New York, NY)
- …of client servicing needs + Excellent written and verbal communication skills + Risk and control mindset; detail oriented + Strong organizational and ... of over 1800 Asset Management clients across the Institutional, Sub Advisory , and Alternatives client businesses. Responsible for developing, maintaining, and… more
- Morgan Stanley (Purchase, NY)
- …responsibilities for the Employee Conduct Risk & Wealth Management Administration Business Control Unit - Assistant Vice President will be to provide CSR ... Retirement Plans, Financial Wellness, Marketing, and Reinvestment. *Position Summary* The Client Segment Risk (CSR) Business Control Unit (BCU) Team is a first… more
- Mizuho Corporate Bank (New York, NY)
- Business Risk & Control - Data Loss Prevention Vice President The Business Risk & Control - Data Loss Prevention team is a 1st Line of Defense (LoD) ... between Information Security Office, IT Security and the Business Control Teams to be in line with the Information...(physical, email, web, etc.) across MUSO. Responsibilities As a Vice President team lead member of the Data Loss… more
- Morgan Stanley (Purchase, NY)
- …is seeking a Vice President to serve as the Financial Crimes Risk Officer for our Workplace and Digital sectors, specifically overseeing the E*TRADE business and ... actively monitoring for both issues and opportunities to optimize and enhance control effectiveness. *TheFinancial Crimes Risk OfficerVP will have the following… more
- SMBC (Jersey City, NJ)
- …Director, Head of Risk and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President, this role will assist in managing a comprehensive ... its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment...as program lead for establishing and maintaining Compliance's own Risk and Control Self-Assessment ("RCSA"), a program… more