- HSBC (New York, NY)
- …and thematic reviews on issues, opportunities and/or strategic change. As our VP Risk and Compliance Assurance you will: + Utilize SME knowledge in ... investors, our communities and the planet we all share. Compliance Assurance Generalist roles act as an...the compliance risk environment to support the business… more
- JPMorgan Chase (New York, NY)
- …experience in financial services industry with background in controls, audit, quality assurance , operational risk management, or compliance ; or equivalent ... **Job Summary** As a Control Management Vice President within our dedicated team,...of these issues. You will also assist in top-down risk analysis, real-time control issue detection, escalation, root cause… more
- MUFG (New York, NY)
- …observations that effectively convey significance and impact on risk and/or risk management practices. + Maintain compliance with audit methodology, while ... I role within Internal Audit is responsible for leading independent, objective assurance and consulting activities designed to evaluate and assess the effectiveness… more
- BlackRock (New York, NY)
- …operations, finance, and legal and compliance . BlackRock Internal Audit is seeking a Vice President in New York City for its Business Audit practice, who ... covering all BlackRock business units, including investment and asset management, risk management, operations, finance, and legal and compliance . **Technology… more
- JPMorgan Chase (New York, NY)
- …Skills, and Capabilities:** + 7 years of experience in controls, audit, quality assurance , risk management, or compliance . + Experience in designing ... work closely with internal and external stakeholders to ensure effective risk management and compliance with regulatory requirements. **Job Responsibilities:**… more
- Citigroup (Jersey City, NJ)
- …**Qualifications:** + 10+ years work experience in related control discipline (ie, Risk Management, Compliance , Audit). + Excellent communication skills required ... you to apply! Our people make all the difference in our success. The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest… more
- Citigroup (New York, NY)
- …role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit team. The overall ... internal audit standards, policies, and regulations** to provide timely audit assurance and influence audit scope + Develop effective line management relationships… more
- MUFG (New York, NY)
- …recruitment team will provide more details. Job Description: The Credit Policy Group, VP reports to the manager of the Credit Policy Group. Responsible for ... standards and procedures framework to facilitate MUFG business objectives and facilitate risk management of new and existing credit exposure. This includes the… more
- MUFG (Jersey City, NJ)
- …and procedures. + Serve as a trusted partner to business, operations, development, risk and compliance teams providing database security subject matter expert ... Systems Auditor (CISA), Certified Ethical Hacker (CEH), Certified in Governance, Risk and Compliance (CGRC), formerly Certified Authorization Professional [CAP],… more
- MUFG (Jersey City, NJ)
- …Accounts Inventory withLCM solutions + Work with the broader IT security, risk and compliance organization to interpretpolicies and standards, ensuring policies ... and roll outand implementation plans + Lead quality control and quality assurance activities, such as developing andexecuting test plans / scripts and resolving… more
- Citigroup (New York, NY)
- …CME) of the US broker dealers. The role's responsibilities include: Ensuring compliance with SEC Rules 15c3-1 (Net Capital) and 15c3-3 (Customer Reserve ... essential procedures are followed and contributes to defining standards. + Provides assurance and partners with audit team to monitor controls and accuracy of… more
- BMO Financial Group (New York, NY)
- …research and advisory services to clients around the world. #bmocapitalmarkets The ** VP , Operational Risk ** **&** **Resilience, Investment & Corporate Banking ... a focus on Operational Risk and BCM Risk . The role requires the VP to...but not limited, to Operational Risk , Credit Risk , Business Continuity, Regulatory Compliance , Cyber Security,… more
- NatWest Markets (Stamford, CT)
- …first and second lines of defence. The role is an effective part of the Compliance Assurance testing program and will be responsible for monitoring and carrying ... key controls that are in place to mitigate the risk of non- compliance are in place and...**Key Responsibilities:** + Support and implement the NWM, US Compliance Assurance Monitoring and Testing Plan. +… more
- Citigroup (Jersey City, NJ)
- …and monitor AML related issues and escalations + Develop and implement AML Compliance Risk Management (ACRM) standards and policies + Appropriately assess ... The Compliance Anti Money Laundering Risk Management...and complex transactions + Supervise and participate in internal assurance processes such as Enterprise wide AML risk… more
- Synchrony (New York, NY)
- …of the modeling process and lead the model governance sessions to ensure compliance and foster continuous improvement in model risk management practices. + ... Job Description: **Role Summary/Purpose:** Reporting to the SVP, Model Risk , this role will manage the model risk management framework and overall model… more
- Citigroup (New York, NY)
- …role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit team. The overall ... and technology adoption + Recommend interventions to issues, propose solutions for risk and control problems, partner with Directors and Managing Directors to… more
- Molina Healthcare (Yonkers, NY)
- …and the appropriate approvals and escalations are achieved. Coordinates with both the Associate Vice President of Fraud, Waste and Abuse (FWA) and Associate ... contracted vendor(s) to assure a smooth workflow exists, quality assurance measures are designed and monitored, appropriate handoffs to...Vice President of Special Investigations Unit (SIU)… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …on interaction internally is typically at Manager and Director level but may include Vice President and BU President depending upon the situation. This ... The Procurement Manager leads supplier management activities and executes supplier compliance activities for assigned suppliers. Suppliers are generally regional in… more
- SMBC (White Plains, NY)
- …**Role Description** SMBC is seeking an experienced Audit Manager - IT Infrastructure ( Vice President ) with 7-10 years' experience to work within the Internal ... evaluate governance, processes, risks and controls to provide reasonable assurance as to the adequacy of the control environment...screening Examine and evaluate internal controls in key technology risk areas to ensure compliance with internal… more
- SMBC (White Plains, NY)
- …knowledgeable about Fraud and/or banking products Experienced with performing quality assurance reviews. Experience with Anti-Fraud, Fraud Risk Assessments, ... data pulls and monitor large data sets. Assist the VP of Anti-Fraud Governance in identifying emerging trends in...of management including 'C' level officers Comfortable working with Compliance , Risk , Legal and Audit Experienced &… more